Cap. 571AM 《證券及期貨(證券市場、期貨市場及結算所)公告》Securities and Futures (Stock Markets, Futures Markets and Clearing Houses) Notice

生效中

版本日期: 2018-04-27

Cap. 571AL

Cap. 571AN

Securities and Futures (Stock Markets, Futures Markets and Clearing Houses) Notice

(Cap. 571, section 392A)

(Enacting provision omitted—E.R. 3 of 2015)

[10 July 2015]

1.

(Omitted as spent—E.R. 3 of 2015)

2. Prescribed markets and clearing houses

(L.N. 34 of 2018)

The stock markets, futures markets and clearing houses set out in the Schedule (despite any subsequent change in their names) are prescribed for the purpose of section 1B(2)(c) of Part 1 of Schedule 1 to the Ordinance.

(L.N. 34 of 2018)

Schedule — Prescribed Markets and Clearing Houses

[s. 2]

(L.N. 34 of 2018)

Part 1 — Stock Markets and Futures Markets

1.

Athens Exchange Derivatives Market operated by Hellenic Exchanges – Athens Stock Exchange S.A.

2.

Athens Exchange Securities Market operated by Hellenic Exchanges – Athens Stock Exchange S.A.

3.

Baden-Wuerttembergische Wertpapierbörse (Regulierter Markt) operated by Börse Stuttgart AG

4.

Bolsa de Madrid operated by Sociedad Rectora de la Bolsa de Valores de Madrid, S.A., Sociedad Unipersonal

5.

Bourse de Luxembourg operated by Société de la Bourse de Luxembourg S.A.

6.

Budapesti Értéktőzsde (Budapest Stock Exchange) operated by Budapesti Értéktőzsde Zártkörűen Működő Részvénytársaság

7.

Electronic Bond Market operated by Borsa Italiana S.p.A.

8.

Electronic Open-end Funds and ETC Market operated by Borsa Italiana S.p.A.

9.

Electronic Share Market operated by Borsa Italiana S.p.A.

10.

Eurex Deutschland operated by Eurex Frankfurt AG

11.

Euronext Brussels Derivatives operated by Euronext Brussels N.V./S.A.

12.

Euronext Brussels operated by Euronext Brussels N.V./S.A.

13.

Euronext Lisbon operated by Euronext Lisbon – Sociedad Gestora de Mercados Regulamentados, S.A.

14.

Euronext Paris operated by Euronext Paris S.A.

15.

European Energy Exchange operated by European Energy Exchange AG

16.

Frankfurter Wertpapierbörse (Regulierter Markt) operated by Deutsche Börse AG

17.

Frankfurter Wertpapierbörse Xetra (Regulierter Markt) operated by Deutsche Börse AG

18.

Italian Derivatives Market operated by Borsa Italiana S.p.A.

19.

London Stock Exchange Derivatives Market operated by London Stock Exchange plc

20.

London Stock Exchange – Regulated Market operated by London Stock Exchange plc

20A.

Main Securities Market operated by The Irish Stock Exchange plc (L.N. 34 of 2018)

21.

Market for Investment Vehicles (MIV) operated by Borsa Italiana S.p.A.

22.

MEFF Exchange operated by MEFF Sociedad Rectora del Mercado de Productos Derivados, S.A., Sociedad Unipersonal

23.

MEFF – Segmento Derivados Energía operated by MEFF Sociedad Rectora del Mercado de Productos Derivados, S.A., Sociedad Unipersonal

24.

Mercado Continuo Español operated by Sociedad Rectora de la Bolsa de Valores de Madrid, S.A., Sociedad Unipersonal

25.

NASDAQ OMX Copenhagen A/S operated by NASDAQ OMX Copenhagen A/S

26.

NASDAQ OMX Helsinki (Arvopaperipörssi) operated by NASDAQ OMX Helsinki Ltd.

27.

NASDAQ OMX Stockholm AB operated by NASDAQ OMX Stockholm AB

28.

NYSE Euronext – Euronext Amsterdam operated by Euronext Amsterdam N.V.

29.

Oslo Axess operated by Oslo Børs ASA

30.

Oslo Børs ASA operated by Oslo Børs ASA

31.

Securitised Derivatives Market operated by Borsa Italiana S.p.A.

32.

The London International Financial Futures and Options Exchange (LIFFE) operated by LIFFE Administration and Management

33.

Warsaw Stock Exchange/Bonds/Catalyst/Main Market operated by Warsaw Stock Exchange S.A.

34.

Warsaw Stock Exchange/Commodity Derivatives operated by Warsaw Stock Exchange S.A.

35.

Warsaw Stock Exchange/Equities/Main Market operated by Warsaw Stock Exchange S.A.

36.

Warsaw Stock Exchange/ETPs operated by Warsaw Stock Exchange S.A.

37.

Warsaw Stock Exchange/Financial Derivatives operated by Warsaw Stock Exchange S.A.

38.

Wiener Börse AG Amtlicher Handel (Official Market) operated by Wiener Börse AG

39.

Wiener Börse AG Geregelter Freiverkehr (Second Regulated Market) operated by Wiener Börse AG

40.

Any stock markets or futures markets operated by the following market operators—

(a)

Asia Pacific Exchange Limited;

(b)

ASX Limited;

(c)

Australian Securities Exchange Limited;

(d)

BM&FBOVESPA S.A. – Bolsa de Valores, Mercadorias e Futuros;

(e)

Board of Trade of the City of Chicago, Inc.;

(f)

Borsa Istanbul Inc.;

(g)

BOX Options Exchange LLC;

(h)

BSE Ltd.;

(i)

Bursa Malaysia Derivatives Berhad;

(j)

Bursa Malaysia Securities Berhad;

(k)

CBOE Futures Exchange, LLC;

(l)

Chicago Board Options Exchange, Incorporated;

(m)

Chicago Mercantile Exchange, Inc.;

(n)

China Financial Futures Exchange;

(o)

Commodity Exchange, Inc.;

(p)

Dalian Commodity Exchange;

(q)

Dubai Mercantile Exchange Limited;

(r)

Eurex Zürich AG;

(s)

Euronext UK Markets Limited;

(t)

FEX Global Pty Ltd.;

(u)

(Repealed L.N. 34 of 2018)

(ua)

Hanoi Stock Exchange; (L.N. 34 of 2018)

(ub)

Hochiminh Stock Exchange; (L.N. 34 of 2018)

(v)

ICE Futures Canada, Inc.;

(w)

ICE Futures Europe Limited;

(x)

ICE Futures U.S., Inc.;

(y)

Indonesian Stock Exchange;

(z)

International Securities Exchange, LLC;

(za)

JSE Limited;

(zb)

Korea Exchange, Inc.;

(zc)

Mercado Mexicano de Derivados, S.A. de C.V.;

(zca)

Miami International Securities Exchange, LLC; (L.N. 34 of 2018)

(zd)

Minneapolis Grain Exchange, Inc.;

(ze)

Montréal Exchange Inc.;

(zf)

Multi Commodity Exchange of India Limited;

(zg)

Nagoya Stock Exchange, Inc.;

(zh)

NASDAQ OMX PHLX LLC;

(zi)

National Commodity & Derivatives Exchange Limited;

(zj)

National Stock Exchange of Australia Limited;

(zk)

National Stock Exchange of India Limited;

(zl)

New York Mercantile Exchange, Inc.;

(zm)

New York Stock Exchange LLC;

(zn)

New Zealand Exchange Limited;

(zo)

NYSE Arca, Inc.;

(zp)

NYSE MKT LLC;

(zq)

OJSC Moscow Exchange MICEX-RTS;

(zr)

OneChicago, LLC;

(zs)

Osaka Exchange, Inc.;

(zsa)

Pakistan Stock Exchange; (L.N. 34 of 2018)

(zt)

Shanghai Futures Exchange;

(zta)

Shanghai International Energy Exchange Co., LTD; (L.N. 34 of 2018)

(zu)

Shanghai Stock Exchange;

(zv)

Shenzhen Stock Exchange;

(zw)

SIM Venture Securities Exchange Ltd.;

(zx)

Singapore Exchange Derivatives Trading Limited;

(zy)

Singapore Exchange Securities Trading Limited;

(zz)

SIX Structured Products Exchange Ltd.;

(zza)

SIX Swiss Exchange Ltd.;

(zzab)

Taipei Exchange (previously GreTai Securities Market); (L.N. 34 of 2018)

(zzac)

Taiwan Stock Exchange Corporation; (L.N. 34 of 2018)

(zzb)

Tel Aviv Stock Exchange Ltd.;

(zzc)

Thailand Futures Exchange Public Company Limited;

(zzd)

The London Metal Exchange Limited;

(zze)

The NASDAQ Stock Market LLC;

(zzf)

The Philippine Stock Exchange, Inc.;

(zzg)

The Stock Exchange of Thailand;

(zzh)

The Taiwan Futures Exchange Corporation;

(zzi)

Tokyo Commodity Exchange, Inc.;

(zzj)

Tokyo Financial Exchange Inc.;

(zzk)

Tokyo Stock Exchange, Inc.;

(zzl)

TSX Inc.;

(zzm)

Turkish Derivatives Exchange;

(zzn)

Zhengzhou Commodity Exchange.

Part 2 — Clearing Houses

1.

Asigna, Compensación y Liquidación

2.

ASX Clear (Futures) Pty Limited

3.

ASX Clear Pty Limited

4.

Athens Exchange Clearing House S.A.

5.

BME Clearing S.A.

6.

BM&FBOVESPA S.A. – Bolsa de Valores, Mercadorias e Futuros

7.

Bursa Malaysia Derivatives Clearing Berhad

8.

Bursa Malaysia Securities Clearing Sdn. Bhd.

9.

Canadian Derivatives Clearing Corporation

10.

Cassa di Compensazione e Garanzia S.p.A.

11.

CCP Austria Abwicklungsstelle für Börsengeschäfte GmbH (CCP.A)

12.

CDS Clearing and Depository Services Inc.

13.

Chicago Mercantile Exchange, Inc.

14.

China Financial Futures Exchange

15.

China Securities Depository and Clearing Corporation Limited

16.

CJSC JSCB National Clearing Centre

16A.

Clearstream Banking S.A. (L.N. 34 of 2018)

17.

Dalian Commodity Exchange

18.

Eurex Clearing AG

18A.

Euroclear Bank S.A./N.V. (L.N. 34 of 2018)

19.

European Central Counterparty N.V.

20.

European Commodity Clearing AG

21.

(Repealed L.N. 34 of 2018)

22.

ICE Clear Canada, Inc.

23.

ICE Clear Europe Limited

24.

ICE Clear U.S., Inc.

25.

India Clearing Corporation Limited

26.

Indonesian Clearing and Guarantee Corporation

27.

Istanbul Clearing, Settlement and Custody Bank Inc. (Takasbank)

28.

Japan Commodity Clearing House Co., Ltd.

29.

Japan Securities Clearing Corporation

30.

JSE Clear (Pty) Ltd.

31.

KDPW_CCP S.A.

32.

KELER Central Counterparty Ltd.

33.

Korea Exchange, Inc.

34.

LCH.Clearnet Limited

35.

LCH.Clearnet S.A.

36.

LME Clear Ltd.

37.

MAOF (Derivatives) Clearing House Ltd.

38.

Minneapolis Grain Exchange, Inc.

39.

Multi Commodity Exchange of India Limited

40.

NASDAQ OMX Clearing AB

40A.

National Clearing Company of Pakistan Limited (L.N. 34 of 2018)

41.

National Securities Clearing Corporation

42.

National Securities Clearing Corporation Limited

43.

New Zealand Clearing Limited

44.

Oslo Clearing ASA

45.

Securities Clearing Corporation of the Philippines

46.

Shanghai Futures Exchange

46A.

Shanghai International Energy Exchange Co., LTD (L.N. 34 of 2018)

47.

Singapore Exchange Derivatives Clearing Limited

48.

SIX SIS AG

49.

SIX X-Clear Ltd.

50.

Sociedad de Gestión de los Sistemas de Registro, Compensación y Liquidación de Valores, S.A., Sociedad Unipersonal

50A.

Taipei Exchange (previously GreTai Securities Market) (L.N. 34 of 2018)

50B.

Taiwan Stock Exchange Corporation (L.N. 34 of 2018)

51.

TASE Clearing House Ltd.

52.

Thailand Clearing House Co., Ltd.

53.

The Central Depository (Pte) Limited

54.

The Options Clearing Corporation

55.

The Taiwan Depository & Clearing Corporation

56.

The Taiwan Futures Exchange Corporation

57.

Tokyo Financial Exchange Inc.

57A.

Vietnam Securities Depository (L.N. 34 of 2018)

58.

Zhengzhou Commodity Exchange