Cap. 571C 《證券及期貨(登記證監會紀律制裁命令)規則》Securities and Futures (Registration of Commission Disciplinary Orders) Rules

生效中

版本日期: 2018-12-13

Cap. 571B

Cap. 571D

Securities and Futures (Registration of Commission Disciplinary Orders) Rules

(Cap. 571, section 397(1))

(Enacting provision omitted—E.R. 5 of 2018)

[1 April 2003] L.N. 12 of 2003

(Format changes—E.R. 5 of 2018)

1.

(Omitted as spent—E.R. 5 of 2018)

2. Interpretation

In these Rules, order (命令) means an order of the Commission made under section 194(2) or 196(2) of the Ordinance.

3. Registration of Commission disciplinary orders in Court of First Instance

The Commission shall, for the purpose of making an application in respect of an order pursuant to section 194(5) or 196(5) of the Ordinance, produce to the Registrar of the High Court a notice in writing requesting that the order be registered, together with the order and a copy of the order.