DCCC684/2017 HKSAR v. CHAN KIT YI AND ANOTHER - LawHero
DCCC684/2017
區域法院(刑事)HH Judge K Lo28/11/2019[2020] HKDC 628
DCCC684/2017
A A
B B
DCCC 684/2017
C [2020] HKDC 628 C
D IN THE DISTRICT COURT OF THE D
HONG KONG SPECIAL ADMINISTRATIVE REGION
E E
CRIMINAL CASE NO 684 OF 2017
F F
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G G
HKSAR
H
v H
CHAN KIT YI (D1)
I I
LAU SHEUNG MAN (D2)
J ---------------------------- J
K K
Before: HH Judge K Lo
L Date: 29 November 2019 L
Present: Mr Kuan Bak On Franco, Senior Public Prosecutor and
M M
Mr Chan Hing-man Raymond, Public Prosecutor of
N the Department of Justice, for HKSAR N
Ms Lui Wing Chun Petra, instructed by Francis Kong & Co,
O O
for the defendants
P Offence: [1] & [2] Dealing in arms without a licence (無牌經槍械) P
Q Q
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R REASONS FOR VERDICT R
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S S
T 1. D1 and D2 are jointly charged with two counts of dealing in T
arms without a licence contrary to section 14 of the Firearms and
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A A
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Ammunition Ordinance, Cap 238. It is alleged that they, on or about 5
C June 2015 (1st charge) and 3 August 2015 (2nd charge), respectively, at C
MH (Trading) Company in Hong Kong, by way of trade or business, dealt
D D
in arms without a licence, namely selling a stunning device. Both
E defendants pleaded not guilty. E
F F
Prosecution case
G G
2. Prosecution has called seven witnesses, the first two being
H H
DPC48019 (“PW1”) and DPC8607 (“PW2”). Their evidence is largely not
I in dispute and is embodied also in the Admitted Facts. I
J J
3. The prosecution relied on the expert evidence of Professor
K Carmen C Y Poon (“PW3”). They also rely on the evidence of Mr Tang K
Kwok Ming (“PW6”) and Chan Tak Kwong James(“PW7”).
L L
4. As for Dr Ng Chung Ki (“PW4”) and Dr Chiao Wing Fu
M M
(“PW5”), both senior forensic pathologists and forensic pathologists, the
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prosecution does not rely on their evidence. They were merely tendered
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for cross-examination at the request of the defence. O
P Admitted Facts P
Q Q
5. Under section 65C of the Criminal Procedure Ordinance,
R Cap 221, parties admitted, inter alia, that on 5 June 2015, PW1 posed as a R
customer, went to MH Trading Company (the shop) and asked to buy a
S S
lighter device on display. D1, then a salesperson of the shop, took out a
T lighter device of the same model. PW1 then bought the same, Exhibit P1, T
from D1, and left the shop.
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C 6. Likewise, on 3 August 2015, PW2 again posed as a customer C
again, went to the shop. Again, D1 was the salesperson there. PW2
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pointed at a lighter device on display in the glass showcase and inquired
E D1 of the same. D1 then took out another similar lighter device from the E
cashier countertop and explained to him the said device and demonstrated
F F
to him how to use the same.
G G
7. During this time, D1 pressed down the operating switch of the
H H
device, Exhibit P2. It showed electric current generated between the metal
I tips of the device in form of a blue electric arc. Later, PW2 paid D1 $398 I
and bought another lighter device of the same model placed in the cabinet
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in the shop, Exhibit P12.
K K
8. Then PW2 revealed his identity and the shop was searched.
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Police seized Exhibit P2 and 24 other lighter devices from within the shop.
M M
9. D2 was the owner of the shop at the time of the two offences
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and he was also the employer of D1. He was the one responsible for buying
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goods for the shop, including Exhibit P1, P2, P12, and the other seized O
exhibits. D1 was employed at the shop since year 2014. Apart from the
P P
lighter devices, the shop also displayed and sold ornaments like necklaces
Q and earrings. Q
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10. After D1 was arrested, under caution she says that she only
S worked there. The lighter arc devices were bought by her boss, D2, and S
she did not know anything. D1 had later voluntarily taken part in four
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cautioned interviews. Accurate records of such interviews are Exhibits P7
C to P10. C
D 11. D2 was arrested on 4 August 2015. He had voluntarily taken D
part in a video-recorded interview. The same is accurately recorded in the
E E
redacted Exhibit P11 and its transcript Exhibit P11A.
F F
12. Parties also agree that a PowerPoint headed, “Probe mode
G
mechanism.” was issued by Medical and Health Department in June 2017, G
H
(Exhibit D2) and one of the references referred to in the PowerPoint is, H
“Conducted Electrical Weapon Drive - Stun Mode, Skin Rub vs Injection,”
I I
by Mark W Kroll (Exhibit D3).
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13. D1 has one previous conviction not similar and D2 has a clear
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record.
L L
Reports of Dr LAM Wai-kwok
M M
14. The reports of Dr Lam Wai Kwok in relation to another case
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involving electric arc lighters with probe separation of 5 millimetres were
O also produced under section 65B of Criminal Procedure Ordinance O
(Exhibit P22 and P23).
P P
Q 15. Dr Lam was not called during trial. Q
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16. In his two reports, he said based on the tests performed by the
S COMMS, where the peak-to-peak pulsating voltage generated from the S
EUT when connected to resistor load of resistance close to human body
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was measured at 46,799 volts, the same was able to generate electric arcs
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from the electrodes on the head and the same was able to produce 44,643
C high voltage pulses continuously in three seconds duration, based on the C
electrical properties and the electrical characteristics of the EUT, the
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devices are similar to stunning devices.
E E
17. It was said also that although there was a protective cover on
F top of the EUT, when the protective cover was open, the electrodes on the F
head of the EUT were exposed and although the space and the current
G G
between the 5-millimetre distance electrodes was relatively small, the
H electrodes were relatively less exposed, it is still possible to apply the H
electrodes of EUT on human and cause shock.
I I
J 18. It was said that the effect of such device when applied on J
humans, depend on the number of factors such as the site and duration of
K K
the application, tolerance to pain and psychological preparedness. It was
L said that generally, if applied on an average healthy person on brief L
application, subject could be startled and would experience intense local
M M
pain and muscle spasm. If the application lasts 3 to 5 seconds, the subject
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may fall onto the ground due to muscle paralysis and remain dazed, weak
O
or even immobilised for a while, possibly up to several minutes. O
P P
19. He mentioned that while a Taser will last for 5 seconds, some
Q models of stun devices lack features which guarantee a substantive Q
discharge and so result in brief electric shock resulting in local pain and
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muscle spasm. Dr Lam said, referring to the 5-millimetre electrode
S separation distance, that it is difficult to sustain the electric discharge as S
the human subject may move away from the initial contact with the
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electrode easily and, therefore, not result in neuromuscular incapacitation.
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Records of interview
C C
20. D1 said in these interviews that the electric arc lighters were
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all bought by D2. She had no idea that the selling of these lighters would
E be an offence. She said D2 demonstrated to her how to operate these E
electric arc lighters. She had no idea of the energy output of these lighters.
F F
She was also asked to sell them at $398.
G G
21. D2 admitted in the interview that he had bought the electric
H H
arc lighters from mainland. They were later delivered to Hong Kong. D2
I said he knew electric current would be generated when the operating switch I
was pressed, but he did not know the electricity output of these electric arc
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lighters. He said he had read the instructions manual.
K K
22. He said he was told by the seller of these lighters that if one
L L
continuously pressed the switch of the lighters for 15 seconds the circuit
M would be cut. He was also told that the electric current required to charge M
the lighter is small and the same is akin to that of a mobile phone. He was
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also told that it was absolutely safe.
O O
Exhibit evaluation reports
P P
Q 23. Mr Tang Kwok Ming (“PW6”) had been the assistant police Q
telecommunication inspector since 1 May 1989. Since 2 March 2015, he
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was posted to the Communication Branch Operations and Support Service
S Division, Electric System Support Section. The same was engaged by S
police to perform technical tests and to prepare technical reports on these
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suspected stunning devices. These devices under tests were called “EUT”,
C exhibit under test. C
D D
24. As a result of the tests on Exhibit P1 (EUT1), two exhibit
E evaluation reports were prepared, dated 18 June 2015 and 24 January 2017 E
by PW6 and endorsed by Mr Chan Tak Kwong (“PW7”), Exhibits P24 and
F F
P25. As a result of the test on Exhibit P2 (EUT8), exhibit evaluation
G reports were similarly produced by PW6 and endorsed by PW7, Exhibit G
P26. As for the rest 24 electric arc lighters, similar tests were performed
H H
and two exhibit evaluation reports were prepared by PW6 and endorsed by
I PW7, Exhibit P27 and P28. I
J J
25. Exhibit P24 and P25 are both exhibit evaluation reports on
K Exhibit P1 (EUT1) between 10 June 2015 and 16 June 2015. Except for K
the date of these reports, the contents are the same.
L L
26. In summary, it says that Exhibit P1 was capable of generating
M M
electric arc across the electrodes. The electrodes of the EUT were
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connected to resistor load or resistance close to that of a human being. The
O
peak-to-peak pulsating voltage generated from EUT across resistor load O
was measured at 114,486 volts. The EUT was capable of generating
P P
59,055 high voltage pulses continuously in 3 seconds duration. With the
Q above measurement results, it was said in the report that the electrical Q
characteristic of the EUT was similar to that of a stunning device.
R R
S 27. The separation between the two electrodes in Exhibit P1 are 5 S
millimetres apart. There is a protective covering of Exhibit P1. When one
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opened the protective covering of Exhibit P1 and a button was pressed,
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A A
B B
Exhibit P1 was capable of generating an electric arc across the electrodes
C and a sparking sound was heard. The report says that the evaluation test C
aims to investigate the electrical characteristic of the EUT output voltage.
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There are four measurements in the evaluation test, namely measurement
E of peak-to-peak pulsating output voltage, pulse duration, pulse repetition E
interval and the number of pulses generated in 3 seconds.
F F
G 28. To observe the output voltage of the EUT, a digital G
oscilloscope with a high voltage probe was used. The measurement was
H H
done by using the Potential Divider Resistor Network, which is a tailor-
I made resistor network consisting of ten 200Ω resistors and two 1Ω resistors I
connected in series. The total resistance of the Resistor Network is around
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2kΩ which is similar to the total body resistance of human being. To
K ensure accurate calculations of measurements, the resistance of the K
Resistor Network is calibrated regularly and the value would be recorded
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in an evaluation report and the exhibit evaluation report shows the detailed
M equipment set up for the measurement. M
N N
29. The evaluation test measured the peak-to-peak pulsating
O output voltage by discharging the EUT through the Potential Divider O
Resistor Network. The peak-to-peak voltage across the resistor R2Ω using
P P
the oscilloscope was measured and recorded 10 times in total. The actual
Q pulsating output voltage of the EUT was obtained by multiplying the Q
measurement results with the resistor ratio of the Potential Divider Resistor
R R
Network for each measurement. The average pulsating output voltage of
S the EUT was then obtained by calculation from the results. S
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30. The one pulse waveform diagram from the oscilloscope was
C captured and the diagram is attached as Annex B of the evaluation report. C
The pulse duration and pulse repetition interval was measured by
D D
discharging the EUT through the Potential Divider Resistor Network. The
E pulse waveform was then monitored using the oscilloscope. The pulse E
duration and pulse repetition interval from the waveform diagram was then
F F
measured and recorded. The captured output waveform diagram showed
G the pulse duration and the pulse repetition interval. The diagrams are G
attached as Annex C and Annex D in the evaluation report.
H H
I 31. The number of pulses generated in 3 seconds, discharging the I
EUT through the Potential Divider Resistor Network for 3 seconds was
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also measured. The waveform of the output voltage across the resistor R2Ω
K was monitored using the oscilloscope. The number of pulses generated K
was observed directly from the waveform if possible or obtained the result
L L
by calculation. The output waveform diagram was captured and the same
M was shown in form of a diagram as Annex E in the evaluation report. M
N N
32. The equipment set up is shown at Annex F in the form of a
O drawing. It is said that the resistive characteristic of the Potential Divider O
Resistor Network is measured regularly and in the report the resistor ratio
P P
is 899.342 and the peak-to-peak voltage Vpp (R2Ω) across the resistor R2Ω
Q was measured for 10 times until the separation, with the separation between Q
each time at least 30 seconds, giving the average value of Vpp (R2Ω) as
R R
127.3 volts. The peak-to-peak pulsating output voltage of Exhibit P1, Vpp,
S was obtained by multiplying the average value of Vpp (R2Ω) with the S
resistor ratio 899.342 giving the answer as 114,486 volts.
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33. In the report it said that since the number of pulses generated
C is too large to be observed directly on the waveform shown, the result was C
calculated. The number of pulses generated in three seconds was 59,055
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pulses.
E E
34. The procedure and methodology adopted for exhibit
F evaluation reports are all the same. F
G G
35. Regarding the exhibit evaluation report for Exhibit P2
H
(Exhibit P26), the report says that the peak-to-peak pulsating voltage H
generated from Exhibit P2 across the resistor load was measured at 87,377
I I
volts and that it was capable of generating 122,950 high voltage pulses
J continuously in 3 seconds interval duration. Similarly, it said that the J
electrical characteristic of Exhibit P2 was similar to a stunning device.
K K
36. The pulse duration of Exhibit P2 is measured at 6.8
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nanoseconds and the pulse repetition interval was 24.4 microseconds.
M M
37. As for the exhibit evaluation report for Exhibit P12 (Exhibit
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P27), although the same was capable of generating electric arc across the
O electrodes, nevertheless when the electrodes were connected to the resistor O
load of resistance close to human body. As in the previous equipment set
P P
up for testing Exhibits P1 and P2, the peak-to-peak pulsating voltage
Q generated from Exhibit P12 across the resistor load was measured at Q
0 volt. It would not generate high voltage pulse continuously in 3 seconds
R R
interval duration.
S S
38. Likewise, the exhibit evaluation report for the other 24 EUTs
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(Exhibit P28) there were similar test results as Exhibit P12.
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PW3 - Professor Carmen Poon
C C
39. Professor Poon is an assistant professor in the Department of
D D
Surgery, Chinese University of Hong Kong. She graduated from the
E Engineering Science Biomedical Programme and obtained her Master’s E
degree from the collaborative programme at University of Toronto. She
F F
completed her PhD in electronic engineering in the Chinese University of
G Hong Kong and she cofounded the Division of Biomedical Engineering G
Research at the Department of Surgery. She is a senior member of the
H H
IEEE and has served as Administrative Committee Member and Chair of
I the Technical Committee of the Wearable Sensors and Systems for the I
IEEE, Engineering in Medicine and Biology Society.
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K 40. She is currently an editorial member of three international K
journals. She is also the recipient of Early Career Award from two of the
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world’s largest international professional societies of biomedical
M engineers, the International Federation of Medical and Biological M
Engineering/ the International Academy of Medical and Biological
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Engineering, as well as the IEEE Engineering in Medicine and Biology
O Society. O
P P
41. She contributed to establish the Biomedical Engineering
Q Program at Chinese University of Hong Kong and developed and taught Q
courses on medical devices, undergraduate and graduate levels. The course
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syllabus covers the kind of medical electronic devices that measure or
S apply electrical current on human body, for example, electric knives that S
dissect tissues in a surgical procedure and devices that provide
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neuromuscular electrical stimulations. These devices share some common
C principles with Conducted Energy Devices (“CED”). C
D D
42. She has also led research studies as principal investigator on
E blood pressure measurement devices. Sudden drop in blood pressure E
(hypotension) is a known reason for syncope, a temporary loss of
F F
consciousness usually related to insufficient blood flow to the brain. The
G underlying mechanism of syncope is related to the physiological responses G
produced by CED on human subjects.
H H
I 43. Professor Poon has made three statements prior to the trial, I
dated 25 June 2018, 28 November 2018, and 25 April 2019. She further
J J
made another statement dated 29 July 2019 after the defence expert on
K electrical engineering raised new issues in court. She said based on the K
exhibit evaluation report on Exhibit P1, the peak-to-peak pulsated voltage
L L
generated from Exhibit P1, measured at 114.5 kilowatts.
M M
44. According to Ohm’s law, peak current on pulses when applied
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to resistance of 2,000Ω can be estimated to be 14.5 kilowatt divided by
O
2,000Ω equals 57.2 amp. O
P P
45. Exhibit P1 was capable of generating 59,055 high voltage
Q pulses continuously in 3 seconds, each pulse in the form of a sinusoidal Q
wave and with an average duration of 7.6 nanoseconds. Based on the above
R R
set out measurements, she approximated that Exhibit P1 is capable of
S delivering a root mean square current of 3 amp. And as for Exhibit P2, the S
peak-to-peak pulsating voltage generated from Exhibit P2 was measured
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at 87.4 kilowatt.
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C 46. According to Ohm’s law, peak current on pulses when applied C
to resistance of 2,000 Ω can be estimated at 87.4 kilowatts, divided by
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2,000 Ω equals 43.7 amp. Exhibit P2 was capable of generating 122,950
E high voltage pulses continuously in 3 seconds, each pulse in the form of a E
sinusoidal wave and with an average duration of 6.89 nanoseconds. Based
F F
on the above set out measurements, she approximated Exhibit P2 as being
G capable of delivering a root mean square current of 4 amp. G
H H
47. CEDs such as Tasers and stun guns, she said, are high voltage
I low current stimulators and can cause involuntary muscle contractions and I
pain. CEDs are designed to produce electrical stimuli in the form of short
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duration (small fraction of a millisecond) repetitive pulses (5 to 30 pulses
K per second) each of 50 kilowatt. K
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48. In brief, the high voltage (analogous to pressure in a water
M hose) CED is required in order to create an electric arc that bridges poor M
conductors such as air gaps, clothing or dry skin (the corneum). With the
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high voltage design, even when electrodes are embedded and do not touch
O the skin directly or when the skin is dry, the device can create an arc O
between the probe and the skin as well as break down the dryness of the
P P
skin to enable the electric current to enter the body. On the other hand, she
Q says, the electrical current, analogous to water flow in a hose, of CED Q
determines the level of painfulness or injuries a device can bring to a
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person. The higher the current the more potential injury it brings.
S S
49. There are several potential mechanisms leading to stunning
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and disabling effects of CED. These include, she said, altering the cardiac
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rhythm by stimulating the cardiac cells causing imbalance of acid-base in
C the body by altering respiratory and metabolic patterns by stimulating C
nerves and muscles that control breathing causing transient paralysis and
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disability by stimulating the motor neurons that control major muscles
E inducing stress reactions in the human body and leading to excited delirium E
through pain.
F F
G 50. She said delivering a certain amount of charge above a G
threshold, either as a single pulse or a sequence of pules over a short period
H H
of time can produce one or more of these effects. With external stimulus
I that accumulates charges over the threshold in less than one second the I
heart can be triggered to pump a different rhythm. This can lead to
J J
disruptive regular blood flow patterns and dizziness. During extreme heat,
K it can even result in reticular fibrillation and death. Depending on the K
location where the CED is applied, one or more of those phenomenon can
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be triggered. Some of these phenomena are inter-related and they can work
M together to lead to ultimate stunning and disabled effect. M
N N
51. The current or delivered charge is critical for determining the
O effect of CED. Human subject reported pain on average when brief high O
voltage pulses at 0.5 µH were delivered to the forearms. Most subjects
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found that pain is intolerable at 1 µH. When a commonly used stun gun
Q by the armed forces, namely Taser X26, is applied to the human volunteer, Q
a charge of 100 µH per pulse was recorded.
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S 52. The amount of charge is comparable to a defibrillator which S
is to apply transthoracic electrical impulses for a cardiac capture for
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resuscitation. Since the safety of CED remains a topic of debate there is
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limited amount of human research studies conducted under controlled
C experiments. She says most of the knowledge on the effects of CEDs is C
based on Taser X26 which delivers currents in the form of 15 to 19 pulses
D D
each and the duration about 150 microseconds. The average current is
E approximated to be 2 amp. E
F F
53. She says in a recent study that the probe spread is also a
G determining factor for the incapacitation effect of CED and severe G
incapacitation is achieved when probe distance is separated by at least 12
H H
inches. Nevertheless, the same study presents a scenario where the
I Taser X26 was applied in the lateral upper extremity capture during back I
exposure.
J J
54. Level of incapacitation did not change much for the probe
K K
separation distance varying from 4 inches to 12 inches. This suggests,
L therefore, that, she says, that the stunning or disabling effect of CED highly L
depends on whether the device is actually applied to a person, rather than
M M
just probe separation distance.
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O
55. Since the body, she says, is a heterogenous model, one cannot O
assume current travels only along the shortest physical distance between
P P
the two electrodes of a CED. Once the voltage is high enough to allow
Q current to enter the human body, there are chances that the current spreads Q
and stimulates the nervous system inside the body. Furthermore, this study
R R
was designed to test only the incapacitation effect of Taser X26 under
S probe operation mode and with probe separation greater than or equal to 4 S
inches. It did not address the incapacitation effect of CED in the drive-stun
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mode or with electrode separation below 4 inches.
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C 56. She says both of these exhibits were estimated to operate with C
a current in the region of 3 to 4 amp range. This operation range is 1.5 to
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2 times more than that of Taser X26 and comparable to that of electronic
E devices for generating painful sensation including that of perception of E
shock on human subjects and pain studies. Both of these exhibits, P1 and
F F
P8, require less than 1 millisecond to generate a total charge of 1 µH, a
G threshold that most subjects found pain is intolerable. G
H H
57. The electrode separation in these two exhibits were both
I 5 millimetres which is similar to some of the neuromuscular implants, I
bearing in mind also that some of the electrical stimulators for vagal nerves
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and baroreceptors in the carotid region only required the two electrodes to
K be separated by a millimetre range. K
L 58. Given the specification of both Exhibits P1 and P2, if either L
of them were applied to sensitive areas such as chest cavity and spine, both
M M
of them could alter heart rhythms, cause severe pain, disrupt blood flow to
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the brain and stimulate motor neurons resulting in a stunning or disabling
O
effect on the subject. O
P P
59. The high power of both devices can also damage tissues and
Q cause burn marks around the local area where the electrodes were applied. Q
She, therefore, concluded that both Exhibits P1 and P2 are considered
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portable devices which are designed and adapted to stun and disable a
S person by administering an electric shock applied with or without direct S
contact with that person as stipulated in section 2 of the Firearms and
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Ammunition Ordinance.
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C 60. In reply to the report by the electrical engineer expert from the C
defence, Mr K W Cheng, dated 5 December 2018, Professor Poon
D D
disagrees with what Mr Cheng said under section 5.1 and 5.2 of his report
E on human impedance. She says, unlike what Mr Cheng says, electric E
excitation on cells have been studied for decades. She quoted pioneer
F F
Nobel Prize work, the Hodgkin–Huxley Model, by doctors Alan Lloyd
G Hodgkin and Andrew Fielding Huxley. G
H H
61. She says that, regarding figure 5.2 in Cheng’s report, she says
I human cells, including neurons and cardiomyocytes can be described by I
this model. Studies of high voltage electric excitation on human body are
J J
few because they are generally thought to be dangerous and would cause
K pain on human subjects. These studies are only ethically justified if the K
protocol is carefully designed and brings new knowledge to the field.
L L
62. Figure 5.2 is the model commonly used in studying electrical
M M
shock a person may potentially face at home or at work. To complete this
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circuit in this situation, it is always assumed the current enters the body
O
from one limb and exits from the other. O
P P
63. In the case of EUTs, the circuit loop and the resulting
Q impedance/current highly depends on the specific body location where the Q
EUTs were applied. It is highly likely that there are pathways inside the
R R
human body when the resistances are smaller than the skin impedance. The
S current would travel along these pathways rather than just on the skin. S
Therefore, she does not agree to the comment that where
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“…the electrode (separation) is around 0.5 cm, therefore the impedance is
C only skin impedance.” C
D D
64. She says Figures 5.3 and 5.4 of the same report by Mr Cheng
E are selected from quoted reference, “Effects of current on human beings E
and livestock.” Both references clearly showed that body impedance
F F
drastically reduced with voltage. Figure 5.4 further shows that at 250 volts,
G the skin breaks down. This is in agreement with common understanding G
that skin breakdown voltage is below 500 volts and voltage above this
H H
threshold will cause skin to turn from an insulator into a conductor. Since
I the EUTs in this case have peak-to-peak voltage in the region of 80,000 to I
110,000 volts range, no doubt the EUTs can cause skin to breakdown and
J J
the current entering the human body to excite the cells inside.
K K
65. She says the absolute values of “Total body impedance” in
L L
Figure 5.3 and 5.4 are not a good reference for modelling the human body
M in our case. She says these figures discuss impedance from the hand-to- M
hand and hand-to-feet pathways, used mainly for electric safety at home
N N
and at work and this should not be confused with our present situation.
O Since the electrode separation is small (in the “mm” and “cm” range), both O
EUTs can be conveniently applied to specific targeted areas of the subject.
P P
The human body impedance for small electrode separation can be much
Q lower than that shown in the Figures 5.3 and 5.4. Q
R R
66. For comparison, electrical surgical knives use a load of 200Ω
S and 800Ω to report their specification by bipolar and monopolar electrodes S
respectively. The Canadian report used peak voltage divided by resistor
T T
load of 600Ω to estimate peak current from over 200 conducted energy
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B B
devices (Taser X26). A stimulator in the carotid region also uses 600Ω to
C estimate the peak current from peak voltage. If 600Ω were used instead of C
2,000Ω as the model in this case, the estimated current would be at least
D D
three times larger. Therefore, to conclude, the 2,000Ω model used in her
E report is already considered a safe margin to account for possible E
measurement and modelling errors.
F F
G 67. In relation to the high frequency human impedance, she says G
that the Figure 5.4 shows that the total body impedance drops with
H H
frequency and it is below the 1,000Ω for frequencies above 5,000 hertz.
I For nanosecond pulses delivered in the EUTs, frequencies are in the I
megahertz range, many orders of magnitude above 5,000 hertz. If 1,000Ω
J J
is used as the model instead of 2,000Ω, the estimated current would be
K doubled. K
L 68. She also says that when the defendant expert claimed that the L
only real current measurements that has been reported in the literature can
M M
1
be referred to in reference [2] , she has a number of concerns in the quoted
N N
study [2] for reasons:
O O
(a) the applied stimulation was a 10 V step voltage, ie a
P P
low DC voltage that has no common specifications
Q compared to EUTs in this case; Q
R R
(b) no discussion was given regarding where the
S stimulation was applied; S
T T
1
K S Wong, L S Chan, M L Suen, K W E Cheng, “Intelligent Switch and Smart Energy Storage for
Smart City Development”, IET APSCOM International Conference, 11-15 Nov 2018, Hong Kong,
pp.128.
U U
V V
- 20 -
A A
B B
C (c) no discussion was given regarding the repeatability of C
the measurement and the detailed study design;
D D
E (d) no discussion was given regarding the number of E
subjects recruited for the study; and
F F
G (e) no discussion was given regarding whether ethics G
approval or informed consent has been obtained before
H H
the study.
I I
69. The study [2] is, therefore, not applicable and irrelevant to the
J J
question whether the EUTs in this case should be considered as “portable
K device which is designed or adapted to stun or disable a person by means K
of electric shock applied with or without direct contact with that person.”
L L
M 70. Although, human impedance is not a pure resistance, it is a M
relevant and appropriate model to decide whether human cells can be
N N
excited at a specific current threshold. The value of 2,000Ω is already a
O conservative estimate of the human body in evaluating the EUTs. O
P P
71. She said the sine wave assumption gives a 30% reduction in
Q the current estimated from the peak-to-peak voltage. Therefore, it is found Q
at the present moment the most suitable model for estimating current of the
R R
device was as stated in the conclusions she made in the previous statement
S dated 25 June 2018. S
T T
U U
V V
- 21 -
A A
B B
72. As for Mr Cheng’s comment that, “Taser X26 is a very high-
C powered device, whereas the EUT1 and EUT8 are very small power.” C
Professor Poon does not agree. She says that Professor Cheng did not take
D D
into account the fact that both EUTs in this case could produce trains of
E pulses in a very short period of time. E
F F
73. The frequencies of pulses of both EUTS are much higher than
G those of Taser X26 which is in the millisecond and second range. As a G
result, both EUTs were estimated to have higher current. Power is defined
H H
by voltage x current, or voltage2 / resistance. When both the voltage and
I current of the EUTs are comparable or greater than those of the Taser X26, I
the power of the EUTs are obviously comparable or greater than Taser
J J
X26.
K K
74. Turning to the comment to her report in Mr Cheng’s report,
L L
section 6.2, Professor Poon says that temporal summation of electrical
M pulse trains is commonly used model in excitation of neuron cells. M
Although the time range varies from milliseconds to seconds for different
N N
types of nerve fibres and cells, these ranges have been considered in her
O reports dated 25 June and 28 November 2018. Studies in microbiology use O
nanosecond and electrical pulses to increase the permeability of the cell
P P
membrane indicating that it is possible to open up the impermeable cell
Q membrane to alternate ion influx or out flux using nanosecond pulses. Q
R R
75. She does not agree with the comment that one should use the
S net charge to determine pain sensation. She says it is well known that S
human being is very sensitive to AC current and in some cases, a higher
T T
U U
V V
- 22 -
A A
B B
threshold is required for a human to perceive DC current compared to AC
C current. Both DC and AC current can cause electrical shock. C
D 76. Moreover, she says that the defendant expert calculated the D
net charge of a single pulse on both EUTs and concluded it is very small.
E E
She does not agree with using this sort of calculation to benchmark the
F EUTs with Taser. F
G G
77. For Taser X26, each pulse has around 100 to 150 microsecond
H duration but any two pulses are separated by around 50 to 60 milliseconds. H
It is, therefore, reasonable to calculate charge per pulse for Taser X26. On
I I
the other hand, to operate the EUTs in a real life operation, a single simple
J click of the button on both EUTs is able to generate a train of pulses (rather J
than a single pulse) because human operator would not be able to control
K K
the device in a nanosecond time frame. Therefore, it is reasonable to
L consider the temporal summation effect of the train of pulses as in her L
report dated 28 November 2018.
M M
N N
78. Again, she reiterated, given the heterogeneity of the human
O
body, infinite number of possible designs of CED and the potential injury O
a CED can bring to a human subject, reasonable assumptions has to be
P P
made to approximate the current and to compare a EUT with other CEDs
Q and other medical devices. Voltage and current can be divided into AC Q
and DC components.
R R
S 79. In her report dated 25 June and 28 November 2018, she has S
made the following assumptions as to the estimated current of the EUTs:
T T
U U
V V
- 23 -
A A
B B
(1) RMSDC is negligible;
C C
(2) waveform is close to a sine wave;
D D
E (3) resistance value is relatively high (2,000 Ω). E
F F
80. These assumptions have reduced the possible current by a
G factor of at least two to three times. Therefore, it is reasonable, she said, G
to conclude that both EUT1 and EUT8, ie Exhibit P1 and P2, should be
H H
considered as portable devices which are designed or adapted to stun or
I disable a person by means of electric shock applied either with or without I
direct contact with that person.
J J
K 81. In response to Mr Cheng’s argument that a skin effect on the K
electronics components can be a factor affecting the measurement accuracy
L L
of the EUTs, and subsequently affect the conclusion whether or not the
M EUTs are stunning devices. Professor Poon replies that skin effect is the M
tendency of an alternating electric current (AC) to become distributed
N N
within a conductor such that the current density is largest near the surface
O of the conductor and decreases with greater depths in the conductor. The O
electric current flows mainly between the outer surface and a level called
P P
the skin depth. The skin effect causes the effective resistance of the
Q conductor to increase and high frequencies where the skin depth is smaller. Q
R R
82. For the test set-up, skin effect, she says, is most prominent on
S the conductive wires. At higher frequencies in the megahertz range, the S
resistance of the wires can no longer be considered negligible. By
T T
U U
V V
- 24 -
A A
B B
examining the figures of the circuit box, wires are considerably longer in
C the following segments: C
D D
(1) between the external electrode 1 of the EUT and the
E first test point (TP1); E
F F
(2) between the external electrode 2 of the EUT and the
G second test point (TP2); G
H H
(3) between the TP1 and the probe of the oscilloscope; and
I I
(4) between the TP2 and the ground of the probe.
J J
K 83. Skin effect on the wires in all these four segments, she says, K
would result in underestimating resistance total of the test circuit and/or the
L L
measured peak-to-peak voltage between TP1 and TP2. On the other hand
M the two 1Ω resistors are tightly connected to each other as well as TP1 and M
TP2. There is no evidence that R2Ω has been underestimated due to skin
N N
effect. Therefore, skin effect on the electronics components of test circuits
O in this case will only reduce the Resistor Ratio and the measured peak-to- O
peak pulsating output voltage of the EUTs which is to the benefit of the
P P
defendant.
Q Q
84. As for the parasitic effects of the electronic components used
R R
in the test setup, Professor Cheng is saying that there are parasitic
S impedance in the resistors R1-12, as well as in the measurement probe and S
the oscilloscope. Professor Poon agreed with him in this regard. She
T T
further points out that since the arrangement and the exact values of these
U U
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- 25 -
A A
B B
parasitic impedences are unknown, to postulate the effects and draw
C meaningful conclusions are difficult. For example, to consider parasitic C
impedences of a single resistor, one has to consider its resistance,
D D
inductance and capacitance.
E E
85. These components can either be connected in series, in
F F
parallel or partly in series and partly in parallel. With different postulated
G arrangement, the resulting frequency responses would be different. If these G
factors were to be considered, the measured value might not be directly
H H
comparable to other existing CEDs which normally use only a single
I resistance value to report their specifications. Moreover, since the output I
voltage and frequency of an exhibit is unknown before the test, it is
J J
impossible and also unfair to tune the test circuit for each individual EUT.
K K
86. As for Mr Cheng’s argument that due to the parasitic
L L
capacitance and inductance of the R2Ω resistor, the test circuit forms a
M harmonic resonance oscillator for current and that even though the two M
EUTs in this case have very unique frequency, 123 megahertz and 147
N N
megahertz, this could be due to the test circuit having multiple resonance
O peaks that amplify the two EUTs and the respective frequencies. O
P P
87. Professor Poon noted that the test circuit is a relatively simple
Q circuit, where across the measurement points TP1 and TP2, there can only Q
be one effective RLC circuit. Therefore, there is no evidence, she says,
R R
that it can oscillate at multiple resonance frequencies and generate
S pulsating voltage of different frequencies during the separate testing of S
EUT1 and EUT8.
T T
U U
V V
- 26 -
A A
B B
88. Mr Cheng argued that the measurements could be as a result
C of noise being picked up by the test set up, rather than from the EUTs. C
Different noise sources have been proposed, including:
D D
E (a) power lines; E
F F
(b) existence of motors or vibrating objects operating in the
G vicinity of the test site; and G
H H
(c) wireless electromagnetic interference.
I I
89. Professor Poon responded that since the measured signals
J J
were not in the frequency range of the standard electrical voltage in Hong
K Kong, ie 50 hertz and the tests were conducted in a quiet and isolated room, K
the first two possible noise sources can be excluded. Further, the measured
L L
frequency of the EUT1, which is 147 megahertz, was in the frequency band
M of 146 to 148 megahertz, which is the frequency band allocated for land M
mobile and reserved for government use only. The measured frequency of
N N
the EUT8, which is 132 megahertz, falls in the frequency band of 117.975
O to 137 megahertz, which is the frequency band allocated for aeronautical O
mobile and 93 per cent of its frequency channels are vacant.
P P
Q 90. She said that the police have already reduced the possible Q
effect of electromagnetic interference during testing. She further opines
R R
that as measured in a report dated 25 April 2019, given the heterogeneity
S of the human body, infinite number of possible design of CED and the S
potential injury a CED can bring to a human, reasonable assumptions are
T T
U U
V V
- 27 -
A A
B B
necessary to approximate the current and to compare EUTs with other
C common CEDs and/or relevant medical devices. C
D D
91. She mentioned after considering the exhibit evaluation reports
E of the two exhibits, she confirmed and reiterated her conclusion in the E
previous reports that these two exhibits, P1 and P2, should be considered
F F
as portable devices which are designed and adapted to stun or disable a
G person by means of electric shock applied either with or without direct G
contact with that person.
H H
I 92. Professor Poon further is of the view that the view taken by I
Dr Ng, PW4, and Dr Chiao, PW5, on the issue of electrode separation that
J J
the subject devices could not produce sufficient energy was
K unsubstantiated. She criticised them for not mentioning whether these K
devices could cause fainting. She added that it is practically possible to
L L
apply the electrodes to vital organs of the victim. It is practically possible
M for the assailant to apply the electrodes to vital organs of the victim such M
as the neck for a prolonged period of time.
N N
O 93. Further, Professor Poon noted that these doctors relied on the O
study of taser guns on human subjects. These studies suggested a wider
P P
electrode separation for effective stunning. Professor Poon addressed on
Q the limitations of the study report such as that the studies have not covered Q
a probe separation of less than 4 inches, that these studies concerned lean
R R
on the disability of the test subjects but not on the stunning effect which
S are the issues in this case. The test subjects have been trained and have S
heavy body build. The study avoids dangerous locations such as midline
T T
or cross-midline of the test subjects, ie, the probes remain on the one side
U U
V V
- 28 -
A A
B B
of the test subjects. The study also avoids testing on locations such as the
C chest and the neck. C
D D
94. PW3, Professor Poon, says that both the parasitic inductance
E and capacitance is negligible in the present case as the circuit is a simple E
one and the wires are short. PW3, noting that PW7 had considered parasitic
F F
inductance, added that PW7 had not considered capacitance and other
G arrangements, that is how different electronic components in the circuit G
was arranged and she concluded that PW7 had leaned particularly to one
H H
side in terms of liability of the circuit in the calculation.
I I
95. She said that the final result could go up or down depending
J J
on whether the circuit was set up in series or in parallel and she claimed in
K her report, Exhibit P33, that, “The test circuit is a relatively simple circuit K
where cross measurements points of TP1 and TP2, there can only be one
L L
effective RLC and there is no evidence that it can oscillate at multiple
M resonant frequencies and general pulsating voltages of different M
frequencies during the separate testings of EUT1 and EUT8.”
N N
O 96. She further stated that had there been resonance, she would O
have seen it on the oscilloscope and that the wave form grew bigger and
P P
bigger. She was not concerned about the noise challenge by Professor
Q Cheng as said previously. Apart from the noise, she also stated that the test Q
set-up was enclosed in an aluminium box of non-negligible thickness. As
R R
indicated, the precautions have been taken by the police to reduce the
S possible effects of EMI during testing. S
T T
U U
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- 29 -
A A
B B
PW4 - Dr Ng Chung Ki
C C
97. Dr Ng is a Senior Medical and Health Officer and a Senior
D D
Forensic Pathologist. He had prepared a report dated 10 July 2015, Exhibit
E P20, regarding the effect of Exhibit P1 on humans. He was tendered for E
cross-examination at the request of the defendant.
F F
G 98. PW4 confirmed that there was a longstanding practice for the G
police to hand over exhibit evaluation reports in relation to stunning
H H
devices to them. PW4 said it is his first time to testify in court concerning
I a suspected stunning device. He admitted he is not an expert in electrical I
engineering.
J J
K 99. He could not be sure whether Exhibit P1 is capable to stun or K
disable a person but he concluded from the materials that he had that there
L L
is a possibility that it could do so.
M M
100. He explained that the peak-to-peak voltage is very high
N N
because the amplitude of the peak is very high, but as for current, because
O
it is a long period of time between each of the pulses produced by Exhibit O
P1 and although Exhibit P1 voltage is high, the total current that is passed
P P
through is, in fact, low. He says that as the electric arc lighter, Exhibit P1,
Q was not designed as a stun gun with a U-Guard and a protective cover to Q
avoid the electrodes from contacting another person, he is of the view that
R R
the likelihood of the Exhibit P1 being able to stun or disable a person is
S very low. S
T T
U U
V V
- 30 -
A A
B B
101. He also stated that there are many papers that stipulate the
C greater the probe spread, the greater the chance of causing incapacitation C
and confirmed that in the smaller probe spread, the possibility of causing
D D
incapacitation becomes less likely and agreed that a probe spread of 5
E millimetre is a very short distance and that he has never read any paper on E
experiments on devices with a five millimetre probe spread. He says he
F F
could not, therefore, conclude whether, in fact, definitely whether Exhibit
G P1 could stun a person. G
H PW5- Dr Chiao Wing Fu H
I I
102. Likewise, Dr Chiao is a Senior Medical and Health Officer
J and a Forensic Pathologist in Hong Kong. Again, he had prepared a report J
dated 22 May 2017 concerning the six electric arc lighters, not any of the
K K
seized exhibits in this case, and their effect on human, Exhibit 21. Again,
L he was tendered for cross-examination by the defence. L
M M
103. He says that the area of electrical separation distance and
N N
current flow in the human body is an area between biomedical engineering
O
and forensic pathology. He explained that while current is an area in O
medical engineering, effect on human he believed would be in the area of
P P
forensic pathology, and as an expert, he has the expertise.
Q Q
104. PW5 was the author of the PowerPoint issued by Medical and
R Health Department, Exhibit D2. R
S S
105. PW5 maintained that stun guns which deliver electrical pulses
T by contact of the skin only are unlikely to incapacitate a person. They can T
only induce severe pain and not even cause dizziness. He is of the opinion
U U
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- 31 -
A A
B B
to compare the drive-stun mode of Taser X26 with the electric arc lighters
C with a 5 millimetre electrode spread is most appropriate. He agreed that C
the probe mode of Taser X26 is completely different from electric arc
D D
lighters and is not comparable. He is of the opinion that without the dart
E probe, it would be very difficult for current to penetrate the skin. He said E
that the design of the subject electric arc lighter in this case has the
F F
protective cover and their electrodes are protected by the U-Guard. In
G addition, the gap between the electrodes are so small that the chance that G
one could easily apply current on another is very low. He says if one grabs
H H
a person by the neck, and attempts to apply the electric arc lighter on his
I aorta, PW5 opines that it would be only a contact with the skin and the I
current would not penetrate any tissue.
J J
106. Regarding Exhibit D6, PW5 concurs with the author’s
K K
illustration observation that the skin at the site of the electrode immediately
L following the discharge of the drive-stun conducted electrical weapon L
(CEW) displays a widened U-shape indentation in the epidermis.
M M
N N
107. There is no full thickness breach of the epidermis, but there is
O
a loss of stratum corneum at the electrode contact site. The dermis lacks O
hemorrhage, thrombosis, inflammation, or other collagen change.
P P
108. He had stated, comparing to the drive-stun mode of the Taser
Q Q
X26, it would be even harder for the electric arc lighters to breach the
R epidermis. PW5 definitely concluded that in his opinion that the electric R
arc lighters in his case could not stun or disable a person.
S S
T T
U U
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- 32 -
A A
B B
PW6 - Tang Kwok Ming
C C
109. Mr Tang, Assistant Police Telecommunication Inspector, was
D D
the one responsible for actually performing tests on and preparing the
E exhibit evaluation reports of a suspected stunning device in this case. E
F F
110. In cross-examination in court about possible problems with
G the resistors in the test circuit, PW6 testified that had there been any G
problem with the resistors, for instance, when the current was too high, the
H H
resistors would have burnt and he would have noticed a burning smell. In
I these circumstances, oscilloscopes would not have been able to show any I
measurement results.
J J
111. PW6 said that he had not noticed any burning smell and was
K K
able to carry on all the 10 measurements with each EUT. PW6 stated that
L he did check the resistors before the tests commenced but he would not L
check the resistors each time after a measurement had been taken since the
M M
resistors are inside a resistors box with a cover.
N N
O
112. PW6 also said that there was a trimmer switch on the probe to O
calibrate and optimise the square wave. He testified that he did not use the
P P
trimmer at all to tune or adjust the waveforms to optimise the square wave.
Q He assumed that the probe was calibrated wherever the oscilloscopes were Q
and that the trimmer would have been adjusted then. PW6 also testified
R R
that the oscilloscope had been set to a capture mode, also known as the
S trigger mode. Once he placed the electrodes of the EUT at the two contact S
points marked, “To external electrode 1 of the EUT,” and, “To external
T T
electrode 2 of the EUT,” as shown in the exhibit evaluation reports, then if
U U
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- 33 -
A A
B B
the oscilloscope could capture any voltage, an image would be shown on
C the screen automatically. C
D D
113. Under cross-examination, as pointed out to PW6, the highest
E and lowest peak-to-peak pulsating output voltage for Exhibit P2 was 113 E
and 64 respectively and the extremity was significant. He explained that
F F
he was merely responsible for recording the facts. He followed procedure
G and took 10 measurement pulse samples, then calculated the average G
voltage output and recorded it down. It was put to PW6 that other than the
H H
trigger mode, there is also another mode that of the oscilloscope being the
I manual mode so as to avoid the oscilloscope only automatically capturing I
pulses with high voltage. PW6 confirmed that there is a manual mode but
J J
he did not use it.
K K
PW7 – Chan Tat Kwong James
L L
114. Mr Chan has a Bachelor of Engineering Degree in Electrical
M M
Engineering and Master of Science in Management. In years 2002 to 2004,
N N
he was the laboratory manager of the COMMS laboratory,
O
Communications Branch, Information System Wing of Hong Kong Police, O
which was recognised by the Hong Kong Laboratory Accreditation
P P
Scheme. He now handles huge electronic system projects in Hong Kong
Q Police. Q
115. He says that in his witness statement date 29 April 2019
R R
(Exhibit P19) that the aims of the evaluation tests are to investigate
S electrical characteristics of the EUT output voltages in the measurement S
readings of peak-to-peak pulsating output voltages, pulse duration, pulse
T T
repetition intervals and numbers of pulses generated at three seconds
U U
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- 34 -
A A
B B
intervals were recorded. In order to avoid unstable equipment readings and
C eliminate unreliable measurement results, the measurement data was C
averaged for precise results.
D D
E 116. He says that based on the summarised observation and E
obtained readings, they concluded that both Exhibit P1 and P2 were
F F
capable of generating electric arc electrodes. The peak-to-peak pulsating
G voltage generated was respectively 114,486 volts and 87,377 volts and they G
were capable of generating 59,055 and 122,950 high voltage pulses
H H
continuously respectively in three seconds interval duration. He said with
I the above measurements that these electrical characteristics of the EUTs I
were similar to a stunning device. He said that the waveform analysis and
J J
the measurement was not included in this evaluation.
K K
117. In reply to the queries raised by Professor Cheng regarding the
L L
sampling rate of the equipment, he relied on Nyquist Theorem that a signal
M can be measured by two times sample frequency of it. This measurement, M
the sample frequency of the oscilloscope, model TDS3032B, using for
N N
measuring the output voltage of EUT is 2.5 gigahertz. That means that the
O test equipment, oscilloscope, is capable to measure the signal frequency up O
to 1.25 gigahertz in theory. In this measurement the sampling rate is higher
P P
than the tested signal frequency about 17 times. It is over 8 times of the
Q minimum sampling requirement. Therefore, the test equipment is capable Q
to measure the frequency of the EUTs.
R R
S 118. Therefore, Professor Cheng’s query about the equipment S
accuracy, PW7 said in his report that based on the record the test
T T
equipment, oscilloscope model TDS3032B, was sent to Hong Kong
U U
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- 35 -
A A
B B
Calibration Laboratory for calibration on 14 August 2014 which was about
C one year before the dates of the two EUT measurements. Therefore, one C
should not be concerned about the equipment accuracy.
D D
E 119. Referring to the query about the resistor for testing in the E
measurement, he says that the 2,000Ω resistance (resistor load) for
F F
simulating the resistance of human skin were formed by 10 numbers of
G 200Ω carbon film resistor in series connection and 2 numbers of G
10Ω carbon film resistor in series connection. These resistors were brought
H H
from an electronic components shop. There is no specification of this
I resistor. However, the measurement record of the resistor load from I
10 July 2014 to 25 November 2015 was listed in the table enclosed in his
J J
report, which clearly showed the range of total resistor value from 1,978 to
K 2,268Ω. It was indicated that the resistance value of the resistance divider K
box (resistor load) is quite stable without any changes, even occasionally
L L
loading the high voltage pulsating signal. The resistor load was solely used
M for measuring suspected stunning device. M
N N
120. He then went on to respond to the query about the time
O constant of resistor circuit and said that the resistors were soldered one by O
one in series connection and formed a about 2,000 Ω value resistor load by
P P
a qualified technician of Hong Kong Police. Professor Cheng said the
Q measured waveforms are not accurate due to the LR circuit which may Q
introduce up to five nanoseconds time constant. However, he says this
R R
testing model for EUT evaluation is not able to obtain the exact waveform
S of the high voltage signal without distortion. He said the report of the S
forensic pathologist also did not highlight or emphasize the waveform of
T T
the EUT output signal.
U U
V V
- 36 -
A A
B B
C 121. PW7, in further reply to the issues challenge put forward by C
Professor Cheng during trial, further prepared another report dated 29 July
D D
2019 in reply. He said the resistance box in question had tested frequencies
E of different stun devices covering a wide range of frequency from 7 E
megahertz to 200 megahertz. And there seems to be no obvious resonant
F F
frequency observed. He believes that the waveforms shown in the
G oscilloscopes were not caused by the resonance of the resistor network but G
the generated signal from the EUT.
H H
I 122. He further added that a physical characteristic of carbon film I
resistor is stable. He also agreed that the heat dissipation is lower and the
J J
thermal effect is also very small. Therefore, the resistance values of
K resistors, R1 to R12, should not change due to the high but narrow voltage K
pulse of the EUTs. The inference is in line with the result of the laboratory
L L
regular resistor network measurements. He says that the results of
M measurements showed the resistance characteristic of the resistors is stable. M
Therefore, the skin effect in the resistor network he wrote in his further
N N
statement that according to the formula of the skin effect, for high
O conductivity conductor, the skin effect can be obvious. However, for poor O
conductivity material, the skin effect shall be smaller. In addition, the
P P
resistor carbon film is a thin graphite layer, which is already a thin skin.
Q Therefore, it is reasonable to assume the skin effect in carbon film resistor Q
is quite small and he said the skin effect would likely appear in the copper
R R
wires of the circuit.
S S
123. Referring to the resistor box (Photo 1) in his statement and the
T T
schematic diagram of the resistance box, Figure 1 in his report, the four
U U
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- 37 -
A A
B B
copper wires that might induce skin effect resistance R(f1), R(f2), R(f3)
C and R(f4). It is noticed that both R(f3) and R(f4) resistors were not the C
components of the circuit of the voltage divider and it could be considered
D D
that they become impedance of the probe or the oscilloscope. Comparing
E to the impedance of the probe and the oscilloscope, above total 51M ohm, E
the value in R(f3) and R(f4) would be very small would not cause
F F
significant change in the waveform. In the measured voltage across
G resistors, R1 and R2 would be conservative and lower than that of the G
actual voltage since voltage drop in R(f3) and R(f4) before reaching the
H H
probe and the oscilloscope.
I I
124. Coming to the issue of parasitic inductance in the Circuit, Mr
J J
Chan says that in his submitted report, the measurement of EUT1 and
K EUT8 were based on pure resistance model of voltage divider circuit. In K
response to Professor Cheng’s query about the parasitic inductance in the
L L
circuit, further calculation including reasonable assumed values of
M parasitic inductance into the circuit was conducted. In making the M
assumption the parasitic impedance of any single resistors, R1 to R12, is
N N
2.5 nH in 140 megahertz, the copper wire resistance for R(f1) plus R(f2)
O caused by the stun effect under 140 megahertz is 140Ω. O
P P
125. Therefore, he says if considered the effect of parasitic
Q inductance into the circuit and accepting the above assumption, the Q
measured values of output voltage of EUT1 and EUT8 shall be revised for
R R
forensic to re-evaluate the EUTs. At the end of this estimation, with
S considering parasitic impedance in R1 to R12, he worked out the output S
voltage of EUT1 and EUT8, that is Exhibits P1 and P2, would become
T T
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B B
38.75 kilowatt and 56.46 kilowatt respectively. The pulse number of both
C EUTs in the three seconds remained the same as submitted before. C
D D
126. In court, PW7 says that he implemented the third generation
E communication and power system to the police and the communication E
system in the marine digital radar and video transfer. He also served as lab
F F
manager responsible for equipment calibration for various departments and
G the lab was accredited until year 2004. G
H 127. As far as the set-up of the test circuit was concerned, he said H
that this was first designed by his senior colleague in collaboration with the
I I
pathologist and later the tests included also the three seconds functionality
J test. The test procedure was used to test the suspected stun device and J
would be sent to Telecommunication Department.
K K
L 128. In relation to the parasitic inductance/capacitance, PW7 said L
this exists in all components and that the parasitic inductance and
M M
capacitance might compensate each other negating the overall effect. As
N N
for the skin effect, he said with reference to other telecommunication
O
system that he had worked with, he considered the effect was so minimal O
and insignificant to be considered. It is also impractical and reasonable to
P P
assume that any such skin effect would convert unevenly to affect the
Q result. He further commented that in order to produce oscillation on a Q
certain frequency, that would require careful design. It would hardly occur
R R
by chance.
S S
129. In court, he stated that after checking with the certificates of
T T
calibration, the oscilloscope model TDS3032B used to measure Exhibit P2
U U
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B B
and the other 25 suspected stunning devices were calibrated on 14 August
C 2014. When the devices were tested on 28 August 2015, it was only two C
weeks after the 12 period from the last calibration. The same was
D D
recalibrated again with certificate as Exhibit P29(4). PW7 claimed that by
E comparing the error data on the certificate of calibration one could confirm E
the amount of deviation in the measurement on the oscilloscope. As for
F F
the oscilloscope used to test the voltage output of Exhibit P1, model TDS
G 3034B, PW7 said that the same was calibrated once every 18 months. It G
was calibrated 16 December 2013 and again on 5 to 6 August 2015.
H H
Exhibit P1 was tested on 6 June 2015 when the same was supposed to be
I recalibrated. He says he confirmed that he did not have specification from I
manufacturer as far as the resistors used in the test circuit is concerned or
J J
documentation to show that the resistors are able to perform under high
K voltage situations. K
L L
130. He said, however, that the resistance value was measured by
M a resistance meter, almost known as multi-meter, with a voltage around 3 M
to 9 volts. He agreed that by so measuring does not mean that the resistors
N N
were capable of functioning properly under high voltage situations of 8
O kilowatt or above. He also agreed that the frequency of the multi-meter is O
completely different from that of the suspected stunning devices and he
P P
agreed that the resistance value of the resistors would be affected by high
Q voltage and high frequency, but the change would be insignificant. Q
R R
131. As for the accuracy of the probe, PW7 admitted the same had
S not been calibrated. He said one could use the trimmer to tune the S
waveform and optimise the square wave to ensure that the probe was
T T
functioning properly when used on the oscilloscope. He had mistakenly
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B B
believed that PW6 had done the same. He admitted that he had no
C knowledge of the age of the probe or from where the same was purchased C
and he never inspected the probe for ageing. As for the other stunning
D D
devices which were able to produce electric arc but gave the final zero volt
E measurement, PW7 said that is a fact and he denied any inconsistency. He E
did not find it necessary to find a suitable oscilloscope for not measuring
F F
any voltage. PW7 admitted there were steps to analyse why the EUT were
G able to generate electric arc but without any measured voltage, but he did G
not perform such test.
H H
I 132. PW7 agreed that there are parasitic inductance effects and I
resistance at high frequency which would make the resistors not just
J J
resistive but capacitive and inductive. He also admitted in cross-
K examination that parasitic inductance and capacitance would exist at the K
contact point between the probe and the resistor board, between the probe
L L
and the oscilloscope, in the solder used to solder the resistor to the resistor
M box, between the EUTs and the contact points when testing. He admitted M
he did not know the range for parasitic inductance and parasitic capacitance
N N
in the circuit.
O O
133. Although, PW7 claimed the parasitic inductance are
P P
negligible, he put in a presumed value for parasitic inductance in his
Q recalculation which resulted in a drop of 50 per cent roughly of the peak- Q
to-peak pulsating voltage for Exhibit P1 and P2. PW7 said he tried to make
R R
them as close to or equal to or possibly equal to the values of R1 and R2.
S When cross-examined that the value should be a larger figure, PW7 said S
that he, in fact, did not know and he had no experience in measurement of
T T
this kind of resistance.
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B B
C 134. Coming to the issue of oscillation and LC resonance, PW7 C
says in his statement, Exhibit P32, that the tested devices are of different
D D
types of stun devices and they cover a wide range of frequencies and there
E is no resonant frequency observed. He believed that the waveform in the E
oscilloscope were not caused by the resonance of the resistor network but
F F
generated signal from the EUTs.
G G
135. In relation to the possible EMI noise affecting the test result,
H H
he said that the tests were performed in a room and, although, there was no
I strict protocol in place to avoid EMI when tests were conducted and there I
was no measurement to confirm that there was any induced voltage in EMI
J J
in the resistor box.
K K
Defence case
L L
M 136. The defendant in this case elected not to give evidence. M
N N
DW1 - Professor Cheng
O O
137. Professor K W Cheng is an expert witness in electrical
P P
engineering. On 5 December 2018, he prepared a report in this case
Q including commenting to the exhibit evaluation report on Exhibit P1 and Q
Exhibit P2, prepared by Mr Tang (PW6) and Mr Chan(PW7). He is the
R R
professor of the Department of Electrical Engineering of the Hong Kong
S Polytechnic University. His research areas are on power electronics, S
electronic circuit, converters, energy saving and renewable energy. He has
T T
in electrical engineering for more than 30 years.
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B B
138. He claims to be experienced in power circuit research and
C development including high voltage, high conversion, transformer and C
bioelectronics. He has developed more than 100 projects in power
D D
electronics and electrical engineering with over 300 publications in those
E areas. He has also received awards in relation to power conversion. Recent E
to his writing of the said report, he had conducted research on human
F F
impedance and associated protection. He has experience as an expert
G witness in electrical engineering in court. G
H H
139. In his report he raises doubt on the accuracy of the
I measurements in the exhibit evaluation reports. He criticised the use of I
oscilloscope in the exhibit evaluation report test, ie TDS3032B. In the case
J J
of Exhibit P2 and TDS3034B in the case of Exhibit P1. He says both
K equipment are of sampling rate of 2.5 GS/s. In the former case, the K
measured waveform is of 6.8 nanoseconds and the latter 7.6 nanoseconds.
L L
He says that oscilloscope uses interpolation to construct the waveform and
M the accuracy is not confirmed because the sample rate is slow to measure M
the waveform with small pulse width. He also says the equipment should
N N
be calibrated once every 12 months, otherwise, the accuracy of the
O measurement is not confirmed. O
P P
140. As for the set-up of the testing equipment, firstly, he said
Q because of the high voltage measurement, the use of 10 times 200Ω Q
resistors and 2 times 1Ω resistors are used to reduce the voltage to low
R R
enough for measurement. There are no descriptions of the accuracy and
S the voltage ratings of the resistors used. He estimated that the voltage S
impressed on the 200Ω resistors is 4.36 kV. He said further that there are
T T
very few resistors in the market that have voltage ratings of over 4 kV.
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B B
C 141. He says that if the resistor is not of sufficient voltage rating, C
the measured result is not accurate. He says most of the resistors in the
D D
market is only about 50 to 400V rating. Also most resistors specified at
E voltage ratings at DC, and there is no information for most resistors in the E
market specified with high frequency AC, especially if the frequency of
F F
the measurement is around 147 megahertz, estimated using 6.8 nanosecond
G pulse width. If the voltage rating deviates by many times, the result of the G
measurement, he says, is not reliable.
H H
I 142. He then goes to say that if in the electric current, there is a I
parasitic effect of the circuit coil inductance. A short wire of a few
J J
centimetres will form inductance in the order of µH, the use of 10 resistors
K of 200Ω and 2 resistors of 1Ω connected in a series would create a certain K
amount of series inductance. There is no information of the resistors types
L L
used and also the wiring between the wires. There is no information of the
M measured inductance on the set-up. M
N N
143. He says that if the 12 resistors connected in a series and also
O with the wires, the estimated parasitic inductance can vary from 1 µH to O
10 µH. The time constant T of the set-up is estimated to be between 0.5
P P
nanoseconds to 5 nanoseconds and using this time constant to measure
Q 6.8 nanosecond waveform is not accurate. Q
R R
144. Professor Cheng also commented that as the output of the two
S EUTs are high voltage and high frequency, there is a chance that S
impedance drops at high frequency.
T T
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145. Coming to the report by Professor Poon, Professor Cheng says
C it is uncertain to say human impedance is 2,000Ω and that they behave C
strangely at high frequency and high voltage. He says the definition of
D D
2,000Ω does not apply to around 100 megahertz frequency and 100
E kilowatt condition and that the response of the current may not be a E
sinewave. Further, the rise time of the current under such condition is
F F
unknown.
G G
146. He says further that as the voltage is AC waveform, the charge
H H
developed as positive and negative with positive cancelling the negative
I effect and net charge is very small or approaches zero. Further, he says I
parasitic effect on human subject arise time current has not been
J J
considered. He says that the actual charges are much smaller. As the actual
K current passing through the human subject is unknown he says it is unfair K
that Exhibit P1 are comparable devices to other CEDs such as stunning gun
L L
or Taser.
M M
Discussion
N N
O Issues O
P P
147. There are three issues in this case as described by the defence;
Q Q
(1) whether testing method and equipment on the seized
R R
devices are reliable and whether they yield an
S accurate result; S
T T
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B B
(2) whether Exhibits P1 and P2 are portable devices
C which is designed and adapted to stun or disable a C
person by means of electric shock applied either with
D D
or without direct contact with that person; and
E E
(3) whether D1 and D2 had any knowledge of the nature
F F
of the seized devices; namely, whether P1 and P2 are
G portable devices which are designed and adapted to G
stun or disable a person by means of electric shock
H H
applied either with or without direct contact with that
I person. I
J J
148. D2 is a man of clear record and due consideration regarding
K his propensity to commit crime and credibility has been given. K
L L
149. This court in dealing with the three issues has already
M carefully considered all submissions by both parties and would not repeat M
the evidence here because the same has already been set out previously.
N N
O
Issue 1 O
P P
150. This court now deals with the first issue.
Q Q
151. Both Professor Poon and Professor Cheng for the defence are
R experts in electrical engineering. Both of them have not taken part in the R
actual evaluation tests performed on Exhibit P1 and Exhibit P2 and
S S
Mr James Chan and Mr Tang were responsible for these tests.
T T
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B B
152. Mr Chan is an expert. Mr Chan has served over 20 years and
C has performed and managed a lot of projects concerning high frequency C
electronics. He used to be the lab manager for equipment calibration of
D D
various departments and the lab was an accredited one by Hong Kong
E Calibration Lab, the most authoritative body up to the year 2004. E
F F
153. It is noted that at this juncture that the laboratories used by
G Professor Cheng at all material times was not accredited. G
H 154. It is not challenged that the testing procedure had been H
designed for some time in collaboration with the pathologists and revised
I I
to include the three seconds functionality test. Throughout the years, the
J same has been employed to test these stun guns or devices. The criticism J
on sampling rate has been dealt with by both Mr Chan and Professor Poon
K K
based on the Nyquist Theory which this court accepts.
L L
155. For the calibration issue of the oscilloscope, firstly, although
M M
they were not punctually calibrated every 12 months, the delay is not
N N
substantial; secondly, from the calibration results of this oscilloscope
O
following the tests of Exhibit P1 and Exhibit P2 in question, they did not O
show any irregularity in the error data. It is also accepted by Professor
P P
Cheng that Tektronix is a high quality brand for oscilloscope.
Q Q
156. As for the probe, according to the prosecution witnesses, no
R R
apparent abnormality was observed in the waveform. There is, therefore,
S no need, they say, to use the trimmer to fine tune the probe. Further, both S
Mr Chan and Mr Tang did not observe any abnormality throughout the test
T T
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B B
and in the test results. There is, therefore, no evidence to suggest that the
C probe had not been properly performing as it should. C
D D
157. Coming to the resistors, it was submitted by the defence that
E there is no specification from the manufacturer regarding the resistors E
employed. Nevertheless, according to Mr Tang there is again no sign of
F F
abnormality noticed. Whilst the tests were performed, there is no smell or
G signs of burning and sudden loss of readings. In fact, there had always G
been 10 measurements during these tests and overall there is no
H H
abnormalities observed even in the measurement readings. All resistors
I have been measured in the lab by a multi-meter. Coming to the criticism I
posed by Professor Cheng, again, there is nothing from the test results and
J J
indeed any evidence before this court to suggest that the resistors have not
K been performing as measured by the multi-meter. K
L L
158. As Professor Cheng admitted there is seldom any factory
M specification for any resistors based on AC conditions, it is, therefore, M
impracticable for this to be expected unless, of course, there is evidence
N N
leading to suspicion that these resistors have not been performing as they
O should under the present high voltage test situation. O
P P
159. In the course of Professor Cheng giving evidence in court, he
Q presented further new issues to challenge the accuracy of the test results. Q
When questioned why he did not present these new issues in his report
R R
earlier, he explained that he had only been given the photographs of the
S test circuit, Exhibit P19B, at the start of the trial. This court noted that the S
set-up of the test circuit was in his report in the form of a diagram and
T T
though there is an absence of the photo, this court is unable to accept this
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B B
explanation as valid for the reason that these new issues, namely, frequency
C induced resistance by reason of parasitic inductance, skin effect, noise and C
possible oscillation, etc, did not emerge earlier.
D D
E 160. Further, in cross-examination, Professor Cheng E
acknowledged that invariably in any testing or calibration equipment, it
F F
brought into the picture those characteristics also. He also considered that
G accuracy is only a relative thing and the issues is about whether the test G
results can be used practically. For example, it is not in dispute that all
H H
parasitic inductance/capacitance existed in all components and they may
I compensate each other negating the overall effect. However, he did not in I
his report criticise failure in the testing procedure adopted by the
J J
prosecution in not having these characteristics predetermined.
K K
161. Mr Chan (PW7) dealt with the new issues in his further report.
L L
In order to demonstrate, he has made new calculations based on certain
M assumptions on the overall parasitic inductance of the circuit, the resulting M
voltage was reduced by 50 per cent.
N N
O
162. Professor Poon maintained her criticism of this assumption of O
overall parasitic inductance used by PW7 in his new calculation saying it
P P
is a biased one leaning in favour of an inductive circuit. She says given
Q such circumstances, her conclusion on the effect of Exhibit P1 and Exhibit Q
P2 on the human body are still valid and she has already provided a buffer
R R
in her calculation to cater for any test uncertainty.
S S
163. Mr Chan did not offer actually any different explanation as to
T T
why he selected that particular figure. Although, the defence in cross-
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B B
examination of Mr Chan did offer certain figures, there is no basis before
C this court as to why those figures are offered. The cross-examination could C
only result in the admission by Mr Chan that he is not experienced in these
D D
sort of high voltage measurement projects.
E E
164. On the skin effect issue, the court again preferred the expert
F F
view of Professor Poon to that of Professor Cheng. In fact, Mr Chan shares
G the same view that there is no reason why the skin effect would unevenly G
converge to cause an impact to the test result and, further, as said by Mr
H H
Chan, any effect would be minimal and insignificant.
I I
165. In fact, Professor Cheng in cross-examination agrees that
J there is no special reason why the skin effect would converge only at the J
2 Ω resistors alone.
K K
L 166. Then coming to the oscillation issue, Mr Chan said there was L
no oscillation during the test. They did not observe any resonance. He
M M
said that to produce oscillation on a certain frequency requires careful
N N
design and can hardly occur by chance. He said that the same resistance
O
box was used to test many devices operating from 7 megahertz to 200 O
megahertz and that the circuit has multiple resonance frequencies across 7
P P
to 200 megahertz is unimaginable. Professor Poon agrees that for a simple
Q circuit as the one in question, it is impossible to have multiple resonant Q
points as Professor Cheng suggested.
R R
S 167. Lastly, coming to the noise issue, Professor Poon said that the S
set-up of the said circuit has also catered for such risks and again the test
T T
results do not suggest noise playing a part in possibly making the results
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B B
inaccurate. This court prefers and accepts the expert opinion of Professor
C Poon on the above issues to that of Professor Cheng. Her analysis is logical C
and convincing and her evidence is forthcoming, even in cross-
D D
examination. Her evidence is totally unshaken.
E E
168. This court is of the view that the report produced by Professor
F Cheng on the study of wireless power transfer design for the purpose of F
transfer of high energy did not, as said by the prosecution, assist the court
G G
on the noise issue.
H H
169. Professor Cheng is a very experienced electrical engineering
I I
expert and this court doubts why he would have missed these new issues
J from his report in the first place if these factors could really and J
significantly affect the test results. As said, this court does not accept his
K K
explanation based on delayed submission of the photo, Exhibit P19B.
L Professor Cheng has further raised concepts of proximity effects, second L
order effect or matrix effect in court near the end of the trial.
M M
N N
170. Again, this court considers that had all these been real
O
challenges to the accuracy of the test results, he would have already O
disclosed much earlier these elements or factors. Whilst he is an expert in
P P
electrical engineering, in the context of our case here, the approach of
Q Professor Cheng appears to be pedantic and academic. This Court is not Q
with him on the issues that he raised. They would not cast doubt on the
R R
accuracy of the test results of the exhibit evaluation reports.
S S
171. In all, on issue 1, in spite of all the issues raised by the defence,
T T
the court finds that the testing method and testing equipment used in the
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B B
tests on Exhibit P1 and Exhibit P2 is reliable and the test results accurate
C for the purpose of this trial. C
D D
Issue 2
E E
172. Now coming to issue 2, Professor Poon is the only biomedical
F F
engineering expert, in my view, most suited and qualified to tell the effect
G of the device when applied on humans. There are, of course, live evidence G
and reports of the two forensic pathologists as well as the reports of Dr
H H
Lam before this court.
I I
173. Professor Poon has concluded and has in cross-examination
J J
agreed that the functions of the EUTs in the present case are more similar
K to generic stun guns and the drive-stun mode of Taser X26, rather than the K
probe mode of Taser X26. Defence criticised Professor Poon for not
L L
mentioning the drive-stun mode throughout the first three expert reports.
M Professor Poon explained that she had already taken the drive-stun mode M
of Taser X26 into consideration. She claimed that in all her reports she had
N N
all along been discussing what would have happened to have a person when
O the drive-stun mode is used. O
P P
174. This court considers these criticisms unfounded. In her
Q reports, Professor Poon has set out how conducted energy devices (CEDs), Q
operate. She did refer to a list of references involving Taser X26. In her
R R
report she set out the common principles with CEDs and the underlying
S mechanisms of syncope relating to physiological responses produced by S
CEDs on the subject. Irrespective of the operation mode of Taser, there
T T
are high voltage and low current simulators. She told of potential
U U
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B B
mechanisms leading to the stunning and/or the disabling effect of CED
C which include not just the transient paralysis and disability of stimulating C
the motor neurons that control the major muscles. This is in paragraph 8
D D
on her report dated 25 June 2018.
E E
175. It is also said that one or more of the phenomenon can be
F F
triggered and they might be inter-related and can work together to lead to
G the ultimate stunning and disabling effect. In fact, the mechanism as G
divulged in her reports works for all CEDs irrespective of whether they are
H H
a stun gun, Taser gun in probe or drive-stun mode. Depending on the
I electrical characteristic of each device, also depending on the location I
applied on human, duration of application, etc, the effect on human would
J J
be different.
K K
176. Professor Poon did in her report dated 28 November 2018
L L
(Exhibit P16) point out that certain references she used did not address the
M incapacitation effect of CED that operates in the drive-stun mode or with M
the electrode separation below 4 inches. She was then referring to
N N
reference 5 2(see last sentence in paragraph 8). As said by Professor Poon,
O studies of high voltage electric excitation on the human body are few O
because they are thought to be dangerous and cause pain on human
P P
subjects.
Q Q
177. Professor Poon was also criticised to have omitted a certain
R R
part of the references material when the same does not suit her. For
S example, she failed to include in her report the findings by an author of a S
T T
2
J Ho, D Dawes, J Miner, S Kunz, R Nelson, and J Sweeney, “Conducted electrical weapon
incapacitation during a goal-directed task as a function of probe spread,” Forensic Science Medicine
and Pathology, vol 8, pp 358-366, Dec 2012.
U U
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B B
reference that, “Electrodes 5 cm applied directly or over the vastus lateralis
C muscle, a muscle in the thigh, does not inhibit voluntary function of the C
muscle during stimulation or afterwards.”
D D
E 178. Professor Poon in court says that she does disagree that the E
electrical current resulting from the drive-stun mode is localised to the
F F
muscles in that area. She also disagrees that the drive-stun mode does not
G cause muscular incapacitation. She says that the conclusion of the author G
only referred to disputation of excited delirium, which the defence
H H
disagrees. This conclusion appears on page 22 of the reference to under,
I “Section 6 - Excited Delirium.” While the author did not qualify the I
conclusion and recommendations in this section as relating solely to
J J
excited delirium, this court does not find Professor Poon’s disagreement to
K this conclusion unreasonable. K
L L
179. This court takes the view that depending on, again, the
M electrical characteristic of a suspected stun device, the test results M
measurements of the CED, the various factors required for consideration
N N
would include but not limited to, as said earlier, the location of application,
O the duration of application, the length of the electrode separation. There is O
nothing to prevent, in my view, a CED, even in the drive-stun mode, to
P P
cause stunning or incapacitation.
Q Q
180. One must not forget that for the Taser research, the user should
R R
have always been using the Taser device in compliance with the
S manufacturer’s instructions avoiding certain areas of application on human S
subjects. Where in the present case this is not a concern for the issues
T T
before the court. In fact, as testified by Professor Poon, a lot of studies
U U
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B B
were done on Taser X26 and the CEDs were applied on human subjects
C avoiding certain areas of the body and instructed by the manufacturers. C
This research was done as people were concerned of the effects of this
D D
Taser and CED on human whether they would result in ventricular
E fibrillation and/or death. E
F F
181. The defence has not challenged the conclusion of
G Professor Poon relying on, inter alia, Exhibit D3 of which Mark Kroll and G
Exhibit D6 of which Mark Kroll was a co-author. Mr Kroll is an advisor
H H
and director of Taser International. He has failed to disclose his interests
I and expertise. Exhibit D3 says that with the lack of skin penetration the I
current flow is primarily through the dermis and fat layer between the
J J
laterals and there is no significant penetration beyond the subdermal (or
K subcutaneous) fat layer. Since there is insufficient depth of current flow to K
capture muscles, the drive-stun mode serves only as a compliance
L L
technique. He says, further, that with a controlled electrical weapon
M applied directly over the human phrenic nerves that control breathing, there M
is no effect.
N N
O 182. Exhibit D3 quoted the National Institute of Justice, a five-year O
review of CEWs, and found that a risk of ventricular dysrhythmia is
P P
exceedingly low in the drive-stun mode of CED because the density of the
Q current on the issue is much lower than in this mode. In Exhibit D6, it was Q
said that the study was aimed at understanding the attenuating effect and
R R
estimated the residual amount of current flowing towards deeper layers of
S tissue and finding the extent of region where the current density or the S
electric field strength exceeded threshold known to cause ventricular
T T
fibrillation or to cause cardiac capture.
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B B
C 183. The paper conducted that the fat and the anisotropic skeletal C
muscle layers significantly attenuated currents delivered by Taser or CED
D D
operating on drive-stun mode in only 9 per cent of the total CEWs current
E flow beyond the mid-point of skeletal muscle layer. Current density in E
drive-stun mode did not exceed threshold for VF induction or cardiac
F F
capture outside the subdermal fat regions.
G G
184. PW3 criticised Exhibit D3 as inconclusive and unreliable
H because it is not an international journal that has gone through peer review. H
It is noted that PW5 agrees with those conclusions in Exhibit D3.
I I
J 185. As for Exhibit D6 which has gone through a peer review, PW3 J
says that the aim of the research aim is finding out whether the drive-stun
K K
mode would cause more serious conditions, ie ventricular fibrillation or
L cardiac capture. She says that the LEM model is too simple ignoring the L
existence of blood vessels cells in a simple simulation. She also says there
M M
are many papers which shows CEWs did cause a disruption to the heart
N N
rhythm which may cause dizziness. She refers to a sentence in Exhibit D6
O
where it says, “The resulting sensation is often sufficiently strong to assist O
law enforcement in gaining compliance from subjects.” She says that this
P P
sentence supports that the CEW would cause temporary incapacitation.
Q Q
186. PW3 is further criticised for comparing Exhibit P1 and Exhibit
R R
P2 to the electrical surgical knives and neuromuscular implants to support
S a view that even CEDs with electrode separation of millimetre separation S
can stun or disable a person. PW3 when cross-examined explained that if
T T
the CED can break down the skin with high voltage they share the same
U U
V V
- 56 -
A A
B B
similarities as the neuromuscular implants, including exciting the cells.
C For the surgical knives, PW3 said there are some electrical knives with one C
or two electrodes and the mechanism behind the electrical surgical knives
D D
is slightly similar to Exhibit P1 and P2. They operate at different high
E frequencies which would allow her to compare voltage and current output E
but their waveform or electrical knives are different and their frequencies
F F
might not be as high as the present exhibits.
G G
187. Despite the various thorough submissions by defence counsel
H H
to challenge the expert view of Professor Poon, this court, considering what
I is before me both from Professor Cheng and the other forensic pathologists, I
accepts the explanation by Professor Poon and as well as her evidence on
J J
this issue. One must not forget that all tests performed on human subjects
K using Taser are limited and follow the manufacturer’s instructions in K
avoiding certain areas. Further, this court accepts that, as said by the
L L
prosecution witness, that human skin would break under, inter alia, high
M voltage conditions and as such, depending on the location of application, M
duration of application, this court does not doubt the conclusion of
N N
Professor Poon drawn on the issue.
O O
188. In fact, none of the authors in these references refer to
P P
scenarios involving the penetration of the skin. Their views all refer to
Q scenarios where there is no penetration of the skin. And, of course, Q
penetration and breaking of skin depending on the depth of the flow of the
R R
current, the mechanism drawn from the implant is useful for the purpose
S of analysing the effect of the present Exhibits P1 and P2, when used on S
human and this Court agree to the expert view of Professor Poon.
T T
U U
V V
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A A
B B
189. In agreeing to the conclusion drawn by Professor Poon, of
C course, the court has already considered all the opposing evidence. This C
court is particular impressed by Professor Poon’s expertise both in
D D
electrical engineering and biomedical engineering, in particular, her
E experience in the design of medical electronic devices that measure or E
apply electrical current on human bodies, such as electrical knives or
F F
implants that provides neuromuscular electrical stimulation and the
G research and investigation of blood pressure and measurement devices. G
H H
190. The attacks on or the doubts attempted to be thrown by the
I defence on the prosecution’s case only concentrate on the incapacitation I
aspect. There is not much on this stunning aspect resulting from the
J J
fainting as a result of the blood pressure problem and this Court must say
K that the experience and the expertise of Professor Poon obviously far K
exceeded that of the other witnesses and her evidence is preferred.
L L
191. In fact, both Dr Ng and Dr Chiao also agree that a biomedical
M M
engineering expert is the more appropriate person to comment on the
N N
issues.
O O
192. This court, therefore, agrees with her analysis and conclusion
P on this issue. P
Q Q
Issue 3
R R
193. Now, coming to issue 3. There is no dispute that D1 and D2
S S
knew the subject devices can produce electric arc and can cause papers and
T tobacco to burn. In fact, these lighters were sold as electric arc lighters. T
U U
V V
- 58 -
A A
B B
194. Professor Poon in her evidence admitted that the fact that the
C lighters can produce electric arc does not mean they are stunning device, it C
all depends on the actual electrical characteristics of each device.
D D
195. Defence counsel submitted only two of the devices seized by
E E
the police satisfied the electrical characteristic of being a stunning device.
F Some of the other devices seized, though can produce electrical arc, give F
zero voltage readings when tested.
G G
H 196. It is also a fact that when one examined the lot of devices, their H
design and outward appearance looked very similar and, as the police
I I
officers say, they could not really tell with their bare eyes which are the
J ones that fit into the stunning device and which are the ones that do not. J
K K
197. Clearly, tests must be performed on the devices in order to
L determine whether they are, in fact, stunning. L
M M
198. Both defendants elected not to give evidence in court. No
N adverse inference would be drawn against them. They have, however, N
previously given evidence in their cautioned interviews with the police.
O O
D1, as a sales lady of the shop for some time, said the subject devices were
P brought by D2, her boss, and D2 did demonstrate to her how to use the P
device as an electric arc lighter. She had no idea of the stunning or
Q Q
disabling nature of these devices.
R R
199. D2 said that he was told by the one selling these devices that
S the current output of the devices was similar to that of a mobile phone and S
that they would not pose any danger. He produced the name card of the
T T
seller of these devices in the mainland.
U U
V V
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A A
B B
C 200. This court noted that when the devices, Exhibits P1 and P12, C
were sold to the undercover police officers, at no time did D1 mention any
D D
function of the devices other than it as an electric arc lighter. Nothing was
E said regarding a stunning or disabling function. Even the little tag in the E
display window showing these devices only described them as electric arc
F F
lighter. There is no evidence before this court that these electric arc lighters
G were possessed up for sale to the extra function of stunning or disabling. G
There is no evidence before this court that these electric arc lighters
H H
possessing the extra function of stunning or disabling were sold at a price
I over and above those which do not possess such function. I
J J
201. In fact, when D2 used Exhibit P2 in her demonstration as to
K how this device performed or operated. Later she, in fact, sold Exhibit P12 K
to the undercover officer. Exhibit P12 is not a stunning device and is
L L
therefore different from Exhibit P2.
M M
202. Now, did she intentionally sell him something different from
N N
what she demonstrated? There is no evidence before this court in this
O
respect and, therefore, it is possible that she thought the two devices were O
the same. In fact, according to the evidence of D1, all the electric arc
P P
lighters were sold at the standard price of $398 each. There is no difference
Q in price for the sale of the lighter with or without the stunning device Q
function.
R R
S 203. Following the Court of Appeal decision in HKSAR v S
Mohammed Khan Shamim, once defendants are found to be in possession
T T
of the subject devices, section 24(2) of the Firearms Ammunition
U U
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A A
B B
Ordinance, Cap 238, imposes on them an evidential burden that they do
C not know the stunning or disabling nature of the subject devices. C
D D
204. The prosecution has referred me to the case of HKSAR v
E Cheuk Yuet Hing, HCCC 488/2015, where the defendant was found in E
possession of a stunning device, again, in the form of a lighter. But in that
F F
case the court rejected the defendant’s explanation that he thought the
G device was just a lighter. Because the court accepted that the defendant G
had in a cautioned interview told the police that the same was to be used
H H
for self-defence. In our case here there is no such evidence before this
I court that any of the two defendants knew the devices had a function other I
than that of a lighter, the nature of which is not apparent from the design
J J
of the device.
K K
205. With their evidence in the cautioned interview, although there
L L
is this persuasive burden and with the observations I made regarding the
M manner of sale and how these goods were displayed, both defendants, in M
my view, have managed to marginally discharge their evidential burden
N N
and the prosecution, therefore, has failed to prove this issue 3, that these
O two defendants knew of the stunning or disabling nature of the devices, O
Exhibits P1 and P2. For these reasons, they are both acquitted of the
P P
charges and the charges are dismissed.
Q Q
R R
S S
( K Lo )
T T
District Judge
U U
V V
A A
B B
DCCC 684/2017
C [2020] HKDC 628 C
D IN THE DISTRICT COURT OF THE D
HONG KONG SPECIAL ADMINISTRATIVE REGION
E E
CRIMINAL CASE NO 684 OF 2017
F F
---------------------------
G G
HKSAR
H
v H
CHAN KIT YI (D1)
I I
LAU SHEUNG MAN (D2)
J ---------------------------- J
K K
Before: HH Judge K Lo
L Date: 29 November 2019 L
Present: Mr Kuan Bak On Franco, Senior Public Prosecutor and
M M
Mr Chan Hing-man Raymond, Public Prosecutor of
N the Department of Justice, for HKSAR N
Ms Lui Wing Chun Petra, instructed by Francis Kong & Co,
O O
for the defendants
P Offence: [1] & [2] Dealing in arms without a licence (無牌經槍械) P
Q Q
-----------------------------------------
R REASONS FOR VERDICT R
-----------------------------------------
S S
T 1. D1 and D2 are jointly charged with two counts of dealing in T
arms without a licence contrary to section 14 of the Firearms and
U U
V V
-2-
A A
B B
Ammunition Ordinance, Cap 238. It is alleged that they, on or about 5
C June 2015 (1st charge) and 3 August 2015 (2nd charge), respectively, at C
MH (Trading) Company in Hong Kong, by way of trade or business, dealt
D D
in arms without a licence, namely selling a stunning device. Both
E defendants pleaded not guilty. E
F F
Prosecution case
G G
2. Prosecution has called seven witnesses, the first two being
H H
DPC48019 (“PW1”) and DPC8607 (“PW2”). Their evidence is largely not
I in dispute and is embodied also in the Admitted Facts. I
J J
3. The prosecution relied on the expert evidence of Professor
K Carmen C Y Poon (“PW3”). They also rely on the evidence of Mr Tang K
Kwok Ming (“PW6”) and Chan Tak Kwong James(“PW7”).
L L
4. As for Dr Ng Chung Ki (“PW4”) and Dr Chiao Wing Fu
M M
(“PW5”), both senior forensic pathologists and forensic pathologists, the
N N
prosecution does not rely on their evidence. They were merely tendered
O
for cross-examination at the request of the defence. O
P Admitted Facts P
Q Q
5. Under section 65C of the Criminal Procedure Ordinance,
R Cap 221, parties admitted, inter alia, that on 5 June 2015, PW1 posed as a R
customer, went to MH Trading Company (the shop) and asked to buy a
S S
lighter device on display. D1, then a salesperson of the shop, took out a
T lighter device of the same model. PW1 then bought the same, Exhibit P1, T
from D1, and left the shop.
U U
V V
-3-
A A
B B
C 6. Likewise, on 3 August 2015, PW2 again posed as a customer C
again, went to the shop. Again, D1 was the salesperson there. PW2
D D
pointed at a lighter device on display in the glass showcase and inquired
E D1 of the same. D1 then took out another similar lighter device from the E
cashier countertop and explained to him the said device and demonstrated
F F
to him how to use the same.
G G
7. During this time, D1 pressed down the operating switch of the
H H
device, Exhibit P2. It showed electric current generated between the metal
I tips of the device in form of a blue electric arc. Later, PW2 paid D1 $398 I
and bought another lighter device of the same model placed in the cabinet
J J
in the shop, Exhibit P12.
K K
8. Then PW2 revealed his identity and the shop was searched.
L L
Police seized Exhibit P2 and 24 other lighter devices from within the shop.
M M
9. D2 was the owner of the shop at the time of the two offences
N N
and he was also the employer of D1. He was the one responsible for buying
O
goods for the shop, including Exhibit P1, P2, P12, and the other seized O
exhibits. D1 was employed at the shop since year 2014. Apart from the
P P
lighter devices, the shop also displayed and sold ornaments like necklaces
Q and earrings. Q
R R
10. After D1 was arrested, under caution she says that she only
S worked there. The lighter arc devices were bought by her boss, D2, and S
she did not know anything. D1 had later voluntarily taken part in four
T T
U U
V V
-4-
A A
B B
cautioned interviews. Accurate records of such interviews are Exhibits P7
C to P10. C
D 11. D2 was arrested on 4 August 2015. He had voluntarily taken D
part in a video-recorded interview. The same is accurately recorded in the
E E
redacted Exhibit P11 and its transcript Exhibit P11A.
F F
12. Parties also agree that a PowerPoint headed, “Probe mode
G
mechanism.” was issued by Medical and Health Department in June 2017, G
H
(Exhibit D2) and one of the references referred to in the PowerPoint is, H
“Conducted Electrical Weapon Drive - Stun Mode, Skin Rub vs Injection,”
I I
by Mark W Kroll (Exhibit D3).
J J
13. D1 has one previous conviction not similar and D2 has a clear
K K
record.
L L
Reports of Dr LAM Wai-kwok
M M
14. The reports of Dr Lam Wai Kwok in relation to another case
N N
involving electric arc lighters with probe separation of 5 millimetres were
O also produced under section 65B of Criminal Procedure Ordinance O
(Exhibit P22 and P23).
P P
Q 15. Dr Lam was not called during trial. Q
R R
16. In his two reports, he said based on the tests performed by the
S COMMS, where the peak-to-peak pulsating voltage generated from the S
EUT when connected to resistor load of resistance close to human body
T T
was measured at 46,799 volts, the same was able to generate electric arcs
U U
V V
-5-
A A
B B
from the electrodes on the head and the same was able to produce 44,643
C high voltage pulses continuously in three seconds duration, based on the C
electrical properties and the electrical characteristics of the EUT, the
D D
devices are similar to stunning devices.
E E
17. It was said also that although there was a protective cover on
F top of the EUT, when the protective cover was open, the electrodes on the F
head of the EUT were exposed and although the space and the current
G G
between the 5-millimetre distance electrodes was relatively small, the
H electrodes were relatively less exposed, it is still possible to apply the H
electrodes of EUT on human and cause shock.
I I
J 18. It was said that the effect of such device when applied on J
humans, depend on the number of factors such as the site and duration of
K K
the application, tolerance to pain and psychological preparedness. It was
L said that generally, if applied on an average healthy person on brief L
application, subject could be startled and would experience intense local
M M
pain and muscle spasm. If the application lasts 3 to 5 seconds, the subject
N N
may fall onto the ground due to muscle paralysis and remain dazed, weak
O
or even immobilised for a while, possibly up to several minutes. O
P P
19. He mentioned that while a Taser will last for 5 seconds, some
Q models of stun devices lack features which guarantee a substantive Q
discharge and so result in brief electric shock resulting in local pain and
R R
muscle spasm. Dr Lam said, referring to the 5-millimetre electrode
S separation distance, that it is difficult to sustain the electric discharge as S
the human subject may move away from the initial contact with the
T T
electrode easily and, therefore, not result in neuromuscular incapacitation.
U U
V V
-6-
A A
B B
Records of interview
C C
20. D1 said in these interviews that the electric arc lighters were
D D
all bought by D2. She had no idea that the selling of these lighters would
E be an offence. She said D2 demonstrated to her how to operate these E
electric arc lighters. She had no idea of the energy output of these lighters.
F F
She was also asked to sell them at $398.
G G
21. D2 admitted in the interview that he had bought the electric
H H
arc lighters from mainland. They were later delivered to Hong Kong. D2
I said he knew electric current would be generated when the operating switch I
was pressed, but he did not know the electricity output of these electric arc
J J
lighters. He said he had read the instructions manual.
K K
22. He said he was told by the seller of these lighters that if one
L L
continuously pressed the switch of the lighters for 15 seconds the circuit
M would be cut. He was also told that the electric current required to charge M
the lighter is small and the same is akin to that of a mobile phone. He was
N N
also told that it was absolutely safe.
O O
Exhibit evaluation reports
P P
Q 23. Mr Tang Kwok Ming (“PW6”) had been the assistant police Q
telecommunication inspector since 1 May 1989. Since 2 March 2015, he
R R
was posted to the Communication Branch Operations and Support Service
S Division, Electric System Support Section. The same was engaged by S
police to perform technical tests and to prepare technical reports on these
T T
U U
V V
-7-
A A
B B
suspected stunning devices. These devices under tests were called “EUT”,
C exhibit under test. C
D D
24. As a result of the tests on Exhibit P1 (EUT1), two exhibit
E evaluation reports were prepared, dated 18 June 2015 and 24 January 2017 E
by PW6 and endorsed by Mr Chan Tak Kwong (“PW7”), Exhibits P24 and
F F
P25. As a result of the test on Exhibit P2 (EUT8), exhibit evaluation
G reports were similarly produced by PW6 and endorsed by PW7, Exhibit G
P26. As for the rest 24 electric arc lighters, similar tests were performed
H H
and two exhibit evaluation reports were prepared by PW6 and endorsed by
I PW7, Exhibit P27 and P28. I
J J
25. Exhibit P24 and P25 are both exhibit evaluation reports on
K Exhibit P1 (EUT1) between 10 June 2015 and 16 June 2015. Except for K
the date of these reports, the contents are the same.
L L
26. In summary, it says that Exhibit P1 was capable of generating
M M
electric arc across the electrodes. The electrodes of the EUT were
N N
connected to resistor load or resistance close to that of a human being. The
O
peak-to-peak pulsating voltage generated from EUT across resistor load O
was measured at 114,486 volts. The EUT was capable of generating
P P
59,055 high voltage pulses continuously in 3 seconds duration. With the
Q above measurement results, it was said in the report that the electrical Q
characteristic of the EUT was similar to that of a stunning device.
R R
S 27. The separation between the two electrodes in Exhibit P1 are 5 S
millimetres apart. There is a protective covering of Exhibit P1. When one
T T
opened the protective covering of Exhibit P1 and a button was pressed,
U U
V V
-8-
A A
B B
Exhibit P1 was capable of generating an electric arc across the electrodes
C and a sparking sound was heard. The report says that the evaluation test C
aims to investigate the electrical characteristic of the EUT output voltage.
D D
There are four measurements in the evaluation test, namely measurement
E of peak-to-peak pulsating output voltage, pulse duration, pulse repetition E
interval and the number of pulses generated in 3 seconds.
F F
G 28. To observe the output voltage of the EUT, a digital G
oscilloscope with a high voltage probe was used. The measurement was
H H
done by using the Potential Divider Resistor Network, which is a tailor-
I made resistor network consisting of ten 200Ω resistors and two 1Ω resistors I
connected in series. The total resistance of the Resistor Network is around
J J
2kΩ which is similar to the total body resistance of human being. To
K ensure accurate calculations of measurements, the resistance of the K
Resistor Network is calibrated regularly and the value would be recorded
L L
in an evaluation report and the exhibit evaluation report shows the detailed
M equipment set up for the measurement. M
N N
29. The evaluation test measured the peak-to-peak pulsating
O output voltage by discharging the EUT through the Potential Divider O
Resistor Network. The peak-to-peak voltage across the resistor R2Ω using
P P
the oscilloscope was measured and recorded 10 times in total. The actual
Q pulsating output voltage of the EUT was obtained by multiplying the Q
measurement results with the resistor ratio of the Potential Divider Resistor
R R
Network for each measurement. The average pulsating output voltage of
S the EUT was then obtained by calculation from the results. S
T T
U U
V V
-9-
A A
B B
30. The one pulse waveform diagram from the oscilloscope was
C captured and the diagram is attached as Annex B of the evaluation report. C
The pulse duration and pulse repetition interval was measured by
D D
discharging the EUT through the Potential Divider Resistor Network. The
E pulse waveform was then monitored using the oscilloscope. The pulse E
duration and pulse repetition interval from the waveform diagram was then
F F
measured and recorded. The captured output waveform diagram showed
G the pulse duration and the pulse repetition interval. The diagrams are G
attached as Annex C and Annex D in the evaluation report.
H H
I 31. The number of pulses generated in 3 seconds, discharging the I
EUT through the Potential Divider Resistor Network for 3 seconds was
J J
also measured. The waveform of the output voltage across the resistor R2Ω
K was monitored using the oscilloscope. The number of pulses generated K
was observed directly from the waveform if possible or obtained the result
L L
by calculation. The output waveform diagram was captured and the same
M was shown in form of a diagram as Annex E in the evaluation report. M
N N
32. The equipment set up is shown at Annex F in the form of a
O drawing. It is said that the resistive characteristic of the Potential Divider O
Resistor Network is measured regularly and in the report the resistor ratio
P P
is 899.342 and the peak-to-peak voltage Vpp (R2Ω) across the resistor R2Ω
Q was measured for 10 times until the separation, with the separation between Q
each time at least 30 seconds, giving the average value of Vpp (R2Ω) as
R R
127.3 volts. The peak-to-peak pulsating output voltage of Exhibit P1, Vpp,
S was obtained by multiplying the average value of Vpp (R2Ω) with the S
resistor ratio 899.342 giving the answer as 114,486 volts.
T T
U U
V V
- 10 -
A A
B B
33. In the report it said that since the number of pulses generated
C is too large to be observed directly on the waveform shown, the result was C
calculated. The number of pulses generated in three seconds was 59,055
D D
pulses.
E E
34. The procedure and methodology adopted for exhibit
F evaluation reports are all the same. F
G G
35. Regarding the exhibit evaluation report for Exhibit P2
H
(Exhibit P26), the report says that the peak-to-peak pulsating voltage H
generated from Exhibit P2 across the resistor load was measured at 87,377
I I
volts and that it was capable of generating 122,950 high voltage pulses
J continuously in 3 seconds interval duration. Similarly, it said that the J
electrical characteristic of Exhibit P2 was similar to a stunning device.
K K
36. The pulse duration of Exhibit P2 is measured at 6.8
L L
nanoseconds and the pulse repetition interval was 24.4 microseconds.
M M
37. As for the exhibit evaluation report for Exhibit P12 (Exhibit
N N
P27), although the same was capable of generating electric arc across the
O electrodes, nevertheless when the electrodes were connected to the resistor O
load of resistance close to human body. As in the previous equipment set
P P
up for testing Exhibits P1 and P2, the peak-to-peak pulsating voltage
Q generated from Exhibit P12 across the resistor load was measured at Q
0 volt. It would not generate high voltage pulse continuously in 3 seconds
R R
interval duration.
S S
38. Likewise, the exhibit evaluation report for the other 24 EUTs
T T
(Exhibit P28) there were similar test results as Exhibit P12.
U U
V V
- 11 -
A A
B B
PW3 - Professor Carmen Poon
C C
39. Professor Poon is an assistant professor in the Department of
D D
Surgery, Chinese University of Hong Kong. She graduated from the
E Engineering Science Biomedical Programme and obtained her Master’s E
degree from the collaborative programme at University of Toronto. She
F F
completed her PhD in electronic engineering in the Chinese University of
G Hong Kong and she cofounded the Division of Biomedical Engineering G
Research at the Department of Surgery. She is a senior member of the
H H
IEEE and has served as Administrative Committee Member and Chair of
I the Technical Committee of the Wearable Sensors and Systems for the I
IEEE, Engineering in Medicine and Biology Society.
J J
K 40. She is currently an editorial member of three international K
journals. She is also the recipient of Early Career Award from two of the
L L
world’s largest international professional societies of biomedical
M engineers, the International Federation of Medical and Biological M
Engineering/ the International Academy of Medical and Biological
N N
Engineering, as well as the IEEE Engineering in Medicine and Biology
O Society. O
P P
41. She contributed to establish the Biomedical Engineering
Q Program at Chinese University of Hong Kong and developed and taught Q
courses on medical devices, undergraduate and graduate levels. The course
R R
syllabus covers the kind of medical electronic devices that measure or
S apply electrical current on human body, for example, electric knives that S
dissect tissues in a surgical procedure and devices that provide
T T
U U
V V
- 12 -
A A
B B
neuromuscular electrical stimulations. These devices share some common
C principles with Conducted Energy Devices (“CED”). C
D D
42. She has also led research studies as principal investigator on
E blood pressure measurement devices. Sudden drop in blood pressure E
(hypotension) is a known reason for syncope, a temporary loss of
F F
consciousness usually related to insufficient blood flow to the brain. The
G underlying mechanism of syncope is related to the physiological responses G
produced by CED on human subjects.
H H
I 43. Professor Poon has made three statements prior to the trial, I
dated 25 June 2018, 28 November 2018, and 25 April 2019. She further
J J
made another statement dated 29 July 2019 after the defence expert on
K electrical engineering raised new issues in court. She said based on the K
exhibit evaluation report on Exhibit P1, the peak-to-peak pulsated voltage
L L
generated from Exhibit P1, measured at 114.5 kilowatts.
M M
44. According to Ohm’s law, peak current on pulses when applied
N N
to resistance of 2,000Ω can be estimated to be 14.5 kilowatt divided by
O
2,000Ω equals 57.2 amp. O
P P
45. Exhibit P1 was capable of generating 59,055 high voltage
Q pulses continuously in 3 seconds, each pulse in the form of a sinusoidal Q
wave and with an average duration of 7.6 nanoseconds. Based on the above
R R
set out measurements, she approximated that Exhibit P1 is capable of
S delivering a root mean square current of 3 amp. And as for Exhibit P2, the S
peak-to-peak pulsating voltage generated from Exhibit P2 was measured
T T
at 87.4 kilowatt.
U U
V V
- 13 -
A A
B B
C 46. According to Ohm’s law, peak current on pulses when applied C
to resistance of 2,000 Ω can be estimated at 87.4 kilowatts, divided by
D D
2,000 Ω equals 43.7 amp. Exhibit P2 was capable of generating 122,950
E high voltage pulses continuously in 3 seconds, each pulse in the form of a E
sinusoidal wave and with an average duration of 6.89 nanoseconds. Based
F F
on the above set out measurements, she approximated Exhibit P2 as being
G capable of delivering a root mean square current of 4 amp. G
H H
47. CEDs such as Tasers and stun guns, she said, are high voltage
I low current stimulators and can cause involuntary muscle contractions and I
pain. CEDs are designed to produce electrical stimuli in the form of short
J J
duration (small fraction of a millisecond) repetitive pulses (5 to 30 pulses
K per second) each of 50 kilowatt. K
L L
48. In brief, the high voltage (analogous to pressure in a water
M hose) CED is required in order to create an electric arc that bridges poor M
conductors such as air gaps, clothing or dry skin (the corneum). With the
N N
high voltage design, even when electrodes are embedded and do not touch
O the skin directly or when the skin is dry, the device can create an arc O
between the probe and the skin as well as break down the dryness of the
P P
skin to enable the electric current to enter the body. On the other hand, she
Q says, the electrical current, analogous to water flow in a hose, of CED Q
determines the level of painfulness or injuries a device can bring to a
R R
person. The higher the current the more potential injury it brings.
S S
49. There are several potential mechanisms leading to stunning
T T
and disabling effects of CED. These include, she said, altering the cardiac
U U
V V
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A A
B B
rhythm by stimulating the cardiac cells causing imbalance of acid-base in
C the body by altering respiratory and metabolic patterns by stimulating C
nerves and muscles that control breathing causing transient paralysis and
D D
disability by stimulating the motor neurons that control major muscles
E inducing stress reactions in the human body and leading to excited delirium E
through pain.
F F
G 50. She said delivering a certain amount of charge above a G
threshold, either as a single pulse or a sequence of pules over a short period
H H
of time can produce one or more of these effects. With external stimulus
I that accumulates charges over the threshold in less than one second the I
heart can be triggered to pump a different rhythm. This can lead to
J J
disruptive regular blood flow patterns and dizziness. During extreme heat,
K it can even result in reticular fibrillation and death. Depending on the K
location where the CED is applied, one or more of those phenomenon can
L L
be triggered. Some of these phenomena are inter-related and they can work
M together to lead to ultimate stunning and disabled effect. M
N N
51. The current or delivered charge is critical for determining the
O effect of CED. Human subject reported pain on average when brief high O
voltage pulses at 0.5 µH were delivered to the forearms. Most subjects
P P
found that pain is intolerable at 1 µH. When a commonly used stun gun
Q by the armed forces, namely Taser X26, is applied to the human volunteer, Q
a charge of 100 µH per pulse was recorded.
R R
S 52. The amount of charge is comparable to a defibrillator which S
is to apply transthoracic electrical impulses for a cardiac capture for
T T
resuscitation. Since the safety of CED remains a topic of debate there is
U U
V V
- 15 -
A A
B B
limited amount of human research studies conducted under controlled
C experiments. She says most of the knowledge on the effects of CEDs is C
based on Taser X26 which delivers currents in the form of 15 to 19 pulses
D D
each and the duration about 150 microseconds. The average current is
E approximated to be 2 amp. E
F F
53. She says in a recent study that the probe spread is also a
G determining factor for the incapacitation effect of CED and severe G
incapacitation is achieved when probe distance is separated by at least 12
H H
inches. Nevertheless, the same study presents a scenario where the
I Taser X26 was applied in the lateral upper extremity capture during back I
exposure.
J J
54. Level of incapacitation did not change much for the probe
K K
separation distance varying from 4 inches to 12 inches. This suggests,
L therefore, that, she says, that the stunning or disabling effect of CED highly L
depends on whether the device is actually applied to a person, rather than
M M
just probe separation distance.
N N
O
55. Since the body, she says, is a heterogenous model, one cannot O
assume current travels only along the shortest physical distance between
P P
the two electrodes of a CED. Once the voltage is high enough to allow
Q current to enter the human body, there are chances that the current spreads Q
and stimulates the nervous system inside the body. Furthermore, this study
R R
was designed to test only the incapacitation effect of Taser X26 under
S probe operation mode and with probe separation greater than or equal to 4 S
inches. It did not address the incapacitation effect of CED in the drive-stun
T T
mode or with electrode separation below 4 inches.
U U
V V
- 16 -
A A
B B
C 56. She says both of these exhibits were estimated to operate with C
a current in the region of 3 to 4 amp range. This operation range is 1.5 to
D D
2 times more than that of Taser X26 and comparable to that of electronic
E devices for generating painful sensation including that of perception of E
shock on human subjects and pain studies. Both of these exhibits, P1 and
F F
P8, require less than 1 millisecond to generate a total charge of 1 µH, a
G threshold that most subjects found pain is intolerable. G
H H
57. The electrode separation in these two exhibits were both
I 5 millimetres which is similar to some of the neuromuscular implants, I
bearing in mind also that some of the electrical stimulators for vagal nerves
J J
and baroreceptors in the carotid region only required the two electrodes to
K be separated by a millimetre range. K
L 58. Given the specification of both Exhibits P1 and P2, if either L
of them were applied to sensitive areas such as chest cavity and spine, both
M M
of them could alter heart rhythms, cause severe pain, disrupt blood flow to
N N
the brain and stimulate motor neurons resulting in a stunning or disabling
O
effect on the subject. O
P P
59. The high power of both devices can also damage tissues and
Q cause burn marks around the local area where the electrodes were applied. Q
She, therefore, concluded that both Exhibits P1 and P2 are considered
R R
portable devices which are designed and adapted to stun and disable a
S person by administering an electric shock applied with or without direct S
contact with that person as stipulated in section 2 of the Firearms and
T T
Ammunition Ordinance.
U U
V V
- 17 -
A A
B B
C 60. In reply to the report by the electrical engineer expert from the C
defence, Mr K W Cheng, dated 5 December 2018, Professor Poon
D D
disagrees with what Mr Cheng said under section 5.1 and 5.2 of his report
E on human impedance. She says, unlike what Mr Cheng says, electric E
excitation on cells have been studied for decades. She quoted pioneer
F F
Nobel Prize work, the Hodgkin–Huxley Model, by doctors Alan Lloyd
G Hodgkin and Andrew Fielding Huxley. G
H H
61. She says that, regarding figure 5.2 in Cheng’s report, she says
I human cells, including neurons and cardiomyocytes can be described by I
this model. Studies of high voltage electric excitation on human body are
J J
few because they are generally thought to be dangerous and would cause
K pain on human subjects. These studies are only ethically justified if the K
protocol is carefully designed and brings new knowledge to the field.
L L
62. Figure 5.2 is the model commonly used in studying electrical
M M
shock a person may potentially face at home or at work. To complete this
N N
circuit in this situation, it is always assumed the current enters the body
O
from one limb and exits from the other. O
P P
63. In the case of EUTs, the circuit loop and the resulting
Q impedance/current highly depends on the specific body location where the Q
EUTs were applied. It is highly likely that there are pathways inside the
R R
human body when the resistances are smaller than the skin impedance. The
S current would travel along these pathways rather than just on the skin. S
Therefore, she does not agree to the comment that where
T T
U U
V V
- 18 -
A A
B B
“…the electrode (separation) is around 0.5 cm, therefore the impedance is
C only skin impedance.” C
D D
64. She says Figures 5.3 and 5.4 of the same report by Mr Cheng
E are selected from quoted reference, “Effects of current on human beings E
and livestock.” Both references clearly showed that body impedance
F F
drastically reduced with voltage. Figure 5.4 further shows that at 250 volts,
G the skin breaks down. This is in agreement with common understanding G
that skin breakdown voltage is below 500 volts and voltage above this
H H
threshold will cause skin to turn from an insulator into a conductor. Since
I the EUTs in this case have peak-to-peak voltage in the region of 80,000 to I
110,000 volts range, no doubt the EUTs can cause skin to breakdown and
J J
the current entering the human body to excite the cells inside.
K K
65. She says the absolute values of “Total body impedance” in
L L
Figure 5.3 and 5.4 are not a good reference for modelling the human body
M in our case. She says these figures discuss impedance from the hand-to- M
hand and hand-to-feet pathways, used mainly for electric safety at home
N N
and at work and this should not be confused with our present situation.
O Since the electrode separation is small (in the “mm” and “cm” range), both O
EUTs can be conveniently applied to specific targeted areas of the subject.
P P
The human body impedance for small electrode separation can be much
Q lower than that shown in the Figures 5.3 and 5.4. Q
R R
66. For comparison, electrical surgical knives use a load of 200Ω
S and 800Ω to report their specification by bipolar and monopolar electrodes S
respectively. The Canadian report used peak voltage divided by resistor
T T
load of 600Ω to estimate peak current from over 200 conducted energy
U U
V V
- 19 -
A A
B B
devices (Taser X26). A stimulator in the carotid region also uses 600Ω to
C estimate the peak current from peak voltage. If 600Ω were used instead of C
2,000Ω as the model in this case, the estimated current would be at least
D D
three times larger. Therefore, to conclude, the 2,000Ω model used in her
E report is already considered a safe margin to account for possible E
measurement and modelling errors.
F F
G 67. In relation to the high frequency human impedance, she says G
that the Figure 5.4 shows that the total body impedance drops with
H H
frequency and it is below the 1,000Ω for frequencies above 5,000 hertz.
I For nanosecond pulses delivered in the EUTs, frequencies are in the I
megahertz range, many orders of magnitude above 5,000 hertz. If 1,000Ω
J J
is used as the model instead of 2,000Ω, the estimated current would be
K doubled. K
L 68. She also says that when the defendant expert claimed that the L
only real current measurements that has been reported in the literature can
M M
1
be referred to in reference [2] , she has a number of concerns in the quoted
N N
study [2] for reasons:
O O
(a) the applied stimulation was a 10 V step voltage, ie a
P P
low DC voltage that has no common specifications
Q compared to EUTs in this case; Q
R R
(b) no discussion was given regarding where the
S stimulation was applied; S
T T
1
K S Wong, L S Chan, M L Suen, K W E Cheng, “Intelligent Switch and Smart Energy Storage for
Smart City Development”, IET APSCOM International Conference, 11-15 Nov 2018, Hong Kong,
pp.128.
U U
V V
- 20 -
A A
B B
C (c) no discussion was given regarding the repeatability of C
the measurement and the detailed study design;
D D
E (d) no discussion was given regarding the number of E
subjects recruited for the study; and
F F
G (e) no discussion was given regarding whether ethics G
approval or informed consent has been obtained before
H H
the study.
I I
69. The study [2] is, therefore, not applicable and irrelevant to the
J J
question whether the EUTs in this case should be considered as “portable
K device which is designed or adapted to stun or disable a person by means K
of electric shock applied with or without direct contact with that person.”
L L
M 70. Although, human impedance is not a pure resistance, it is a M
relevant and appropriate model to decide whether human cells can be
N N
excited at a specific current threshold. The value of 2,000Ω is already a
O conservative estimate of the human body in evaluating the EUTs. O
P P
71. She said the sine wave assumption gives a 30% reduction in
Q the current estimated from the peak-to-peak voltage. Therefore, it is found Q
at the present moment the most suitable model for estimating current of the
R R
device was as stated in the conclusions she made in the previous statement
S dated 25 June 2018. S
T T
U U
V V
- 21 -
A A
B B
72. As for Mr Cheng’s comment that, “Taser X26 is a very high-
C powered device, whereas the EUT1 and EUT8 are very small power.” C
Professor Poon does not agree. She says that Professor Cheng did not take
D D
into account the fact that both EUTs in this case could produce trains of
E pulses in a very short period of time. E
F F
73. The frequencies of pulses of both EUTS are much higher than
G those of Taser X26 which is in the millisecond and second range. As a G
result, both EUTs were estimated to have higher current. Power is defined
H H
by voltage x current, or voltage2 / resistance. When both the voltage and
I current of the EUTs are comparable or greater than those of the Taser X26, I
the power of the EUTs are obviously comparable or greater than Taser
J J
X26.
K K
74. Turning to the comment to her report in Mr Cheng’s report,
L L
section 6.2, Professor Poon says that temporal summation of electrical
M pulse trains is commonly used model in excitation of neuron cells. M
Although the time range varies from milliseconds to seconds for different
N N
types of nerve fibres and cells, these ranges have been considered in her
O reports dated 25 June and 28 November 2018. Studies in microbiology use O
nanosecond and electrical pulses to increase the permeability of the cell
P P
membrane indicating that it is possible to open up the impermeable cell
Q membrane to alternate ion influx or out flux using nanosecond pulses. Q
R R
75. She does not agree with the comment that one should use the
S net charge to determine pain sensation. She says it is well known that S
human being is very sensitive to AC current and in some cases, a higher
T T
U U
V V
- 22 -
A A
B B
threshold is required for a human to perceive DC current compared to AC
C current. Both DC and AC current can cause electrical shock. C
D 76. Moreover, she says that the defendant expert calculated the D
net charge of a single pulse on both EUTs and concluded it is very small.
E E
She does not agree with using this sort of calculation to benchmark the
F EUTs with Taser. F
G G
77. For Taser X26, each pulse has around 100 to 150 microsecond
H duration but any two pulses are separated by around 50 to 60 milliseconds. H
It is, therefore, reasonable to calculate charge per pulse for Taser X26. On
I I
the other hand, to operate the EUTs in a real life operation, a single simple
J click of the button on both EUTs is able to generate a train of pulses (rather J
than a single pulse) because human operator would not be able to control
K K
the device in a nanosecond time frame. Therefore, it is reasonable to
L consider the temporal summation effect of the train of pulses as in her L
report dated 28 November 2018.
M M
N N
78. Again, she reiterated, given the heterogeneity of the human
O
body, infinite number of possible designs of CED and the potential injury O
a CED can bring to a human subject, reasonable assumptions has to be
P P
made to approximate the current and to compare a EUT with other CEDs
Q and other medical devices. Voltage and current can be divided into AC Q
and DC components.
R R
S 79. In her report dated 25 June and 28 November 2018, she has S
made the following assumptions as to the estimated current of the EUTs:
T T
U U
V V
- 23 -
A A
B B
(1) RMSDC is negligible;
C C
(2) waveform is close to a sine wave;
D D
E (3) resistance value is relatively high (2,000 Ω). E
F F
80. These assumptions have reduced the possible current by a
G factor of at least two to three times. Therefore, it is reasonable, she said, G
to conclude that both EUT1 and EUT8, ie Exhibit P1 and P2, should be
H H
considered as portable devices which are designed or adapted to stun or
I disable a person by means of electric shock applied either with or without I
direct contact with that person.
J J
K 81. In response to Mr Cheng’s argument that a skin effect on the K
electronics components can be a factor affecting the measurement accuracy
L L
of the EUTs, and subsequently affect the conclusion whether or not the
M EUTs are stunning devices. Professor Poon replies that skin effect is the M
tendency of an alternating electric current (AC) to become distributed
N N
within a conductor such that the current density is largest near the surface
O of the conductor and decreases with greater depths in the conductor. The O
electric current flows mainly between the outer surface and a level called
P P
the skin depth. The skin effect causes the effective resistance of the
Q conductor to increase and high frequencies where the skin depth is smaller. Q
R R
82. For the test set-up, skin effect, she says, is most prominent on
S the conductive wires. At higher frequencies in the megahertz range, the S
resistance of the wires can no longer be considered negligible. By
T T
U U
V V
- 24 -
A A
B B
examining the figures of the circuit box, wires are considerably longer in
C the following segments: C
D D
(1) between the external electrode 1 of the EUT and the
E first test point (TP1); E
F F
(2) between the external electrode 2 of the EUT and the
G second test point (TP2); G
H H
(3) between the TP1 and the probe of the oscilloscope; and
I I
(4) between the TP2 and the ground of the probe.
J J
K 83. Skin effect on the wires in all these four segments, she says, K
would result in underestimating resistance total of the test circuit and/or the
L L
measured peak-to-peak voltage between TP1 and TP2. On the other hand
M the two 1Ω resistors are tightly connected to each other as well as TP1 and M
TP2. There is no evidence that R2Ω has been underestimated due to skin
N N
effect. Therefore, skin effect on the electronics components of test circuits
O in this case will only reduce the Resistor Ratio and the measured peak-to- O
peak pulsating output voltage of the EUTs which is to the benefit of the
P P
defendant.
Q Q
84. As for the parasitic effects of the electronic components used
R R
in the test setup, Professor Cheng is saying that there are parasitic
S impedance in the resistors R1-12, as well as in the measurement probe and S
the oscilloscope. Professor Poon agreed with him in this regard. She
T T
further points out that since the arrangement and the exact values of these
U U
V V
- 25 -
A A
B B
parasitic impedences are unknown, to postulate the effects and draw
C meaningful conclusions are difficult. For example, to consider parasitic C
impedences of a single resistor, one has to consider its resistance,
D D
inductance and capacitance.
E E
85. These components can either be connected in series, in
F F
parallel or partly in series and partly in parallel. With different postulated
G arrangement, the resulting frequency responses would be different. If these G
factors were to be considered, the measured value might not be directly
H H
comparable to other existing CEDs which normally use only a single
I resistance value to report their specifications. Moreover, since the output I
voltage and frequency of an exhibit is unknown before the test, it is
J J
impossible and also unfair to tune the test circuit for each individual EUT.
K K
86. As for Mr Cheng’s argument that due to the parasitic
L L
capacitance and inductance of the R2Ω resistor, the test circuit forms a
M harmonic resonance oscillator for current and that even though the two M
EUTs in this case have very unique frequency, 123 megahertz and 147
N N
megahertz, this could be due to the test circuit having multiple resonance
O peaks that amplify the two EUTs and the respective frequencies. O
P P
87. Professor Poon noted that the test circuit is a relatively simple
Q circuit, where across the measurement points TP1 and TP2, there can only Q
be one effective RLC circuit. Therefore, there is no evidence, she says,
R R
that it can oscillate at multiple resonance frequencies and generate
S pulsating voltage of different frequencies during the separate testing of S
EUT1 and EUT8.
T T
U U
V V
- 26 -
A A
B B
88. Mr Cheng argued that the measurements could be as a result
C of noise being picked up by the test set up, rather than from the EUTs. C
Different noise sources have been proposed, including:
D D
E (a) power lines; E
F F
(b) existence of motors or vibrating objects operating in the
G vicinity of the test site; and G
H H
(c) wireless electromagnetic interference.
I I
89. Professor Poon responded that since the measured signals
J J
were not in the frequency range of the standard electrical voltage in Hong
K Kong, ie 50 hertz and the tests were conducted in a quiet and isolated room, K
the first two possible noise sources can be excluded. Further, the measured
L L
frequency of the EUT1, which is 147 megahertz, was in the frequency band
M of 146 to 148 megahertz, which is the frequency band allocated for land M
mobile and reserved for government use only. The measured frequency of
N N
the EUT8, which is 132 megahertz, falls in the frequency band of 117.975
O to 137 megahertz, which is the frequency band allocated for aeronautical O
mobile and 93 per cent of its frequency channels are vacant.
P P
Q 90. She said that the police have already reduced the possible Q
effect of electromagnetic interference during testing. She further opines
R R
that as measured in a report dated 25 April 2019, given the heterogeneity
S of the human body, infinite number of possible design of CED and the S
potential injury a CED can bring to a human, reasonable assumptions are
T T
U U
V V
- 27 -
A A
B B
necessary to approximate the current and to compare EUTs with other
C common CEDs and/or relevant medical devices. C
D D
91. She mentioned after considering the exhibit evaluation reports
E of the two exhibits, she confirmed and reiterated her conclusion in the E
previous reports that these two exhibits, P1 and P2, should be considered
F F
as portable devices which are designed and adapted to stun or disable a
G person by means of electric shock applied either with or without direct G
contact with that person.
H H
I 92. Professor Poon further is of the view that the view taken by I
Dr Ng, PW4, and Dr Chiao, PW5, on the issue of electrode separation that
J J
the subject devices could not produce sufficient energy was
K unsubstantiated. She criticised them for not mentioning whether these K
devices could cause fainting. She added that it is practically possible to
L L
apply the electrodes to vital organs of the victim. It is practically possible
M for the assailant to apply the electrodes to vital organs of the victim such M
as the neck for a prolonged period of time.
N N
O 93. Further, Professor Poon noted that these doctors relied on the O
study of taser guns on human subjects. These studies suggested a wider
P P
electrode separation for effective stunning. Professor Poon addressed on
Q the limitations of the study report such as that the studies have not covered Q
a probe separation of less than 4 inches, that these studies concerned lean
R R
on the disability of the test subjects but not on the stunning effect which
S are the issues in this case. The test subjects have been trained and have S
heavy body build. The study avoids dangerous locations such as midline
T T
or cross-midline of the test subjects, ie, the probes remain on the one side
U U
V V
- 28 -
A A
B B
of the test subjects. The study also avoids testing on locations such as the
C chest and the neck. C
D D
94. PW3, Professor Poon, says that both the parasitic inductance
E and capacitance is negligible in the present case as the circuit is a simple E
one and the wires are short. PW3, noting that PW7 had considered parasitic
F F
inductance, added that PW7 had not considered capacitance and other
G arrangements, that is how different electronic components in the circuit G
was arranged and she concluded that PW7 had leaned particularly to one
H H
side in terms of liability of the circuit in the calculation.
I I
95. She said that the final result could go up or down depending
J J
on whether the circuit was set up in series or in parallel and she claimed in
K her report, Exhibit P33, that, “The test circuit is a relatively simple circuit K
where cross measurements points of TP1 and TP2, there can only be one
L L
effective RLC and there is no evidence that it can oscillate at multiple
M resonant frequencies and general pulsating voltages of different M
frequencies during the separate testings of EUT1 and EUT8.”
N N
O 96. She further stated that had there been resonance, she would O
have seen it on the oscilloscope and that the wave form grew bigger and
P P
bigger. She was not concerned about the noise challenge by Professor
Q Cheng as said previously. Apart from the noise, she also stated that the test Q
set-up was enclosed in an aluminium box of non-negligible thickness. As
R R
indicated, the precautions have been taken by the police to reduce the
S possible effects of EMI during testing. S
T T
U U
V V
- 29 -
A A
B B
PW4 - Dr Ng Chung Ki
C C
97. Dr Ng is a Senior Medical and Health Officer and a Senior
D D
Forensic Pathologist. He had prepared a report dated 10 July 2015, Exhibit
E P20, regarding the effect of Exhibit P1 on humans. He was tendered for E
cross-examination at the request of the defendant.
F F
G 98. PW4 confirmed that there was a longstanding practice for the G
police to hand over exhibit evaluation reports in relation to stunning
H H
devices to them. PW4 said it is his first time to testify in court concerning
I a suspected stunning device. He admitted he is not an expert in electrical I
engineering.
J J
K 99. He could not be sure whether Exhibit P1 is capable to stun or K
disable a person but he concluded from the materials that he had that there
L L
is a possibility that it could do so.
M M
100. He explained that the peak-to-peak voltage is very high
N N
because the amplitude of the peak is very high, but as for current, because
O
it is a long period of time between each of the pulses produced by Exhibit O
P1 and although Exhibit P1 voltage is high, the total current that is passed
P P
through is, in fact, low. He says that as the electric arc lighter, Exhibit P1,
Q was not designed as a stun gun with a U-Guard and a protective cover to Q
avoid the electrodes from contacting another person, he is of the view that
R R
the likelihood of the Exhibit P1 being able to stun or disable a person is
S very low. S
T T
U U
V V
- 30 -
A A
B B
101. He also stated that there are many papers that stipulate the
C greater the probe spread, the greater the chance of causing incapacitation C
and confirmed that in the smaller probe spread, the possibility of causing
D D
incapacitation becomes less likely and agreed that a probe spread of 5
E millimetre is a very short distance and that he has never read any paper on E
experiments on devices with a five millimetre probe spread. He says he
F F
could not, therefore, conclude whether, in fact, definitely whether Exhibit
G P1 could stun a person. G
H PW5- Dr Chiao Wing Fu H
I I
102. Likewise, Dr Chiao is a Senior Medical and Health Officer
J and a Forensic Pathologist in Hong Kong. Again, he had prepared a report J
dated 22 May 2017 concerning the six electric arc lighters, not any of the
K K
seized exhibits in this case, and their effect on human, Exhibit 21. Again,
L he was tendered for cross-examination by the defence. L
M M
103. He says that the area of electrical separation distance and
N N
current flow in the human body is an area between biomedical engineering
O
and forensic pathology. He explained that while current is an area in O
medical engineering, effect on human he believed would be in the area of
P P
forensic pathology, and as an expert, he has the expertise.
Q Q
104. PW5 was the author of the PowerPoint issued by Medical and
R Health Department, Exhibit D2. R
S S
105. PW5 maintained that stun guns which deliver electrical pulses
T by contact of the skin only are unlikely to incapacitate a person. They can T
only induce severe pain and not even cause dizziness. He is of the opinion
U U
V V
- 31 -
A A
B B
to compare the drive-stun mode of Taser X26 with the electric arc lighters
C with a 5 millimetre electrode spread is most appropriate. He agreed that C
the probe mode of Taser X26 is completely different from electric arc
D D
lighters and is not comparable. He is of the opinion that without the dart
E probe, it would be very difficult for current to penetrate the skin. He said E
that the design of the subject electric arc lighter in this case has the
F F
protective cover and their electrodes are protected by the U-Guard. In
G addition, the gap between the electrodes are so small that the chance that G
one could easily apply current on another is very low. He says if one grabs
H H
a person by the neck, and attempts to apply the electric arc lighter on his
I aorta, PW5 opines that it would be only a contact with the skin and the I
current would not penetrate any tissue.
J J
106. Regarding Exhibit D6, PW5 concurs with the author’s
K K
illustration observation that the skin at the site of the electrode immediately
L following the discharge of the drive-stun conducted electrical weapon L
(CEW) displays a widened U-shape indentation in the epidermis.
M M
N N
107. There is no full thickness breach of the epidermis, but there is
O
a loss of stratum corneum at the electrode contact site. The dermis lacks O
hemorrhage, thrombosis, inflammation, or other collagen change.
P P
108. He had stated, comparing to the drive-stun mode of the Taser
Q Q
X26, it would be even harder for the electric arc lighters to breach the
R epidermis. PW5 definitely concluded that in his opinion that the electric R
arc lighters in his case could not stun or disable a person.
S S
T T
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A A
B B
PW6 - Tang Kwok Ming
C C
109. Mr Tang, Assistant Police Telecommunication Inspector, was
D D
the one responsible for actually performing tests on and preparing the
E exhibit evaluation reports of a suspected stunning device in this case. E
F F
110. In cross-examination in court about possible problems with
G the resistors in the test circuit, PW6 testified that had there been any G
problem with the resistors, for instance, when the current was too high, the
H H
resistors would have burnt and he would have noticed a burning smell. In
I these circumstances, oscilloscopes would not have been able to show any I
measurement results.
J J
111. PW6 said that he had not noticed any burning smell and was
K K
able to carry on all the 10 measurements with each EUT. PW6 stated that
L he did check the resistors before the tests commenced but he would not L
check the resistors each time after a measurement had been taken since the
M M
resistors are inside a resistors box with a cover.
N N
O
112. PW6 also said that there was a trimmer switch on the probe to O
calibrate and optimise the square wave. He testified that he did not use the
P P
trimmer at all to tune or adjust the waveforms to optimise the square wave.
Q He assumed that the probe was calibrated wherever the oscilloscopes were Q
and that the trimmer would have been adjusted then. PW6 also testified
R R
that the oscilloscope had been set to a capture mode, also known as the
S trigger mode. Once he placed the electrodes of the EUT at the two contact S
points marked, “To external electrode 1 of the EUT,” and, “To external
T T
electrode 2 of the EUT,” as shown in the exhibit evaluation reports, then if
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A A
B B
the oscilloscope could capture any voltage, an image would be shown on
C the screen automatically. C
D D
113. Under cross-examination, as pointed out to PW6, the highest
E and lowest peak-to-peak pulsating output voltage for Exhibit P2 was 113 E
and 64 respectively and the extremity was significant. He explained that
F F
he was merely responsible for recording the facts. He followed procedure
G and took 10 measurement pulse samples, then calculated the average G
voltage output and recorded it down. It was put to PW6 that other than the
H H
trigger mode, there is also another mode that of the oscilloscope being the
I manual mode so as to avoid the oscilloscope only automatically capturing I
pulses with high voltage. PW6 confirmed that there is a manual mode but
J J
he did not use it.
K K
PW7 – Chan Tat Kwong James
L L
114. Mr Chan has a Bachelor of Engineering Degree in Electrical
M M
Engineering and Master of Science in Management. In years 2002 to 2004,
N N
he was the laboratory manager of the COMMS laboratory,
O
Communications Branch, Information System Wing of Hong Kong Police, O
which was recognised by the Hong Kong Laboratory Accreditation
P P
Scheme. He now handles huge electronic system projects in Hong Kong
Q Police. Q
115. He says that in his witness statement date 29 April 2019
R R
(Exhibit P19) that the aims of the evaluation tests are to investigate
S electrical characteristics of the EUT output voltages in the measurement S
readings of peak-to-peak pulsating output voltages, pulse duration, pulse
T T
repetition intervals and numbers of pulses generated at three seconds
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A A
B B
intervals were recorded. In order to avoid unstable equipment readings and
C eliminate unreliable measurement results, the measurement data was C
averaged for precise results.
D D
E 116. He says that based on the summarised observation and E
obtained readings, they concluded that both Exhibit P1 and P2 were
F F
capable of generating electric arc electrodes. The peak-to-peak pulsating
G voltage generated was respectively 114,486 volts and 87,377 volts and they G
were capable of generating 59,055 and 122,950 high voltage pulses
H H
continuously respectively in three seconds interval duration. He said with
I the above measurements that these electrical characteristics of the EUTs I
were similar to a stunning device. He said that the waveform analysis and
J J
the measurement was not included in this evaluation.
K K
117. In reply to the queries raised by Professor Cheng regarding the
L L
sampling rate of the equipment, he relied on Nyquist Theorem that a signal
M can be measured by two times sample frequency of it. This measurement, M
the sample frequency of the oscilloscope, model TDS3032B, using for
N N
measuring the output voltage of EUT is 2.5 gigahertz. That means that the
O test equipment, oscilloscope, is capable to measure the signal frequency up O
to 1.25 gigahertz in theory. In this measurement the sampling rate is higher
P P
than the tested signal frequency about 17 times. It is over 8 times of the
Q minimum sampling requirement. Therefore, the test equipment is capable Q
to measure the frequency of the EUTs.
R R
S 118. Therefore, Professor Cheng’s query about the equipment S
accuracy, PW7 said in his report that based on the record the test
T T
equipment, oscilloscope model TDS3032B, was sent to Hong Kong
U U
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A A
B B
Calibration Laboratory for calibration on 14 August 2014 which was about
C one year before the dates of the two EUT measurements. Therefore, one C
should not be concerned about the equipment accuracy.
D D
E 119. Referring to the query about the resistor for testing in the E
measurement, he says that the 2,000Ω resistance (resistor load) for
F F
simulating the resistance of human skin were formed by 10 numbers of
G 200Ω carbon film resistor in series connection and 2 numbers of G
10Ω carbon film resistor in series connection. These resistors were brought
H H
from an electronic components shop. There is no specification of this
I resistor. However, the measurement record of the resistor load from I
10 July 2014 to 25 November 2015 was listed in the table enclosed in his
J J
report, which clearly showed the range of total resistor value from 1,978 to
K 2,268Ω. It was indicated that the resistance value of the resistance divider K
box (resistor load) is quite stable without any changes, even occasionally
L L
loading the high voltage pulsating signal. The resistor load was solely used
M for measuring suspected stunning device. M
N N
120. He then went on to respond to the query about the time
O constant of resistor circuit and said that the resistors were soldered one by O
one in series connection and formed a about 2,000 Ω value resistor load by
P P
a qualified technician of Hong Kong Police. Professor Cheng said the
Q measured waveforms are not accurate due to the LR circuit which may Q
introduce up to five nanoseconds time constant. However, he says this
R R
testing model for EUT evaluation is not able to obtain the exact waveform
S of the high voltage signal without distortion. He said the report of the S
forensic pathologist also did not highlight or emphasize the waveform of
T T
the EUT output signal.
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B B
C 121. PW7, in further reply to the issues challenge put forward by C
Professor Cheng during trial, further prepared another report dated 29 July
D D
2019 in reply. He said the resistance box in question had tested frequencies
E of different stun devices covering a wide range of frequency from 7 E
megahertz to 200 megahertz. And there seems to be no obvious resonant
F F
frequency observed. He believes that the waveforms shown in the
G oscilloscopes were not caused by the resonance of the resistor network but G
the generated signal from the EUT.
H H
I 122. He further added that a physical characteristic of carbon film I
resistor is stable. He also agreed that the heat dissipation is lower and the
J J
thermal effect is also very small. Therefore, the resistance values of
K resistors, R1 to R12, should not change due to the high but narrow voltage K
pulse of the EUTs. The inference is in line with the result of the laboratory
L L
regular resistor network measurements. He says that the results of
M measurements showed the resistance characteristic of the resistors is stable. M
Therefore, the skin effect in the resistor network he wrote in his further
N N
statement that according to the formula of the skin effect, for high
O conductivity conductor, the skin effect can be obvious. However, for poor O
conductivity material, the skin effect shall be smaller. In addition, the
P P
resistor carbon film is a thin graphite layer, which is already a thin skin.
Q Therefore, it is reasonable to assume the skin effect in carbon film resistor Q
is quite small and he said the skin effect would likely appear in the copper
R R
wires of the circuit.
S S
123. Referring to the resistor box (Photo 1) in his statement and the
T T
schematic diagram of the resistance box, Figure 1 in his report, the four
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A A
B B
copper wires that might induce skin effect resistance R(f1), R(f2), R(f3)
C and R(f4). It is noticed that both R(f3) and R(f4) resistors were not the C
components of the circuit of the voltage divider and it could be considered
D D
that they become impedance of the probe or the oscilloscope. Comparing
E to the impedance of the probe and the oscilloscope, above total 51M ohm, E
the value in R(f3) and R(f4) would be very small would not cause
F F
significant change in the waveform. In the measured voltage across
G resistors, R1 and R2 would be conservative and lower than that of the G
actual voltage since voltage drop in R(f3) and R(f4) before reaching the
H H
probe and the oscilloscope.
I I
124. Coming to the issue of parasitic inductance in the Circuit, Mr
J J
Chan says that in his submitted report, the measurement of EUT1 and
K EUT8 were based on pure resistance model of voltage divider circuit. In K
response to Professor Cheng’s query about the parasitic inductance in the
L L
circuit, further calculation including reasonable assumed values of
M parasitic inductance into the circuit was conducted. In making the M
assumption the parasitic impedance of any single resistors, R1 to R12, is
N N
2.5 nH in 140 megahertz, the copper wire resistance for R(f1) plus R(f2)
O caused by the stun effect under 140 megahertz is 140Ω. O
P P
125. Therefore, he says if considered the effect of parasitic
Q inductance into the circuit and accepting the above assumption, the Q
measured values of output voltage of EUT1 and EUT8 shall be revised for
R R
forensic to re-evaluate the EUTs. At the end of this estimation, with
S considering parasitic impedance in R1 to R12, he worked out the output S
voltage of EUT1 and EUT8, that is Exhibits P1 and P2, would become
T T
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A A
B B
38.75 kilowatt and 56.46 kilowatt respectively. The pulse number of both
C EUTs in the three seconds remained the same as submitted before. C
D D
126. In court, PW7 says that he implemented the third generation
E communication and power system to the police and the communication E
system in the marine digital radar and video transfer. He also served as lab
F F
manager responsible for equipment calibration for various departments and
G the lab was accredited until year 2004. G
H 127. As far as the set-up of the test circuit was concerned, he said H
that this was first designed by his senior colleague in collaboration with the
I I
pathologist and later the tests included also the three seconds functionality
J test. The test procedure was used to test the suspected stun device and J
would be sent to Telecommunication Department.
K K
L 128. In relation to the parasitic inductance/capacitance, PW7 said L
this exists in all components and that the parasitic inductance and
M M
capacitance might compensate each other negating the overall effect. As
N N
for the skin effect, he said with reference to other telecommunication
O
system that he had worked with, he considered the effect was so minimal O
and insignificant to be considered. It is also impractical and reasonable to
P P
assume that any such skin effect would convert unevenly to affect the
Q result. He further commented that in order to produce oscillation on a Q
certain frequency, that would require careful design. It would hardly occur
R R
by chance.
S S
129. In court, he stated that after checking with the certificates of
T T
calibration, the oscilloscope model TDS3032B used to measure Exhibit P2
U U
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A A
B B
and the other 25 suspected stunning devices were calibrated on 14 August
C 2014. When the devices were tested on 28 August 2015, it was only two C
weeks after the 12 period from the last calibration. The same was
D D
recalibrated again with certificate as Exhibit P29(4). PW7 claimed that by
E comparing the error data on the certificate of calibration one could confirm E
the amount of deviation in the measurement on the oscilloscope. As for
F F
the oscilloscope used to test the voltage output of Exhibit P1, model TDS
G 3034B, PW7 said that the same was calibrated once every 18 months. It G
was calibrated 16 December 2013 and again on 5 to 6 August 2015.
H H
Exhibit P1 was tested on 6 June 2015 when the same was supposed to be
I recalibrated. He says he confirmed that he did not have specification from I
manufacturer as far as the resistors used in the test circuit is concerned or
J J
documentation to show that the resistors are able to perform under high
K voltage situations. K
L L
130. He said, however, that the resistance value was measured by
M a resistance meter, almost known as multi-meter, with a voltage around 3 M
to 9 volts. He agreed that by so measuring does not mean that the resistors
N N
were capable of functioning properly under high voltage situations of 8
O kilowatt or above. He also agreed that the frequency of the multi-meter is O
completely different from that of the suspected stunning devices and he
P P
agreed that the resistance value of the resistors would be affected by high
Q voltage and high frequency, but the change would be insignificant. Q
R R
131. As for the accuracy of the probe, PW7 admitted the same had
S not been calibrated. He said one could use the trimmer to tune the S
waveform and optimise the square wave to ensure that the probe was
T T
functioning properly when used on the oscilloscope. He had mistakenly
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A A
B B
believed that PW6 had done the same. He admitted that he had no
C knowledge of the age of the probe or from where the same was purchased C
and he never inspected the probe for ageing. As for the other stunning
D D
devices which were able to produce electric arc but gave the final zero volt
E measurement, PW7 said that is a fact and he denied any inconsistency. He E
did not find it necessary to find a suitable oscilloscope for not measuring
F F
any voltage. PW7 admitted there were steps to analyse why the EUT were
G able to generate electric arc but without any measured voltage, but he did G
not perform such test.
H H
I 132. PW7 agreed that there are parasitic inductance effects and I
resistance at high frequency which would make the resistors not just
J J
resistive but capacitive and inductive. He also admitted in cross-
K examination that parasitic inductance and capacitance would exist at the K
contact point between the probe and the resistor board, between the probe
L L
and the oscilloscope, in the solder used to solder the resistor to the resistor
M box, between the EUTs and the contact points when testing. He admitted M
he did not know the range for parasitic inductance and parasitic capacitance
N N
in the circuit.
O O
133. Although, PW7 claimed the parasitic inductance are
P P
negligible, he put in a presumed value for parasitic inductance in his
Q recalculation which resulted in a drop of 50 per cent roughly of the peak- Q
to-peak pulsating voltage for Exhibit P1 and P2. PW7 said he tried to make
R R
them as close to or equal to or possibly equal to the values of R1 and R2.
S When cross-examined that the value should be a larger figure, PW7 said S
that he, in fact, did not know and he had no experience in measurement of
T T
this kind of resistance.
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A A
B B
C 134. Coming to the issue of oscillation and LC resonance, PW7 C
says in his statement, Exhibit P32, that the tested devices are of different
D D
types of stun devices and they cover a wide range of frequencies and there
E is no resonant frequency observed. He believed that the waveform in the E
oscilloscope were not caused by the resonance of the resistor network but
F F
generated signal from the EUTs.
G G
135. In relation to the possible EMI noise affecting the test result,
H H
he said that the tests were performed in a room and, although, there was no
I strict protocol in place to avoid EMI when tests were conducted and there I
was no measurement to confirm that there was any induced voltage in EMI
J J
in the resistor box.
K K
Defence case
L L
M 136. The defendant in this case elected not to give evidence. M
N N
DW1 - Professor Cheng
O O
137. Professor K W Cheng is an expert witness in electrical
P P
engineering. On 5 December 2018, he prepared a report in this case
Q including commenting to the exhibit evaluation report on Exhibit P1 and Q
Exhibit P2, prepared by Mr Tang (PW6) and Mr Chan(PW7). He is the
R R
professor of the Department of Electrical Engineering of the Hong Kong
S Polytechnic University. His research areas are on power electronics, S
electronic circuit, converters, energy saving and renewable energy. He has
T T
in electrical engineering for more than 30 years.
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B B
138. He claims to be experienced in power circuit research and
C development including high voltage, high conversion, transformer and C
bioelectronics. He has developed more than 100 projects in power
D D
electronics and electrical engineering with over 300 publications in those
E areas. He has also received awards in relation to power conversion. Recent E
to his writing of the said report, he had conducted research on human
F F
impedance and associated protection. He has experience as an expert
G witness in electrical engineering in court. G
H H
139. In his report he raises doubt on the accuracy of the
I measurements in the exhibit evaluation reports. He criticised the use of I
oscilloscope in the exhibit evaluation report test, ie TDS3032B. In the case
J J
of Exhibit P2 and TDS3034B in the case of Exhibit P1. He says both
K equipment are of sampling rate of 2.5 GS/s. In the former case, the K
measured waveform is of 6.8 nanoseconds and the latter 7.6 nanoseconds.
L L
He says that oscilloscope uses interpolation to construct the waveform and
M the accuracy is not confirmed because the sample rate is slow to measure M
the waveform with small pulse width. He also says the equipment should
N N
be calibrated once every 12 months, otherwise, the accuracy of the
O measurement is not confirmed. O
P P
140. As for the set-up of the testing equipment, firstly, he said
Q because of the high voltage measurement, the use of 10 times 200Ω Q
resistors and 2 times 1Ω resistors are used to reduce the voltage to low
R R
enough for measurement. There are no descriptions of the accuracy and
S the voltage ratings of the resistors used. He estimated that the voltage S
impressed on the 200Ω resistors is 4.36 kV. He said further that there are
T T
very few resistors in the market that have voltage ratings of over 4 kV.
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A A
B B
C 141. He says that if the resistor is not of sufficient voltage rating, C
the measured result is not accurate. He says most of the resistors in the
D D
market is only about 50 to 400V rating. Also most resistors specified at
E voltage ratings at DC, and there is no information for most resistors in the E
market specified with high frequency AC, especially if the frequency of
F F
the measurement is around 147 megahertz, estimated using 6.8 nanosecond
G pulse width. If the voltage rating deviates by many times, the result of the G
measurement, he says, is not reliable.
H H
I 142. He then goes to say that if in the electric current, there is a I
parasitic effect of the circuit coil inductance. A short wire of a few
J J
centimetres will form inductance in the order of µH, the use of 10 resistors
K of 200Ω and 2 resistors of 1Ω connected in a series would create a certain K
amount of series inductance. There is no information of the resistors types
L L
used and also the wiring between the wires. There is no information of the
M measured inductance on the set-up. M
N N
143. He says that if the 12 resistors connected in a series and also
O with the wires, the estimated parasitic inductance can vary from 1 µH to O
10 µH. The time constant T of the set-up is estimated to be between 0.5
P P
nanoseconds to 5 nanoseconds and using this time constant to measure
Q 6.8 nanosecond waveform is not accurate. Q
R R
144. Professor Cheng also commented that as the output of the two
S EUTs are high voltage and high frequency, there is a chance that S
impedance drops at high frequency.
T T
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A A
B B
145. Coming to the report by Professor Poon, Professor Cheng says
C it is uncertain to say human impedance is 2,000Ω and that they behave C
strangely at high frequency and high voltage. He says the definition of
D D
2,000Ω does not apply to around 100 megahertz frequency and 100
E kilowatt condition and that the response of the current may not be a E
sinewave. Further, the rise time of the current under such condition is
F F
unknown.
G G
146. He says further that as the voltage is AC waveform, the charge
H H
developed as positive and negative with positive cancelling the negative
I effect and net charge is very small or approaches zero. Further, he says I
parasitic effect on human subject arise time current has not been
J J
considered. He says that the actual charges are much smaller. As the actual
K current passing through the human subject is unknown he says it is unfair K
that Exhibit P1 are comparable devices to other CEDs such as stunning gun
L L
or Taser.
M M
Discussion
N N
O Issues O
P P
147. There are three issues in this case as described by the defence;
Q Q
(1) whether testing method and equipment on the seized
R R
devices are reliable and whether they yield an
S accurate result; S
T T
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A A
B B
(2) whether Exhibits P1 and P2 are portable devices
C which is designed and adapted to stun or disable a C
person by means of electric shock applied either with
D D
or without direct contact with that person; and
E E
(3) whether D1 and D2 had any knowledge of the nature
F F
of the seized devices; namely, whether P1 and P2 are
G portable devices which are designed and adapted to G
stun or disable a person by means of electric shock
H H
applied either with or without direct contact with that
I person. I
J J
148. D2 is a man of clear record and due consideration regarding
K his propensity to commit crime and credibility has been given. K
L L
149. This court in dealing with the three issues has already
M carefully considered all submissions by both parties and would not repeat M
the evidence here because the same has already been set out previously.
N N
O
Issue 1 O
P P
150. This court now deals with the first issue.
Q Q
151. Both Professor Poon and Professor Cheng for the defence are
R experts in electrical engineering. Both of them have not taken part in the R
actual evaluation tests performed on Exhibit P1 and Exhibit P2 and
S S
Mr James Chan and Mr Tang were responsible for these tests.
T T
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B B
152. Mr Chan is an expert. Mr Chan has served over 20 years and
C has performed and managed a lot of projects concerning high frequency C
electronics. He used to be the lab manager for equipment calibration of
D D
various departments and the lab was an accredited one by Hong Kong
E Calibration Lab, the most authoritative body up to the year 2004. E
F F
153. It is noted that at this juncture that the laboratories used by
G Professor Cheng at all material times was not accredited. G
H 154. It is not challenged that the testing procedure had been H
designed for some time in collaboration with the pathologists and revised
I I
to include the three seconds functionality test. Throughout the years, the
J same has been employed to test these stun guns or devices. The criticism J
on sampling rate has been dealt with by both Mr Chan and Professor Poon
K K
based on the Nyquist Theory which this court accepts.
L L
155. For the calibration issue of the oscilloscope, firstly, although
M M
they were not punctually calibrated every 12 months, the delay is not
N N
substantial; secondly, from the calibration results of this oscilloscope
O
following the tests of Exhibit P1 and Exhibit P2 in question, they did not O
show any irregularity in the error data. It is also accepted by Professor
P P
Cheng that Tektronix is a high quality brand for oscilloscope.
Q Q
156. As for the probe, according to the prosecution witnesses, no
R R
apparent abnormality was observed in the waveform. There is, therefore,
S no need, they say, to use the trimmer to fine tune the probe. Further, both S
Mr Chan and Mr Tang did not observe any abnormality throughout the test
T T
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A A
B B
and in the test results. There is, therefore, no evidence to suggest that the
C probe had not been properly performing as it should. C
D D
157. Coming to the resistors, it was submitted by the defence that
E there is no specification from the manufacturer regarding the resistors E
employed. Nevertheless, according to Mr Tang there is again no sign of
F F
abnormality noticed. Whilst the tests were performed, there is no smell or
G signs of burning and sudden loss of readings. In fact, there had always G
been 10 measurements during these tests and overall there is no
H H
abnormalities observed even in the measurement readings. All resistors
I have been measured in the lab by a multi-meter. Coming to the criticism I
posed by Professor Cheng, again, there is nothing from the test results and
J J
indeed any evidence before this court to suggest that the resistors have not
K been performing as measured by the multi-meter. K
L L
158. As Professor Cheng admitted there is seldom any factory
M specification for any resistors based on AC conditions, it is, therefore, M
impracticable for this to be expected unless, of course, there is evidence
N N
leading to suspicion that these resistors have not been performing as they
O should under the present high voltage test situation. O
P P
159. In the course of Professor Cheng giving evidence in court, he
Q presented further new issues to challenge the accuracy of the test results. Q
When questioned why he did not present these new issues in his report
R R
earlier, he explained that he had only been given the photographs of the
S test circuit, Exhibit P19B, at the start of the trial. This court noted that the S
set-up of the test circuit was in his report in the form of a diagram and
T T
though there is an absence of the photo, this court is unable to accept this
U U
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A A
B B
explanation as valid for the reason that these new issues, namely, frequency
C induced resistance by reason of parasitic inductance, skin effect, noise and C
possible oscillation, etc, did not emerge earlier.
D D
E 160. Further, in cross-examination, Professor Cheng E
acknowledged that invariably in any testing or calibration equipment, it
F F
brought into the picture those characteristics also. He also considered that
G accuracy is only a relative thing and the issues is about whether the test G
results can be used practically. For example, it is not in dispute that all
H H
parasitic inductance/capacitance existed in all components and they may
I compensate each other negating the overall effect. However, he did not in I
his report criticise failure in the testing procedure adopted by the
J J
prosecution in not having these characteristics predetermined.
K K
161. Mr Chan (PW7) dealt with the new issues in his further report.
L L
In order to demonstrate, he has made new calculations based on certain
M assumptions on the overall parasitic inductance of the circuit, the resulting M
voltage was reduced by 50 per cent.
N N
O
162. Professor Poon maintained her criticism of this assumption of O
overall parasitic inductance used by PW7 in his new calculation saying it
P P
is a biased one leaning in favour of an inductive circuit. She says given
Q such circumstances, her conclusion on the effect of Exhibit P1 and Exhibit Q
P2 on the human body are still valid and she has already provided a buffer
R R
in her calculation to cater for any test uncertainty.
S S
163. Mr Chan did not offer actually any different explanation as to
T T
why he selected that particular figure. Although, the defence in cross-
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A A
B B
examination of Mr Chan did offer certain figures, there is no basis before
C this court as to why those figures are offered. The cross-examination could C
only result in the admission by Mr Chan that he is not experienced in these
D D
sort of high voltage measurement projects.
E E
164. On the skin effect issue, the court again preferred the expert
F F
view of Professor Poon to that of Professor Cheng. In fact, Mr Chan shares
G the same view that there is no reason why the skin effect would unevenly G
converge to cause an impact to the test result and, further, as said by Mr
H H
Chan, any effect would be minimal and insignificant.
I I
165. In fact, Professor Cheng in cross-examination agrees that
J there is no special reason why the skin effect would converge only at the J
2 Ω resistors alone.
K K
L 166. Then coming to the oscillation issue, Mr Chan said there was L
no oscillation during the test. They did not observe any resonance. He
M M
said that to produce oscillation on a certain frequency requires careful
N N
design and can hardly occur by chance. He said that the same resistance
O
box was used to test many devices operating from 7 megahertz to 200 O
megahertz and that the circuit has multiple resonance frequencies across 7
P P
to 200 megahertz is unimaginable. Professor Poon agrees that for a simple
Q circuit as the one in question, it is impossible to have multiple resonant Q
points as Professor Cheng suggested.
R R
S 167. Lastly, coming to the noise issue, Professor Poon said that the S
set-up of the said circuit has also catered for such risks and again the test
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results do not suggest noise playing a part in possibly making the results
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B B
inaccurate. This court prefers and accepts the expert opinion of Professor
C Poon on the above issues to that of Professor Cheng. Her analysis is logical C
and convincing and her evidence is forthcoming, even in cross-
D D
examination. Her evidence is totally unshaken.
E E
168. This court is of the view that the report produced by Professor
F Cheng on the study of wireless power transfer design for the purpose of F
transfer of high energy did not, as said by the prosecution, assist the court
G G
on the noise issue.
H H
169. Professor Cheng is a very experienced electrical engineering
I I
expert and this court doubts why he would have missed these new issues
J from his report in the first place if these factors could really and J
significantly affect the test results. As said, this court does not accept his
K K
explanation based on delayed submission of the photo, Exhibit P19B.
L Professor Cheng has further raised concepts of proximity effects, second L
order effect or matrix effect in court near the end of the trial.
M M
N N
170. Again, this court considers that had all these been real
O
challenges to the accuracy of the test results, he would have already O
disclosed much earlier these elements or factors. Whilst he is an expert in
P P
electrical engineering, in the context of our case here, the approach of
Q Professor Cheng appears to be pedantic and academic. This Court is not Q
with him on the issues that he raised. They would not cast doubt on the
R R
accuracy of the test results of the exhibit evaluation reports.
S S
171. In all, on issue 1, in spite of all the issues raised by the defence,
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the court finds that the testing method and testing equipment used in the
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B B
tests on Exhibit P1 and Exhibit P2 is reliable and the test results accurate
C for the purpose of this trial. C
D D
Issue 2
E E
172. Now coming to issue 2, Professor Poon is the only biomedical
F F
engineering expert, in my view, most suited and qualified to tell the effect
G of the device when applied on humans. There are, of course, live evidence G
and reports of the two forensic pathologists as well as the reports of Dr
H H
Lam before this court.
I I
173. Professor Poon has concluded and has in cross-examination
J J
agreed that the functions of the EUTs in the present case are more similar
K to generic stun guns and the drive-stun mode of Taser X26, rather than the K
probe mode of Taser X26. Defence criticised Professor Poon for not
L L
mentioning the drive-stun mode throughout the first three expert reports.
M Professor Poon explained that she had already taken the drive-stun mode M
of Taser X26 into consideration. She claimed that in all her reports she had
N N
all along been discussing what would have happened to have a person when
O the drive-stun mode is used. O
P P
174. This court considers these criticisms unfounded. In her
Q reports, Professor Poon has set out how conducted energy devices (CEDs), Q
operate. She did refer to a list of references involving Taser X26. In her
R R
report she set out the common principles with CEDs and the underlying
S mechanisms of syncope relating to physiological responses produced by S
CEDs on the subject. Irrespective of the operation mode of Taser, there
T T
are high voltage and low current simulators. She told of potential
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mechanisms leading to the stunning and/or the disabling effect of CED
C which include not just the transient paralysis and disability of stimulating C
the motor neurons that control the major muscles. This is in paragraph 8
D D
on her report dated 25 June 2018.
E E
175. It is also said that one or more of the phenomenon can be
F F
triggered and they might be inter-related and can work together to lead to
G the ultimate stunning and disabling effect. In fact, the mechanism as G
divulged in her reports works for all CEDs irrespective of whether they are
H H
a stun gun, Taser gun in probe or drive-stun mode. Depending on the
I electrical characteristic of each device, also depending on the location I
applied on human, duration of application, etc, the effect on human would
J J
be different.
K K
176. Professor Poon did in her report dated 28 November 2018
L L
(Exhibit P16) point out that certain references she used did not address the
M incapacitation effect of CED that operates in the drive-stun mode or with M
the electrode separation below 4 inches. She was then referring to
N N
reference 5 2(see last sentence in paragraph 8). As said by Professor Poon,
O studies of high voltage electric excitation on the human body are few O
because they are thought to be dangerous and cause pain on human
P P
subjects.
Q Q
177. Professor Poon was also criticised to have omitted a certain
R R
part of the references material when the same does not suit her. For
S example, she failed to include in her report the findings by an author of a S
T T
2
J Ho, D Dawes, J Miner, S Kunz, R Nelson, and J Sweeney, “Conducted electrical weapon
incapacitation during a goal-directed task as a function of probe spread,” Forensic Science Medicine
and Pathology, vol 8, pp 358-366, Dec 2012.
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A A
B B
reference that, “Electrodes 5 cm applied directly or over the vastus lateralis
C muscle, a muscle in the thigh, does not inhibit voluntary function of the C
muscle during stimulation or afterwards.”
D D
E 178. Professor Poon in court says that she does disagree that the E
electrical current resulting from the drive-stun mode is localised to the
F F
muscles in that area. She also disagrees that the drive-stun mode does not
G cause muscular incapacitation. She says that the conclusion of the author G
only referred to disputation of excited delirium, which the defence
H H
disagrees. This conclusion appears on page 22 of the reference to under,
I “Section 6 - Excited Delirium.” While the author did not qualify the I
conclusion and recommendations in this section as relating solely to
J J
excited delirium, this court does not find Professor Poon’s disagreement to
K this conclusion unreasonable. K
L L
179. This court takes the view that depending on, again, the
M electrical characteristic of a suspected stun device, the test results M
measurements of the CED, the various factors required for consideration
N N
would include but not limited to, as said earlier, the location of application,
O the duration of application, the length of the electrode separation. There is O
nothing to prevent, in my view, a CED, even in the drive-stun mode, to
P P
cause stunning or incapacitation.
Q Q
180. One must not forget that for the Taser research, the user should
R R
have always been using the Taser device in compliance with the
S manufacturer’s instructions avoiding certain areas of application on human S
subjects. Where in the present case this is not a concern for the issues
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before the court. In fact, as testified by Professor Poon, a lot of studies
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B B
were done on Taser X26 and the CEDs were applied on human subjects
C avoiding certain areas of the body and instructed by the manufacturers. C
This research was done as people were concerned of the effects of this
D D
Taser and CED on human whether they would result in ventricular
E fibrillation and/or death. E
F F
181. The defence has not challenged the conclusion of
G Professor Poon relying on, inter alia, Exhibit D3 of which Mark Kroll and G
Exhibit D6 of which Mark Kroll was a co-author. Mr Kroll is an advisor
H H
and director of Taser International. He has failed to disclose his interests
I and expertise. Exhibit D3 says that with the lack of skin penetration the I
current flow is primarily through the dermis and fat layer between the
J J
laterals and there is no significant penetration beyond the subdermal (or
K subcutaneous) fat layer. Since there is insufficient depth of current flow to K
capture muscles, the drive-stun mode serves only as a compliance
L L
technique. He says, further, that with a controlled electrical weapon
M applied directly over the human phrenic nerves that control breathing, there M
is no effect.
N N
O 182. Exhibit D3 quoted the National Institute of Justice, a five-year O
review of CEWs, and found that a risk of ventricular dysrhythmia is
P P
exceedingly low in the drive-stun mode of CED because the density of the
Q current on the issue is much lower than in this mode. In Exhibit D6, it was Q
said that the study was aimed at understanding the attenuating effect and
R R
estimated the residual amount of current flowing towards deeper layers of
S tissue and finding the extent of region where the current density or the S
electric field strength exceeded threshold known to cause ventricular
T T
fibrillation or to cause cardiac capture.
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B B
C 183. The paper conducted that the fat and the anisotropic skeletal C
muscle layers significantly attenuated currents delivered by Taser or CED
D D
operating on drive-stun mode in only 9 per cent of the total CEWs current
E flow beyond the mid-point of skeletal muscle layer. Current density in E
drive-stun mode did not exceed threshold for VF induction or cardiac
F F
capture outside the subdermal fat regions.
G G
184. PW3 criticised Exhibit D3 as inconclusive and unreliable
H because it is not an international journal that has gone through peer review. H
It is noted that PW5 agrees with those conclusions in Exhibit D3.
I I
J 185. As for Exhibit D6 which has gone through a peer review, PW3 J
says that the aim of the research aim is finding out whether the drive-stun
K K
mode would cause more serious conditions, ie ventricular fibrillation or
L cardiac capture. She says that the LEM model is too simple ignoring the L
existence of blood vessels cells in a simple simulation. She also says there
M M
are many papers which shows CEWs did cause a disruption to the heart
N N
rhythm which may cause dizziness. She refers to a sentence in Exhibit D6
O
where it says, “The resulting sensation is often sufficiently strong to assist O
law enforcement in gaining compliance from subjects.” She says that this
P P
sentence supports that the CEW would cause temporary incapacitation.
Q Q
186. PW3 is further criticised for comparing Exhibit P1 and Exhibit
R R
P2 to the electrical surgical knives and neuromuscular implants to support
S a view that even CEDs with electrode separation of millimetre separation S
can stun or disable a person. PW3 when cross-examined explained that if
T T
the CED can break down the skin with high voltage they share the same
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similarities as the neuromuscular implants, including exciting the cells.
C For the surgical knives, PW3 said there are some electrical knives with one C
or two electrodes and the mechanism behind the electrical surgical knives
D D
is slightly similar to Exhibit P1 and P2. They operate at different high
E frequencies which would allow her to compare voltage and current output E
but their waveform or electrical knives are different and their frequencies
F F
might not be as high as the present exhibits.
G G
187. Despite the various thorough submissions by defence counsel
H H
to challenge the expert view of Professor Poon, this court, considering what
I is before me both from Professor Cheng and the other forensic pathologists, I
accepts the explanation by Professor Poon and as well as her evidence on
J J
this issue. One must not forget that all tests performed on human subjects
K using Taser are limited and follow the manufacturer’s instructions in K
avoiding certain areas. Further, this court accepts that, as said by the
L L
prosecution witness, that human skin would break under, inter alia, high
M voltage conditions and as such, depending on the location of application, M
duration of application, this court does not doubt the conclusion of
N N
Professor Poon drawn on the issue.
O O
188. In fact, none of the authors in these references refer to
P P
scenarios involving the penetration of the skin. Their views all refer to
Q scenarios where there is no penetration of the skin. And, of course, Q
penetration and breaking of skin depending on the depth of the flow of the
R R
current, the mechanism drawn from the implant is useful for the purpose
S of analysing the effect of the present Exhibits P1 and P2, when used on S
human and this Court agree to the expert view of Professor Poon.
T T
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189. In agreeing to the conclusion drawn by Professor Poon, of
C course, the court has already considered all the opposing evidence. This C
court is particular impressed by Professor Poon’s expertise both in
D D
electrical engineering and biomedical engineering, in particular, her
E experience in the design of medical electronic devices that measure or E
apply electrical current on human bodies, such as electrical knives or
F F
implants that provides neuromuscular electrical stimulation and the
G research and investigation of blood pressure and measurement devices. G
H H
190. The attacks on or the doubts attempted to be thrown by the
I defence on the prosecution’s case only concentrate on the incapacitation I
aspect. There is not much on this stunning aspect resulting from the
J J
fainting as a result of the blood pressure problem and this Court must say
K that the experience and the expertise of Professor Poon obviously far K
exceeded that of the other witnesses and her evidence is preferred.
L L
191. In fact, both Dr Ng and Dr Chiao also agree that a biomedical
M M
engineering expert is the more appropriate person to comment on the
N N
issues.
O O
192. This court, therefore, agrees with her analysis and conclusion
P on this issue. P
Q Q
Issue 3
R R
193. Now, coming to issue 3. There is no dispute that D1 and D2
S S
knew the subject devices can produce electric arc and can cause papers and
T tobacco to burn. In fact, these lighters were sold as electric arc lighters. T
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B B
194. Professor Poon in her evidence admitted that the fact that the
C lighters can produce electric arc does not mean they are stunning device, it C
all depends on the actual electrical characteristics of each device.
D D
195. Defence counsel submitted only two of the devices seized by
E E
the police satisfied the electrical characteristic of being a stunning device.
F Some of the other devices seized, though can produce electrical arc, give F
zero voltage readings when tested.
G G
H 196. It is also a fact that when one examined the lot of devices, their H
design and outward appearance looked very similar and, as the police
I I
officers say, they could not really tell with their bare eyes which are the
J ones that fit into the stunning device and which are the ones that do not. J
K K
197. Clearly, tests must be performed on the devices in order to
L determine whether they are, in fact, stunning. L
M M
198. Both defendants elected not to give evidence in court. No
N adverse inference would be drawn against them. They have, however, N
previously given evidence in their cautioned interviews with the police.
O O
D1, as a sales lady of the shop for some time, said the subject devices were
P brought by D2, her boss, and D2 did demonstrate to her how to use the P
device as an electric arc lighter. She had no idea of the stunning or
Q Q
disabling nature of these devices.
R R
199. D2 said that he was told by the one selling these devices that
S the current output of the devices was similar to that of a mobile phone and S
that they would not pose any danger. He produced the name card of the
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seller of these devices in the mainland.
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B B
C 200. This court noted that when the devices, Exhibits P1 and P12, C
were sold to the undercover police officers, at no time did D1 mention any
D D
function of the devices other than it as an electric arc lighter. Nothing was
E said regarding a stunning or disabling function. Even the little tag in the E
display window showing these devices only described them as electric arc
F F
lighter. There is no evidence before this court that these electric arc lighters
G were possessed up for sale to the extra function of stunning or disabling. G
There is no evidence before this court that these electric arc lighters
H H
possessing the extra function of stunning or disabling were sold at a price
I over and above those which do not possess such function. I
J J
201. In fact, when D2 used Exhibit P2 in her demonstration as to
K how this device performed or operated. Later she, in fact, sold Exhibit P12 K
to the undercover officer. Exhibit P12 is not a stunning device and is
L L
therefore different from Exhibit P2.
M M
202. Now, did she intentionally sell him something different from
N N
what she demonstrated? There is no evidence before this court in this
O
respect and, therefore, it is possible that she thought the two devices were O
the same. In fact, according to the evidence of D1, all the electric arc
P P
lighters were sold at the standard price of $398 each. There is no difference
Q in price for the sale of the lighter with or without the stunning device Q
function.
R R
S 203. Following the Court of Appeal decision in HKSAR v S
Mohammed Khan Shamim, once defendants are found to be in possession
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of the subject devices, section 24(2) of the Firearms Ammunition
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B B
Ordinance, Cap 238, imposes on them an evidential burden that they do
C not know the stunning or disabling nature of the subject devices. C
D D
204. The prosecution has referred me to the case of HKSAR v
E Cheuk Yuet Hing, HCCC 488/2015, where the defendant was found in E
possession of a stunning device, again, in the form of a lighter. But in that
F F
case the court rejected the defendant’s explanation that he thought the
G device was just a lighter. Because the court accepted that the defendant G
had in a cautioned interview told the police that the same was to be used
H H
for self-defence. In our case here there is no such evidence before this
I court that any of the two defendants knew the devices had a function other I
than that of a lighter, the nature of which is not apparent from the design
J J
of the device.
K K
205. With their evidence in the cautioned interview, although there
L L
is this persuasive burden and with the observations I made regarding the
M manner of sale and how these goods were displayed, both defendants, in M
my view, have managed to marginally discharge their evidential burden
N N
and the prosecution, therefore, has failed to prove this issue 3, that these
O two defendants knew of the stunning or disabling nature of the devices, O
Exhibits P1 and P2. For these reasons, they are both acquitted of the
P P
charges and the charges are dismissed.
Q Q
R R
S S
( K Lo )
T T
District Judge
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