A A
B B
DCCC 857-875, 877-884, 886-889, 891 & 893/2020 (Consolidated)
C [2021] HKDC 1547 C
D D
IN THE DISTRICT COURT OF THE
E HONG KONG SPECIAL ADMINISTRATIVE REGION E
CRIMINAL CASE NOS 857-875,877-884, 886-889, 891 & 893 OF 2020
F F
G ---------------------------- G
HKSAR
H H
v
I LAI CHEE YING (D4) I
CHOW HANG TUNG (D13)
J J
HO KWAI LAM (D19)
K ---------------------------- K
L L
Before: Her Honour Judge Amanda J Woodcock in Court
M Date: 9 December 2021 M
Present: Ms Laura Ng, Senior Assistant Director of Public
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Prosecutions (Ag) and Mr Edward Lau, Senior Public
O Prosecutor (Ag), for HKSAR/Director of Public Prosecutions O
P P
Mr Robert Pang, S.C., leading Mr Jeffrey Tam, Mr Ernie
Q Tung and Mr Joshua Ngai instructed by Robertsons, for the Q
4th defendant
R R
Mr Y. L. Cheung, instructed by Ho Tse Wai & Partners, for
S the 13th defendant S
Miss Allison Wong, instructed by Ho Tse Wai & Partners, for
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th
the 19 defendant
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Offences: [1] Incitement to knowingly take part in an unauthorized
C assembly(煽惑他人明知而參與未經批准集結) - D1-D13 C
[3] Knowingly taking part in an unauthorized assembly(明
D D
知而參與未經批准集結) - D1-D3, D5-D20
E E
F
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REASONS FOR VERDICT
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H H
1. This trial arises from a consolidated case that involved 20
I I
defendants. 17 defendants pleaded guilty before trial. The 4th, 13th and 19th
J defendants proceeded to trial. J
K K
2. The 4th and 13th defendants face Charge 1, incitement to
L knowingly take part in an unauthorised assembly, contrary to Common L
Law and section 17A(3)(a) of the Public Order Ordinance, Cap 245 and
M M
punishable under section 101I of the Criminal Procedure Ordinance, Cap
N 221. N
O O
3. On 4 June 2020 at Water Fountain Plaza, Victoria Park,
P Causeway Bay, in Hong Kong they together with other defendants P
unlawfully incited other persons unknown to, without lawful authority or
Q Q
reasonable excuse, knowingly take part in a public meeting which took
R place in contravention of section 7 of the Public Order Ordinance, which R
was an unauthorised assembly by virtue of section 17A(2)(a) of the same
S S
Ordinance.
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4. The 13th and 19th defendants face Charge 3, knowingly taking
C part in an unauthorised assembly, contrary to section 17A(3)(a) of the C
Public Order Ordinance.
D D
E 5. On the same day, 4 June 2020, at Victoria Park, they together E
with the defendants named and others unknown, without lawful authority
F F
or reasonable excuse, knowingly took part in a public meeting which took
G place in contravention of section 7, which was an unauthorised assembly G
by virtue of section 17A(2)(a) of the Public Order Ordinance, “POO”.
H H
I 6. Charge 2, holding an unauthorised assembly only involved I
the 1st defendant, Mr Lee Cheuk Yan who pleaded guilty to this Charge as
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well as Charges 1 and 3 before trial.
K K
Background
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M 7. For many years now the Hong Kong Alliance in Support of M
Patriotic Democratic Movements of China, “Hong Kong Alliance” has
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submitted a notification to the Police to hold a public meeting in Victoria
O Park on 4th June each year. On 23 April 2020, the 3rd defendant, Mr. TSOI O
Yiu Cheong Richard on behalf of the Hong Kong Alliance submitted a
P P
similar notification to the Police. The purpose of the public meeting was
Q again to “mourn the anniversary of the June 4th Incident” with an estimated Q
number of participants between 50,000 and 100,000.
R R
S 8. There was a liaison meeting between the Police and the S
representatives of Hong Kong Alliance including several defendants. The
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Department of Health were also consulted, by memo from the Police,
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exhibit P50, and advised in writing against holding any mass gatherings on
C 4 June 2020 in view of the coronavirus pandemic, exhibit P3. C
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9. On 1 June 2020, the Commissioner of Police issued a notice
E to Hong Kong Alliance as required, prohibiting the holding of the proposed E
public meeting in the interests of public order, public safety, and the
F F
protection of the rights and freedoms of others. Hong Kong Alliance did
G not appeal that decision nor Judicial Review it. G
H H
10. Despite the prohibition, the prosecution alleges that on 4 June
I 2020 members of Hong Kong Alliance and others including the 4th and 13th I
defendants, incited others to take part in what would be an unauthorised
J J
assembly relating to the June 4th Incident. By 8pm that night there were
K approximately 20,000 people including the 13th and 19th defendants K
gathered on the football pitches inside Victoria Park which were originally
L L
closed off to the public due to COVID-19.
M M
11. Despite the prohibition, the Police did not take any
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enforcement action on the day in Victoria Park nor make their presence
O known. There were Police outside Victoria Park in Causeway Bay but O
again they took no enforcement action during the material time. The
P P
decision was made not to take any enforcement action to avoid any conflict
Q arising between the Police and members of the public. During the afternoon, Q
several roads near Victoria Park had to be closed off to traffic for safety
R R
reasons and because of the obstruction caused by the number of people
S present. S
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The Issues
C C
12. The issues raised include whether or not the defendants
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incited other persons unknown to take part in an unauthorised assembly
E and whether there was an unauthorised assembly that evening. It was E
submitted that the people who were present in Victoria Park were there for
F F
their own personal reasons and intentions; not convened or organised by
G the Hong Kong Alliance. G
H H
13. There are constitutional challenges by all the defendants on a
I systemic level as well as an operational level. They will come into play if I
I find the prosecution has proved the Charges beyond reasonable doubt.
J J
K 14. The defence submits these offences should not carry a K
criminal sanction and/or the maximum sentence of 5 years that can be
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imposed is too severe to be proportional and constitutional. The defence
M submits that the sole legitimate aim for imposing criminal sanctions is to M
ensure the compliance with the notification system and therefore, the
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restrictions arising from section 17A (3) are not rationally connected with
O or are disproportionate to the legitimate aim if it were to be subjected to a O
4-step proportionality test.
P P
Q 15. On an operational level, the defendants submit that they Q
should not have been arrested later nor prosecuted, subjected to a trial and
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possibly face a conviction for what turned out to be a peaceful public
S meeting. S
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16. The 4th defendant submits that the decision of the
C Commissioner of Police to prohibit the public meeting can be challenged C
by him during the trial and it is submitted that the prohibition of the
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meeting was disproportionate; a constitutional challenge on an operational
E level. E
F F
The Prosecution’s Case
G G
17. It is the prosecution’s case that the Commissioner of Police
H H
took into account the advice of experts, the Department of Health. In view
I of the COVID-19 pandemic, the risk of a major community outbreak I
existed at the time and the Government’s response level of the
J J
“preparedness and response plan for novel infectious disease of public
K health significance” was at the highest level, an emergency level. Since K
January 2020, this response level remained at the highest level. This meant
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that the risk of an impact to health caused by the pandemic on the local
M population was high and imminent. M
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18. The Department of Health assessed the risks and set out their
O considerations in their recommendation, exhibit P3. A mass gathering O
event was not recommended. Public safety and the protection of the rights
P P
and freedoms of others must include public health considerations that
Q directly affect the local population. Q
R R
19. It is the prosecution’s case that the defendants deliberately
S flouted the law and ignored the prohibition by the Police by inciting others S
and/or then knowingly took part themselves in an unauthorised public
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assembly in Victoria Park on 4 June 2020.
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C 20. The decision by the Commissioner of Police to prohibit the C
holding of the proposed public meeting was widely broadcasted, printed
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and discussed in many media outlets. There were press conferences and
E interviews given by defendants in this case who were members of the Hong E
Kong Alliance as well as the 4th defendant. These are set out in exhibit P1,
F F
the Admitted Facts.
G G
21. Other than those widely broadcasted interviews and media
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news reports, the prosecution says anybody in or near Victoria Park on 4
I June 2020 must have known that anybody participating in a meeting in I
Victoria Park that night would be joining an unauthorised assembly or
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prohibited group gathering. It is admitted that the Police had set up many
K loudspeakers near or inside Victoria Park broadcasting from about 4pm K
until late in the evening, making continuous announcements and warning
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the public not to join any unauthorised assembly.
M M
22. It was also admitted that the football pitches in Victoria Park
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had been closed for some time because of the pandemic and no entry to
O these facilities were allowed. They were in fact cordoned off by barriers O
which were knocked down by various people so that those gathering in
P P
Victoria Park that evening could enter and occupy those pitches.
Q Q
23. What happened that day on 4 June 2020 in and around
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Victoria Park including who was where and when, who said what and who
S went where was all recorded by either the Police or numerous media outlets S
and admitted by all parties. The video footage, transcripts and certified
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translations were all agreed. Facebook posts by various defendants
C including the 13th and 19th defendants were included in the Admitted Facts. C
D D
24. The prosecution’s case is that the 1st to the 13th defendants in
E this consolidated case gathered together at the Water Fountain Plaza just E
inside the entrance of Victoria Park in a show of solidarity when the 1 st
F F
defendant gave a press interview at 6:25pm. What the 1st defendant, as the
G Chairman of Hong Kong Alliance, said and did amounted to inciting others G
to knowingly take part in an unauthorised assembly in Victoria Park that
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night.
I I
25. The defendants with him, including the 4th defendant and the
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13th defendant, each lit a candle at the same time at 6:30pm and stood in 2
K rows together facing the press. They showed their support, encouragement K
and participation in the incitement by mirroring each other’s actions and
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then chanting slogans with the 1st defendant. When the 1st defendant
M chanted “5 demands, not one less” the defendants all raised a hand in M
unison with him.
N N
O 26. Their assembly at the Water Fountain Plaza was planned and O
timed for full press coverage. The 4th defendant arrived by himself just
P P
before this group lineup and press conference. When he arrived he was
Q shepherded by the 2nd defendant who then called over the 1st defendant to Q
join them. They and all other defendants facing Charge 1 then gathered in
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front of the Water Fountain Plaza not long before 6:30pm. What followed
S was the symbolic action of all the defendants lighting a candle and a speech. S
The 4th defendant then left at the end of this display of unity as the others
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set off on a slow march into Victoria Park.
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C 27. The prosecution relies on what the 1st defendant said during C
this speech and prior to this speech to prove his intention to incite others to
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join him and other members of Hong Kong Alliance to flout the Police ban
E and enter the football pitches; to participate in an unauthorised assembly. E
F F
28. The 13th defendant is next to the 1st defendant during the press
G conference and when he led other defendants as well as a group of around G
100 people to walk from the Water Fountain Plaza just after the 6:30pm
H H
candle lighting ceremony to the football pitches. She, like other members
I of Hong Kong Alliance, was holding a candle as they walked. Video I
footage shows the 1st and 5th defendant, Chan Ho-wun, chanting slogans
J J
such as “5 demands, not one less” and “Hong Kongers, add oil” and
K “Oppose National Security Law”. Other slogans were shouted in Victoria K
Park and can be heard during the viewing of the video footage including
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“Liberate Hong Kong, revolution of our times” and “Fight for freedom,
M stand with Hong Kong”. M
N N
29. The group headed to the football pitches and the 13 th
O defendant can be seen pushing aside a barrier to facilitate entry into the O
football pitches. They went to football pitch number 6 which is where the
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Hong Kong Alliance would normally have erected a platform or a stage for
Q the annual June 4th vigil. Symbolically they sat down where the stage would Q
have been erected at about 7pm. The 13th defendant was sat with other
R R
defendants together.
S S
30. The 19th defendant was seen sat with 7 other people in a group
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th
minutes after the 13 defendant sat down nearby. The 2 groups were close
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together and separated by mainly members of the press facing the 13 th
C defendant and her group. At that time, because of COVID-19 pandemic C
measures, group gatherings were limited to 8 per group.
D D
E 31. The 19th defendant’s group comprised of 4 other defendants E
who were also later charged with the same offence, taking part in an
F F
unauthorised assembly but were dealt with in another consolidated case,
G DCCC876, 885, 890 and 892/2020. This group are seen sat with lit candles G
in Hong Kong Alliance candle cups. The 19th defendant and some others
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in her group were holding bunches of white flowers.
I I
32. From about that time to 8:30pm when the 1st defendant
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declared the vigil over, the 19th defendant remained in her group which was
K close to the main group of Hong Kong Alliance members. When they K
observed a minute of silence, she stood and observed a minute of silence.
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When there was a flower laying ceremony, consisting of white flowers only,
M members of her group carried over white flowers to the main group and lay M
them on the ground.
N N
O 33. The prosecution says the 13th and 19th defendants were O
knowingly taking part in an unauthorised assembly together and with other
P P
persons unknown without lawful authority or reasonable excuse. The
Q prosecution estimates from video footage and screenshots that by the end Q
of the vigil there were 20,000 people on the soccer pitches of Victoria Park.
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S 34. This unauthorised assembly was a public meeting convened S
and organised for the common purpose of mourning the 31st anniversary of
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th
June 4 Incident. The group through speeches and chants also expressed
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discontent against the Hong Kong Government, the Communist Party and
C its opposition to the National Security Law. C
D D
35. The prosecution also rely specifically on what was
E undisputedly said by the 13th defendant and 19th defendant either during E
interviews, in public or written in their personal Facebook posts to show
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the 13th defendant incited others and both defendants knowingly took part
G in an unauthorised assembly. G
H H
PW1-Superintendant Chow Wing Yee, Josephine
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36. PW1 was the delegated Superintendent by the Commissioner
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of Police to decide whether or not to approve the Hong Kong Alliance
K notification of 23 April 2020. Her evidence was she had to balance the K
rights and freedoms of Hong Kongers to hold public meetings but at the
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same time she had to take into account any issues of public safety, public
M order as well as the rights and freedoms of others. The pandemic at the time M
was very serious and she had to consider its impact on the public and the
N N
risk of a mass gathering. She examined the data relating to cases and deaths
O in March, April and May 2020. O
P P
37. In order to do a risk assessment, she had to look not only at
Q open source information relating to the pandemic but also seek the Q
recommendation of the Department of Health. In her view, public safety
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covers the lives and health of Hong Kong people. To protect the rights of
S others would also include considering their health. She considered the S
current gazetted prohibitions relating to group gatherings covering the 1 st
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week of June 2020. Gatherings of more than 8 people at that time would
C have contravened this prohibition regulation under Cap 599. C
D D
38. She explained the reasons behind her decision to issue a Letter
E of Objection and prohibit the public meeting of the Hong Kong Alliance, E
exhibit P4. She took into account that Hong Kong Alliance could not
F F
verbalise what precautionary measures they could effectively arrange.
G During the liaison meeting, she asked this question repeatedly but did not G
get any direct answers. She gave evidence of the discussion during the
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liaison meeting. Hong Kong Alliance said they would verbally appeal to
I Hong Kong people to social distance and wear a mask. I
J J
39. PW1 received the recommendation from the Department of
K Health after the liaison meeting. At that time, she had not yet decided to K
issue a Letter of Objection. After she read the opinion from Dr Chen, she
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decided to prohibit the public meeting.
M M
40. On 4 June 2020 the Police had intelligence and also knew
N N
from news media that Hong Kong Alliance were still intending to hold a
O meeting in Victoria Park despite the Letter of Objection. She decided not O
to deploy police officers inside Victoria Park so as not to inflame emotions
P P
and ongoing tensions between the Police and some of the public. She had
Q some officers stationed outside in case there were any unexpected incidents. Q
She took into account there were participants in Victoria Park who were
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old, young, disabled and only children. She explained why she took no
S enforcement action that evening. S
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41. In cross examination by Mr Robert Pang SC leading Mr
C Jeffrey Tam, Mr Ernie Tung and Mr Joshua Ngai, it was suggested that C
COVID-19 was stable and according to the numbers, waning. In May 2020,
D D
the Government had allowed nightclubs, karaokes, bars and party rooms to
E resume business albeit with restraints and conditions. Groups of 8 were E
allowed to sit together in restaurants, up from groups of 4.
F F
G 42. It was put to PW1 that she could have imposed conditions on G
Hong Kong Alliance such as mandatory masks and grids marked by chalk
H H
in Victoria Park to ensure social distancing. She agreed she did not take the
I initiative to ask the Department of Health what measures or conditions I
would be required to ensure any risk was mitigated. PW1 said she decided
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if conditions could not achieve public order, public safety and protect the
K rights and interests of others then she would prohibit that meeting. If those K
considerations were threatened and they were by COVID-19 then she had
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no choice but to prohibit any mass gathering.
M M
43. It was suggested to her that she had decided to prohibit the
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public meeting before she sought the advice of the Department of Health
O which she denied. She denied that the mention of an appeal by the Hong O
Kong Alliance in the Police memo to the Department of Health meant she
P P
had already decided.
Q Q
44. PW1’s answer to that question was that she anticipated an
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appeal in case the public meeting was prohibited as was usually the case
S and since they are heard very quickly after a decision is given, she wanted S
the Department of Health to be ready to provide an expert witness to attend
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an Appeal Board hearing.
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C PW2 - Dr Chen Hong C
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45. This doctor is a consultant with the Department of Health, the
E infection-control branch and gave evidence relating to her recommendation E
to the Police, exhibit P3. She was tendered for cross examination. At their
F F
request, she provided a general statement to the Police on the risks to public
G health of a mass gathering taking place at the material time. She was asked G
about the specific risk to public health. She explained the reasons behind
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her recommendation.
I I
46. It was her evidence and she agreed that the number of
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COVID-19 cases had slowed down by the end of May 2020; she attributed
K it to social distancing being implemented and effective. However, she said K
there were still asymptomatic cases in the community and the Department
L L
of Health could not locate their origins; they were worried about a 3rd wave
M hitting the territory. M
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47. She herself had in the past attended “June 4th vigils” in
O Victoria Park and she knew from personal experience what the crowds O
were like. She was of the view that even if all possible precautionary
P P
measures were implemented she still would not have recommended a mass
Q gathering proceed. She explained why and the risks that existed. Q
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PW3 - Mr Chau Yin Fung
S S
48. Mr Chau was a manager from the Leisure and Cultural
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Services Department, “LCSD”. As far back as 29 June 2019 his
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Department received an application from Hong Kong Alliance to use the
C facilities in Victoria Park for a public meeting from 31 May to 4 June 2020. C
He explained that the Department would not process this type of
D D
application until 2 to 3 months before the event dates.
E E
49. The pandemic meant from early 2020 many of the LCSD and
F F
Victoria Park facilities were closed including football pitches, children’s
G playgrounds, basketball, handball and volleyball courts. These facilities G
were cordoned off by mill barriers and notices explaining that COVID-19
H H
had closed those facilities. They were not opened again until long after 4
I June 2020. He told the applicant from Hong Kong Alliance that COVID- I
19 had meant processing of all applications was suspended and venues
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temporarily closed until further notice.
K K
50. He was in Victoria Park on 4 June 2020 because he anticipated
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a public meeting going ahead anyway. Security guards were posted around
M the facilities that were closed to warn members of the public not to gather M
in breach of the law. Despite appeals to the public, no one dispersed.
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Guards were ignored and he could see that crowds invaded all the football
O pitches. The crowds dispersed after 11pm and he inspected the grounds to O
find some graffiti on walls and on the surface of the pitches relating to June
P P
th
4 Incident.
Q Q
PW4 and PW5
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S 51. The last 2 prosecution witnesses were Police Officers. PW4 S
was in charge of traffic control around Victoria Park in Causeway Bay and
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he decided by late afternoon that the Police had to close off a few roads
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because of the crowds in the area obstructing traffic. Exhibit P52 is a map
C showing which roads were closed to vehicles. They became pedestrian C
only areas for safety reasons. They were later reopened at 9:14pm after the
D D
crowds dispersed.
E E
52. PW5 was tasked to estimate the crowds that evening and he
F F
estimated that there were approximately 20,839 people at around 8pm on
G all the soccer pitches in Victoria Park. His statement, exhibit P53 was read G
into the record in which he explains his methodology in calculating that
H H
estimate from sequential screenshots of video footage of the pitches.
I I
The Defence Case
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K The 4th Defendant K
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53. The 4th defendant is facing only Charge 1 and his case is that
M what he said and did in the 15 minutes he was at the Water Fountain Plaza M
in Victoria Park on 4 June 2020 cannot amount to incitement. What he said
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or did was not to persuade or encourage another to participate in an
O unauthorised assembly. His mere presence as a prominent outspoken O
public figure was insufficient to amount to and prove the elements of
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incitement.
Q Q
The 13th Defendant
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S 54. The 13th defendant elected to give evidence and stressed S
several times that as the Vice Chairperson of Hong Kong Alliance, she took
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responsibility and held herself accountable for the speeches and actions
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taken by Hong Kong Alliance irrespective of whether she was the speaker
C or not. C
D D
55. Her case is that Hong Kong Alliance did not incite others to
E participate in an unauthorised assembly because there was no unauthorised E
assembly that night. The proposed meeting was prohibited by the Police
F F
and no longer existed any more. The Hong Kong Alliance planned an
G online vigil but also planned for their own members to hold a G
commemoration in Victoria Park and as long as they did not exceed 50
H H
people then they were not breaking the law.
I I
56. The 13th defendant gave evidence that once inside in Victoria
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Park she could not see much beyond her own group of 20 to 30 people as
K she was surrounded by reporters. She did not know if those people outside K
of her own circle were there because of Hong Kong Alliance or for their
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own reasons. Hong Kong Alliance cannot be held responsible for however
M many other people were present at Victoria Park who may have come for M
their own personal reasons. She could not have stopped others entering the
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football pitches just as she would not have stopped friends of Hong Kong
O Alliance such as the 4th defendant appearing or joining them. O
P P
57. Hong Kong Alliance had contingency plans ready if the
Q Commissioner of Police prohibited their meeting. They would hold an Q
online meeting and appeal to the public to light a candle wherever they
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were in Hong Kong so that “flowers blossom” all over the territory. They
S would hand out candles to the public for this purpose. She herself was at a S
street booth in the afternoon of 4 June 2020 outside Victoria Park
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distributing candles and leaflets. She is heard announcing that Hong Kong
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Alliance members would still enter Victoria Park to commemorate June 4th
C Incident. C
D D
58. The 13th defendant’s case is simply that there was no
E unauthorised meeting that night in Victoria Park therefore she could not E
have knowingly taken part in one. The reasoning was that the notified
F F
meeting once banned by the Police no longer existed and no one else
G applied or notified the Police of another meeting so therefore any meeting G
in Victoria Park that night could not be labelled as unauthorised. They were
H H
not there physically for a meeting, only to light a candle. Lighting a candle
I in Victoria Park in a private gathering of Hong Kong Alliance members I
and friends of less than 50 was not an unauthorised assembly.
J J
K 59. She went further and said no authorisation was necessary to K
enter Victoria Park to light a candle. Therefore, she did not knowingly take
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part in an unauthorised meeting because there was no unauthorised meeting
M that night. M
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60. The 13th defendant did explain why Hong Kong Alliance
O would, in her own words, “of course” choose Victoria Park to light a candle O
because the candlelight vigil had been held there for 30 years. Victoria Park
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had a strong symbolic meaning because it represented a defiance to
Q authorities and represented resistance to the lies of the regime. She Q
described themselves as survivors of the 1989 movement and therefore
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would insist on lighting a candle in Victoria Park.
S S
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61. In cross examination by the prosecution, the 13th defendant
C agreed that the Alliance was determined to hold the June 4th vigil annually. C
She said it was their right, their freedom and their plan.
D D
E 62. She agreed that when the 1st defendant gave a speech at E
6:25pm on 4 June 2020 at the Water Fountain, she was stood next to him
F F
and that everyone in the 2 lines were there to support him. She said they
G were not there just to support him but there was “a common action amongst G
us.”
H H
I 63. She agreed that Hong Kong Alliance was encouraged by the I
turnout at Victoria Park because, despite the prohibition by the Police,
J J
people still came out to commemorate 4 June 1989. Even though there was
K no official Hong Kong Alliance event people still chose to come into K
Victoria Park. She said Hong Kong Alliance’s intention was for people to
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go everywhere all over Hong Kong as well as Victoria Park.
M M
64. She agrees that she did in the afternoon of 4 June at Great
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George Street shout using a loudhailer, telling the public that the
O candlelight vigil in Victoria Park could not be banned. She explained she O
meant candle light could not be banned. Lighting a candle was not an
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assembly. She explained when she was asking people to join a vigil, she
Q was referring to a vigil online for Hong Kongers and a vigil in Victoria Q
Park for people in “our circle”.
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S 65. The 13th defendant agreed the Water Fountain press S
conference attended by the 1st to 13th defendant to light a candle at 6:30pm
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was preplanned. A message was sent to the press to notify them that there
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was such an arrangement; at 6:30pm there would be a candle lighting
C ceremony and a slow walk into Victoria Park together as a group. However, C
she denied it was a call and incitement to other people to persist with their
D D
right to assembly and come into Victoria Park.
E E
66. The prosecution suggested she left her group after they arrived
F F
at the football pitches and before the commencement of the program; she
G walked around as seen in video footage. She agreed she was curious to see G
how many people had come and said she did see a lot of people on pitches
H H
holding candles but was not sure if they were attending a vigil. She
I suggested they were perhaps there in Victoria Park to join the Hong Kong I
Alliance on-line meeting.
J J
K 67. She disagreed that everything the 1st defendant said and did in K
Victoria Park was directed at those crowds present such as leading them in
L L
song or to observe a minute of silence. She said it was leading or directing
M those participating in an online meeting not everyone in Victoria Park. M
N N
The 19th Defendant
O O
68. The 19th defendant said she knew that the Police had banned
P P
the notified meeting of Hong Kong Alliance. She admits she was first at
Q Great George Street at a Demosisto party street booth in the afternoon and Q
then entered Victoria Park football pitch number 6 by about 7pm. She
R R
th
herself mourned June 4 Incident her own way and was not there for the
S same reasons as members of the Hong Kong Alliance. She was not a S
political figure but a very ordinary person in Hong Kong. She had nothing
T T
to do with Hong Kong Alliance therefore she was not gathered there taking
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B B
part in a public meeting they had convened or organized if they indeed had
C done so. C
D D
69. The 19th defendant said she was there that night to resist the
E prohibition of the Police. She was there to resist the authorities. She went E
there because she believed the authorities were using the pandemic as an
F F
excuse. She thought it was wrong that the Hong Kong Alliance had their
G annual event taken away from them. She felt the real purpose behind the G
ban was that the Police were trying to scare people from entering Victoria
H H
Park that night. She had heard Hong Kong Alliance talk about “flowers
I blossoming” across the territory but she thought they were not organising I
this at Victoria Park and that no one would go to Victoria Park to
J J
commemorate and that nothing would be done to commemorate. If she had
K known the crowds in Victoria Park were commemorating June 4th Incident, K
then she would not have gone.
L L
M 70. When asked in cross examination if she was there to join the M
June 4th vigil irrespective of her views on Hong Kong Alliance she said she
N N
never mourned 4 June because she disagreed that 4 June needed to be
O mourned. She thought action needed to be taken to keep alive the O
democratic movement of 1989. She believed the spirit of 1989 should
P P
continue. In any event, she said that she disagreed that there was a vigil in
Q Victoria Park there that night and if there were crowds mourning 4 June in Q
an unauthorised meeting then she had nothing to do with that crowd and
R R
did not care what they did.
S S
71. The 19th defendant was asked if she was not mourning why
T T
did she take white flowers which are a symbol of mourning into Victoria
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B B
Park and then take them away. She said she wanted to see if she would be
C arrested like those in China would be arrested for commemorating or C
mourning the anniversary of 4 June by holding candles and white flowers
D D
on the street in public. She said there was only one place in the world where
E people would be arrested for holding lit candles and flowers on 4 June and E
that was in China so she wanted to see if she would also be arrested here
F F
in Hong Kong.
G G
72. What she meant was she was testing the Police and the
H H
authorities and not mourning the date or incident by being there in Victoria
I Park with a lit candle and holding white flowers. In exhibit P40 a copy of I
her personal Facebook page, she posted a photo of herself that night at
J J
7:56pm shielding a lit candle and holding white flowers with others.
K K
73. She said that the proximity of her group of 8 and the group led
L L
by the 1st defendant, Lee Cheuk Yan with other members of the Hong Kong
M Alliance including the 13th defendant was not close, nor planned and M
merely a coincidence. She said when she entered Victoria Park she could
N N
not remember who she entered with but they walked to football pitch
O number 6 because she knew that there were many people about to enter the O
park behind them so it would become very crowded. They did not choose
P P
this football pitch or choose to be close to the main group because this pitch
Q was symbolic for the stage or platform of Hong Kong Alliance being Q
erected there annually. Her actions were not symbolic nor a show of
R R
solidarity with Hong Kong Alliance and their purpose.
S S
74. It was the 19th defendant’s evidence that she did not sing songs
T T
nor follow the commemoration program as set out by Hong Kong Alliance.
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B B
She did not observe a minute of silence although she did stand and was
C silent but only because others around her were silent. She had white flowers C
with her when she entered Victoria Park and sat down in her group of 8 but
D D
has no recollection of what happened to them. She did not bring them to
E lay down to commemorate and participate in a June 4th vigil. She held a E
candle but says she did not even know how to use the Hong Kong Alliance
F F
candle cup; in fact, she had one but burnt it by accident. All this said to
G show she was not there with Hong Kong Alliance but in her own personal G
capacity and therefore not participating in an unauthorised assembly if any.
H H
I 75. In cross examination she was taken through her Facebook post, I
exhibit P40 posted whilst still in Victoria Park just before 8pm. She posted
J J
photographs of herself and of the crowd. She also wrote that it was the first
K June 4th vigil with “no big platform” in 30 years. She referred to chants as K
well as songs associated with the June 4th vigil. She ended her post with
L L
this comment “In the first June 4th vigil with no approval, candlelight still
M fills the soccer pitches. Hong Kong people, will not allow our will to be M
suppressed.”
N N
O 76. She however disagreed with the certified translation of “no O
big platform” as well as the word “vigil”. Even though Hong Kong
P P
Alliance had referred to this being the first vigil in 30 years without their
Q usual stage or platform built on that soccer pitch, she herself was not Q
referring to a physical stage but says she meant “decentralised” as used by
R R
scholars in a political sense. She disagreed that her reference to the “first
S June 4th vigil” meant a vigil in the literal sense. She disagreed she was S
referring to the event as a June 4th vigil but explained she meant it was the
T T
meeting notified but not approved by the Police.
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B B
C 77. The 19th defendant agreed she referred to candlelight in her C
post and agreed a lot of people were holding lit candles but abstrusely said
D D
whether this meant it was a candlelight vigil she could not say. She clarified
E this answer and said if she says a vigil did not exist that night how could E
she be participating in it; although she lit a candle she was not participating
F F
in a vigil. She did not know if others were holding a candle to participate
G in a vigil because she could not speak for them. G
H H
78. The Prosecution, in closing submissions, MFI-12 summarised
I in full both the 13th and 19th defendants’ evidence as well as the evidence I
of the prosecution witnesses.
J J
K Defence Submissions K
L L
79. Mr Pang for the 4th defendant doubts the evidence and
M particulars for Charge 1 prove Hong Kong Alliance were inciting the public M
to attend a candlelight vigil inside Victoria Park on 4 June 2020. Their plan
N N
made public earlier and repeated at that press conference at the Water
O Fountain was to urge people to take part in an online rally not to physically O
gather in Victoria Park. Therefore, the elements of incitement have not
P P
been proved. MFI –13, his closing submissions set out the legal principles
Q and authorities relating to the definition and elements of incitement. Q
R R
80. Mr Pang submits that the defendant’s presence and conduct,
S even if he was there to support Hong Kong Alliance was not evidence of S
inciting others to commit a specific criminal offence. Even if he was
T T
supporting Hong Kong Alliance, the subject matter of that press conference
U U
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B B
was an online rally. He himself was not a committee member. The
C committee member’s plan to enter Victoria Park themselves was not a plan C
to hold a public assembly. Their plan was not a notifiable meeting and
D D
therefore “not subject to the notice of prohibition”.
E E
81. Mr Cheung for the 13th defendant submits the 13th defendant
F F
and Hong Kong Alliance disseminated a message that there would be an
G online vigil or rally for the public and that the members of Hong Kong G
Alliance would enter Victoria Park physically in their personal capacity
H H
only. Upon a reading of speeches made and interviews given, there was no
I evidence of incitement of others to join them and Charge 1 cannot be I
proved beyond reasonable doubt.
J J
K 82. The submission was that their own group by themselves, was K
not a meeting and therefore not unauthorised. Their group by themselves
L L
was not a notifiable meeting for the purposes of complying with
M regulations in the POO. If there were other people in Victoria Park other M
than their group, they were not there with Hong Kong Alliance nor were
N N
they the responsibility of Hong Kong Alliance, therefore, there was no
O unauthorised meeting for the 13th defendant to knowingly participate in. O
P P
th
83. Miss Wong for the 19 defendant says according to the
Q definition of a public meeting in section 2 of the POO, the prosecution have Q
not proved there was any public meeting convened or organised in Victoria
R R
Park that night. The prosecution had to prove that the unauthorised public
S meeting was the meeting notified to the police and prohibited. S
T T
U U
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B B
84. The 19th defendant, however, was not there as part of that
C meeting notified but prohibited. She was there for her own personal reasons C
therefore she was not participating in that particular meeting prohibited.
D D
Her proximity to the other defendants on football pitch no. 6 was irrelevant
E and insignificant. E
F F
85. Even if the Court found that the prohibited meeting of Hong
G Kong Alliance was convened and unauthorised, there were other people G
including herself with different views and for a different purpose also
H H
present in Victoria Park that night. The prosecution cannot prove they were
I all there for the one and same prohibited unauthorised meeting. If the I
prosecution cannot prove she was there for that prohibited meeting, then
J J
the elements of Charge 3 have not been proved. This submission was also
K adopted by the 13th defendant. K
L L
86. In final submissions, the prosecution made it clear that in
M relation to Charge 3 the unauthorised assembly particularised does mean M
the Hong Kong Alliance’s public meeting notified but subsequently
N N
prohibited as well as what was a spontaneous meeting of more than 50
O people of which the police were not notified pursuant to the Public Order O
Ordinance. The prosecution’s case is that Hong Kong Alliance held and
P P
conducted an unauthorised meeting and had always intended to hold one
Q regardless of whether or not they had authority to do so. Q
R R
87. The prosecution accepts that there may have been other
S people in Victoria Park that night for their own purposes but their case is S
that there was a large unauthorised meeting held by the 1 st defendant of
T T
th th th
Hong Kong Alliance and it was a June 4 vigil. The 13 and 19
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B B
defendants were by their conduct and proximity to the 1st defendant and
C Hong Kong Alliance committee members clearly participating in that vigil. C
D D
My Findings
E E
88. As I indicated earlier, I will first determine on the facts proved
F F
if the prosecution has proved beyond reasonable doubt all the elements of
G the offences. They do not fall or stand together. The defendants themselves G
do not fall or stand together.
H H
I 89. I have taken into account that on the date of the offence, 4 I
June 2020, all defendants on trial had clear records. I have considered the
J J
good character directions in relation to both credibility and propensity.
K K
90. The 4th defendant elected not to give evidence. That is his
L L
right and no adverse inference can be drawn against him. The fact that he
M did not give evidence proves nothing, one way or the other. It does nothing M
to establish his guilt. However, this means that there is no evidence from
N N
the defence to undermine, contradicted or explained the evidence presented
O by the prosecution. I referred myself to Li Defan v HKSAR (2002) 5 O
HKCFAR 320.
P P
Q 91. I have considered the oral as well as written submissions of Q
the prosecution, MFI-12, the 4th defendant, MFI -13, 13th defendant, MFI -
R R
th
14 and the 19 defendant, MFI-15. It is simply not practical in the course
S of these Reasons for Verdict for me to attempt to cover every aspect of the S
evidence of the witnesses; to identify individually and discuss every
T T
argument or submission made by individual counsel for the prosecution
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B B
and the defence. That I do not mention a particular piece of evidence,
C transcript, video recording, translation, submission or authority submitted C
does not mean that I have not considered it or factored it into my decision
D D
making.
E E
Charge 1 - the 4th and 13th defendants
F F
G 92. I have considered the elements of the incitement charge and G
legal principles I have been referred to, in particular by Mr Pang. A person
H H
is guilty of incitement to commit an offence if he incites another to do or
I cause to be done an act or acts which, if done, will involve the commission I
of the offence or offences by the other and he intends or believes that the
J J
other, if he acts as incited, shall or will do so with the fault required for the
K offence or offences. K
L L
93. It is the prosecution’s case that the unlawful act was to
M participate in an unauthorised public meeting inside Victoria Park on 4 M
June 2020. It is their case that the 1st to 13th defendants incited others when
N N
they gathered to line up at the Water Fountain Plaza at 6:25pm in a group
O to face the press together. The video footage, exhibit P21 shows the 4th O
defendant arriving to be greeted by the 1st and 2nd defendants before they
P P
and other defendants grouped together to light a candle at 6:30pm to start
Q proceedings. Q
R R
th
94. I am sure the 4 defendant arrived when he did for the sole
S purpose of or in order to participate in this press conference and candle S
lighting ceremony at 6:30pm. He can be heard suggesting to the 1st
T T
defendant when they should start lighting candles. He stood with the group
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B B
during the 1st defendant’s speech and chanted slogans with them in unison.
C The 4th defendant left as soon as the speeches were over and the others C
began to walk inside Victoria Park.
D D
E 95. Clearly he was there to support Hong Kong Alliance and did E
lend his support to their aim and that was, in my findings, to hold an
F F
unauthorised assembly despite the police ban and incite others to join them.
G He is a prominent public figure known to publicly share similar views as G
Hong Kong Alliance.
H H
I 96. Apple Daily online news ran an interview with the 4 th I
defendant dated 2 June 2020 at 2:20am, exhibit P10, where he is quoted as
J J
saying “if you are not intimidated by them, you should come out and
K continue to mourn in your own way or at Victoria Park.” He said it was K
important to light the candle to indicate their refusal to fade into oblivion
L L
on the night of 4 June. He said he would still walk into Victoria Park that
M night to mourn. He makes several references to the significance of M
candlelight on 4 June. This was the day after the widely reported ban by
N N
the police. This gives an indication of why he was present at the Water
O Fountain on 4 June 2020. O
P P
th
97. As usual and as anticipated, when the 4 defendant did arrive
Q at Victoria Park he was surrounded and followed by photographers and Q
reporters. His presence at that press conference was a deliberate act to rally
R R
support for and publicly spotlight the unauthorised assembly that followed.
S He need not use words of incitement to intend to incite others. S
T T
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A A
B B
98. He was interviewed later that evening after attending a church
C service to commemorate the date and said he was encouraged and inspired C
by the large turnout of those who did enter Victoria Park that night. That
D D
was immediately after the press conference he attended which I find was
E for the purpose of inciting others without lawful authority or reasonable E
excuse, to knowingly take part in an unauthorised assembly.
F F
G 99. The 13th defendant was the Vice Chair of Hong Kong Alliance G
at the material time. She stood with the 1st defendant and the other 11
H H
defendants also charged with inciting to light a candle at 6:30pm, to support
I the 1st defendant whilst he made a speech and chant in unison with him I
after his speech. I have no doubt what was said before and during this
J J
speech showed an intention by Hong Kong Alliance to hold an
K unauthorised assembly in Victoria Park despite the police ban. There is a K
transcript of the 1st defendant’s speech at that time which clearly indicates
L L
that Hong Kong Alliance were appealing to people to light candles all over
M the territory but also to come into Victoria Park to do the same. He appealed M
to “friends” to light candles “not only in Victoria Park but also anywhere”
N N
around the territory.
O O
100. In fact, what the 1st defendant and other defendants said before
P P
this press conference and after the vigil was declared at an end clearly
Q indicated an intention to defy the police ban. As an example, the 6 th Q
defendant gave a press conference from the Legislative Council, exhibit
R R
P11, that afternoon which was very inflammatory; he accused the police,
S the Government and the LCSD of suppression. He specifically says the S
Hong Kong Alliance will not give in to the Government or the police ban.
T T
U U
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B B
He then referred to going to Victoria Park himself after that press
C conference. C
D D
101. After the 1st defendant announced the end of the meeting in
E Victoria Park he can be heard saying at about 8:40pm that despite the police E
ban “as usual, our candlelight blossoms everywhere at Victoria Park”. He
F F
made several references to many Hong Kongers lighting candles with
G Hong Kong Alliance inside Victoria Park. G
H H
102. The 13th defendant handed out candles and leaflets near the
I Water Fountain Plaza in Victoria Park before the 6:30pm press conference I
and can be heard at about 5:40pm repeatedly making appeals to the public
J J
with a microphone to collect a candle whilst making reference to an online
K vigil. However, she also made many references to participating in the K
commemoration vigil that night without mentioning from where. She did
L L
make reference to the Hong Kong Alliance going inside Victoria Park and
M lighting candles saying they would not let the candlelight at Victoria Park M
extinguish.
N N
O 103. A reading of the 13th defendant’s own Facebook post, exhibit O
P38, clearly makes reference to those that will definitely join her in
P P
Victoria Park that night. She does not specifically appeal or invite people
Q to join her but implicitly that intention is there. She signs off with “see you Q
tonight”.
R R
S 104. I am sure the prosecution has proved beyond reasonable doubt S
from the evidence admitted that what was said and done as a group
T T
th th
gathered at the Water Fountain Plaza was an intention by the 4 and 13
U U
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B B
defendants and others to unlawfully incited others to knowingly take part
C in an unauthorised assembly in Victoria Park that evening. The elements C
of the offence have been proved.
D D
E 105. The 13th defendant’s evidence was a weak attempt to deflect E
the truth and intention to publicly and openly defy the police ban. The
F F
undisputed and admitted evidence does not support her attempt to try and
G contradict or misrepresent it. I am sure the prosecution can prove beyond G
reasonable doubt that the 4th and 13th defendant committed Charge 1
H H
despite their clear records at that material time.
I I
106. As the offence of incitement is for preventative purposes, an
J J
incomplete or attempted crime is sufficient to amount to incitement.
K However, in this case I am sure, after considering the evidence and K
submissions that there was an unauthorised public assembly in Victoria
L L
Park despite an objection to it by the Commissioner of Police.
M M
Charge 3 - the 13th and 19th defendants
N N
O 107. Both the 13th and 19th defendants face Charge 3. Both admit O
knowing the Hong Kong Alliance meeting had been banned. Both gave
P P
evidence why they were in Victoria Park and why they were not part of
Q any unauthorised assembly. I reject their evidence as frankly nonsensical. Q
They were both at times evasive and abstruse for the purposes of being
R R
provocative and argumentative. I repeat, even the admitted facts do not
S support the evidence given by either defendant. Their evidence was a poor S
attempt to either negate or repudiate evidence that was overwhelming and
T T
undisputed.
U U
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B B
C 108. I find an unauthorised assembly was held by Hong Kong C
Alliance who announced in advance they would still be proceeding into
D D
Victoria Park to hold a vigil despite the police ban. From the evidence of
E news footage, it is clear that many people followed them in. Barriers were E
torn down around the football pitches and they were occupied by thousands
F F
of people. By 8pm there were an estimated 20,000 people.
G G
109. So much of what the 1st defendant did, with the 13th defendant
H H
beside him showed that they intended to hold a candlelight vigil and
I commemorate the date. So much of what he said showed that they knew I
there were many people in Victoria Park with them and for the same reason.
J J
He referred to “friends” in Victoria Park and “friends behind him” and
K “friends here”. When he appealed to “friends here” to observe a minute of K
silence, it is quite clear from the news footage that many people did observe
L L
a minute of silence. He referred to them occupying the whole Victoria Park
M to continue to commemorate. He shouted many slogans that were repeated M
at volume.
N N
O 110. The 13th defendant can be seen at 7:40pm before the program O
started walking around the football pitches with another person weaving
P P
amongst groups of people sat on the ground. Her evidence that she could
Q not see or hear beyond her own group was clearly an attempt to evade Q
questions about the many thousands of people in Victoria Park and on the
R R
pitches.
S S
111. I also reject the 19th defendant’s evidence that she was there
T T
for her own purpose and definitely not there to commemorate the date with
U U
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B B
Hong Kong Alliance. I reject the submission that she did not come within
C the meaning or interpretation or definition of “meeting” as set out in section C
2 of the POO.
D D
E 112. Taking into account the facts agreed, the news footage of the E
19th defendant’s movements, actions and position inside Victoria Park in
F F
relation to her proximity to the Hong Kong Alliance committee members,
G her Facebook post including photos attached, as well as her carrying a G
bunch of white flowers and a lit candle, I am sure she was there to
H H
commemorate the date, participate in the vigil as planned by Hong Kong
I Alliance as well as protest against the police ban. The reality was, any I
intention to come out and participate in the candlelight vigil in Victoria
J J
Park that night was an act of defiance and protest against the police.
K K
113. At 7:56pm that evening, whilst sat on a football pitch inside
L L
Victoria Park very close to the Hong Kong Alliance group, she posted
M photographs and a comment on her Facebook page. She referred to what M
was going on in Victoria Park as “first June 4th vigil with “no big platform”
N N
in 30 years”. She referred to the “flowers of freedom” song played which
O is known to be associated with this vigil. She mentioned chants of “Liberate O
Hong Kong, revolution of our times” associated with the social unrest from
P P
2019. She ended her post with “today, in times of the National Security
Q Law, mourning is resisting. In the first June 4th vigil with no approval, Q
candlelight still fills the soccer pitches. Hong Kong people, will not allow
R R
our will to be suppressed”.
S S
114. This post is accompanied by a photograph of her stood next
T T
to another with both cradling a bunch of white flowers as well as holding
U U
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A A
B B
a lit candle in a Hong Kong Alliance candle cup. Both are shielding the
C candle to prevent it extinguishing. C
D D
115. The 19th defendant objected to the certified translation of
E “vigil” and “big platform” however, I find no fault in the certification as E
confirmed by my qualified interpreter. She said she put quotations around
F F
“no big platform” to indicate she meant decentralised in the political sense.
G Even if that was her intention behind the quote, a plain and literal reading G
of the rest of the post indicates she was participating in the banned June 4 th
H H
vigil by holding a candle amongst enough other people to fill all the
I football pitches. Her evidence that despite her reference to candlelight she I
did not know if all those people holding candles were participating in the
J J
June 4th vigil is neither here nor there; I am sure that the majority were
K there for that reason. K
L L
116. Much was made of the statutory definition of “meeting” and
M that it was incapable of covering “decentralised” political actions which M
were not organised or convened by one particular organiser but
N N
spontaneous and self-initiated by individuals. I can deal shortly with this
O submission; I am sure from the evidence proved by the prosecution that the O
19th defendant was indeed knowingly participating in an unauthorised
P P
assembly intentionally held by Hong Kong Alliance.
Q Q
117. I am sure there was a public meeting that night in Victoria
R R
Park that was subject to an objection by the Commissioner of Police which
S became an unauthorised assembly. I am sure the prosecution can prove S
beyond reasonable doubt from the evidence proved and admitted that both
T T
th th
the 13 and 19 defendants were knowingly taking part in that
U U
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A A
B B
unauthorised assembly which took place in contravention of section 7 of
C the POO, which was an unauthorised assembly by virtue of section C
17A(2)(a) of the same Ordinance. All the elements of charge 3 are proved.
D D
E 118. In conclusion, I find the 4th and 13th defendants both guilty of E
Charge 1 and the 13th and 19th defendants both guilty of Charge 3.
F F
G Constitutional Challenges G
H H
119. On 1 September 2021 as directed, the 4th defendant filed
I written submissions on his systemic constitutional challenge whilst the 13 th I
defendant by letter from her solicitors raised certain issues relating to the
J J
decision of the Commissioner of Police and submitted that to impose
K criminal liability on a peaceful demonstration is a disproportionate K
restriction of a defendant’s right to freedom of assembly, demonstration
L L
and speech. The 19th defendant indicated she adopted both their
M submissions. M
N N
Systemic Proportionality Challenge
O O
120. The systemic constitutional challenge raised by the 4th
P P
defendant was raised by him in a recent “unauthorised assembly” case,
Q HKSAR v Lai Chi Ying and others, [2021] HKDC 398. In that case there Q
was a systemic challenge by the 4th defendant to the constitutionality of
R R
section 17A(3)(a) and section 17A(3)(b)(i) of the POO.
S S
121. In this case, the same challenge is raised as to whether
T T
criminalising the participation of an unauthorised assembly as provided for
U U
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A A
B B
in section 17A (3) amounts to a disproportionate restriction on the right of
C freedom of assembly and procession protected under Article 27 of the C
Basic Law and Article 17 of the Hong Kong Bill of Rights Ordinance, Cap
D D
383 which corresponds to Article 21 of the International Covenant on Civil
E and Political Rights. E
F F
122. The 4th defendant submits that section 17A (3) should be
G struck down as unconstitutional as it fails to satisfy the proportionality G
analysis. If the predicate offence is found to be unconstitutional, the 4 th
H H
defendant cannot therefore be guilty of incitement to commit an
I unconstitutional offence. All defendants submit that to impose criminal I
sanctions for participation in a peaceful unauthorised assembly would
J J
disproportionately restrict the right to freedom of assembly.
K K
123. The 4th defendant also submits that the maximum term of
L L
imprisonment of 5 years that could be imposed for a breach is too severe;
M so severe it is disproportionate. So severe it has a chilling effect on those M
that wish to exercise their right to freedom of assembly.
N N
O 124. The 13th defendant challenges the decision of the O
Commissioner of Police. She submits the prohibition of the June 4th vigil
P P
on the grounds of public health was neither prescribed by law nor
Q proportionate; therefore, ultra vires and unconstitutional. The prohibition Q
of the public meeting on the grounds of public health is not prescribed by
R R
law nor derived from authority provided for by section 9 (1) of the POO.
S S
125. Section 9 (1) provides that the Commissioner of Police may
T T
prohibit the holding of any public meeting notified under section 8 where
U U
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A A
B B
he reasonably considers such prohibition to be necessary in the interests of
C national security or public safety, public order or the protection of the rights C
and freedoms of others.
D D
E 126. At the same time, it was submitted that alternatives to a E
complete ban had not been considered; a complete ban was a
F F
disproportionate restriction. There was a failure on the part of the
G Commissioner of Police who had a positive duty to facilitate peaceful G
assemblies.
H H
I 127. The 13th defendant also submits the prohibition of the public I
meeting was politically motivated as was the subsequent arrest and
J J
prosecution of the 13th defendant. The aim was to eliminate dissenting
K voices and opposition leaders as well as suppress the memory of the June K
4th Incident. This was not put to any witness.
L L
M 128. Courts recognise certain constitutional guaranteed rights are M
absolute and never subject to a proportionality analysis. Where guaranteed
N N
rights are not absolute, the law can create restrictions limiting such rights.
O Courts can question those restrictions and it will do so by subjecting them O
to a proportionality analysis.
P P
Q 129. For the sake of brevity and because the argument is identical Q
I adopt my reasons and findings from Lai Chee Ying and others 2021. I
R R
found I was bound by precedent and there were no grounds for a
S constitutional systemic challenge to section 17A (3) on the ground that this S
challenge was precluded by the authority of Leung Kwok Hung v HKSAR
T T
(2005) 8 HKCFAR 229. That decision held the notification scheme under
U U
V V
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A A
B B
the POO was constitutional, including section 17A. That offence creating
C section must have been in the purview of the Court of Final Appeal and I C
was bound by it.
D D
E 130. I adopt my paragraphs 216 to 253 and 260 to 282 in Lai Chee E
Ying and others 2021. I found then and I find again here in this case no
F F
grounds to challenge the imposition of criminal sanctions nor the provision
G of sanctions itself. G
H H
131. Accordingly, this challenge on a systemic level fails and I find
I that the subject offence under section 17A (3) is constitutional. I
This
J J
Is Public Health Part of Public Safety?
K K
132. The 13th defendant submits that the decision to prohibit the
L L
public meeting was based on public health grounds as a result of the
M pandemic arising from COVID-19. Since public health has nothing to do M
with national security or public safety, public order or the protection of the
N N
rights and freedoms of others then the decision must be ultra vires and not
O prescribed by law. O
P P
133. The prosecution’s case was that in the context of the POO, the
Q concept of public safety would include the risks and threats posed to the Q
lives, physical integrity or health of the public. Equally, the concept of
R R
protecting the rights and freedoms of others would include the same.
S S
134. COVID-19 was declared a pandemic in March 2020. The
T T
pandemic is an epidemic of an infectious disease that has spread worldwide
U U
V V
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A A
B B
and affected millions of people. In Dr Chen’s memo to the police she points
C out there is ample evidence that mass gatherings can amplify the spread of C
infectious diseases. COVID-19, a threat in the form of a pandemic, was a
D D
different threat to public order, public safety and the protection of the rights
E and freedoms of others from, for example, certain violence and destruction E
arising from serious social unrest but nonetheless still a threat.
F F
G 135. Clearly it was prudent of the Police to seek the advice of the G
Department of Health as to their view of mass gathering events at that
H H
material time. A situation that affects the safety of Hong Kongers as well
I as their rights and freedoms to be protected from a pandemic must be I
considered by the Commissioner of Police. In fact, he would be negligent
J J
to ignore a pandemic and the advice of the Department of Health. I find
K there is no basis for the 13th defendant to argue that the Commissioner of K
Police’s decision to prohibit the public meeting notified was not prescribed
L L
by law.
M M
Operational Proportionality challenge
N N
O 136. All defendants challenge the merits of the decision of the O
Commissioner of Police. It was submitted that on an operational level, the
P P
Police had unnecessarily prohibited the public meeting and the
Q unnecessary prohibition had the effect of disproportionately encroaching Q
on the right and freedom of assembly.
R R
S 137. It was also submitted that to later arrest, prosecute and S
possibly convict and sentence the defendants for either inciting peaceful
T T
assembly or taking part in one is in violation of and disproportionate to the
U U
V V
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A A
B B
constitutional guarantees and rights of those defendants. This violates the
C principle of tolerance and proportionality on an operational level. C
D D
138. The defendants point out that the pandemic was not severe at
E the material time, the number of cases of COVID-19 were decreasing at E
the material time and therefore the decision to prohibit the public meeting
F F
was disproportionate.
G G
139. The defence also submits that the Police should have explored
H H
and proposed precautionary conditions for the organisers to implement so
I as to facilitate the public meeting and the exercise of the defendants’ I
constitutional rights to freedom of peaceful assembly.
J J
K 140. The prosecution argues that it is not open to any of the K
defendants to challenge the merits of the decision of the Commissioner of
L L
Police in a criminal trial. That should have been resolved by an appeal to
M the Appeal Board or a Judicial Review. Moreover, that decision itself is M
not an essential element of the subject offence under section 17A (3).
N N
O 141. The prosecution submits that there are in fact, no arguable O
grounds for a challenge on an operational level. I have referred myself the
P P
Court of Appeal in Leung Kwok Hung v Secretary for Justice (No. 2) (2020)
Q 2 HKLRD 771 which I believe lays down guidelines for an operational Q
challenge.
R R
S 142. An operational proportionality challenge was raised in Lai S
Chee Ying and others 2021 and I rely on my decision there and quote
T T
myself from paragraph 285,
U U
V V
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A A
B B
“285. …in the lead up to these guidelines the Court of
C C
Appeal (in Leung Kwok Hung (No. 2) 2020) first considered
D relevant authorities on the permissible restrictions on the D
fundamental rights of demonstration and expression.
E E
286. That prohibition on Face Covering Regulation came
F F
into being because, as the Court of Appeal observed “since June
G 2019, Hong Kong has experienced serious social unrests and G
public disorder marked by protests, escalating violence,
H vandalisms and arson across the territory. It is a dire situation H
that has not been seen in the last 50 years.” Paragraph 1.
I I
287. The Court of Appeal made it clear when either
J J
measures that interfered with freedom of assembly or
K enforcement action taken by authorities were to be subject to a K
proportionality requirement then, that proportionality analysis
L has to be applied on 2 different levels. I quote the paragraphs L
identified as the guidelines;
M M
N
“182. Thus, the proportionality analysis has to be N
applied on 2 different levels:
O (1) examining the systemic proportionality by O
reference to the legislation or rules in question;
P P
(2) examining the operational proportionality by
reference to the actual implementation or enforcement of the
Q Q
relevant rule on the facts and specific circumstances of a case at
R the operational level. R
S 183. In these appeals, it should be emphasised S
that we are only concerned with the first level of challenges. It
T T
remains for the court to assess the proportionality on the second
U U
V V
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A A
B level on the facts and circumstances in a particular case if a B
charge is brought against a person.
C C
D 184. The Strasbourg Court continued at (155) – D
(157) in Kudrevicious v Lithuania to identify the need to have
E measures to restrict conducts causing disruption to ordinary life E
to a degree exceeding that which is inevitable for peaceful
F F
demonstration and assembly. At (155), the Court alluded to 2
important mindsets for striking the balance:
G G
(1) on the one hand, the public authorities have to
H show a degree of tolerance; H
(2) on the other hand, demonstrators should comply
I with the regulations in force.” I
J J
288. The operational challenge is explained at para 182(2).
What is to be operationally proportional is the actual
K implementation or enforcement if there is any, on the facts and K
specific circumstances of a case. This must be read in
conjunction with paragraph 181 and the Court of Appeal
L L
references to Kudrevicius v Lithuania (2016) 62 EHRR 34.
M 289. In para 181, it refers to a scenario when a demonstration M
has not been authorised. It summarises some general
observations from Kudrevicius;
N N
“181. ...Whilst acknowledging that it is essential to
O have a system of prior notification, the absence of prior O
authorisation does not give carte blanche to the authorities in
taking enforcement actions. Such actions would still be subject
P to proportionality requirement. The Court highlighted that P
though there could be special circumstances which justify the
Q
holding of spontaneous demonstrations without prior Q
notification, such exception must not be extended to the point
where the absence of prior notification of a spontaneous
R demonstration can never be a legitimate basis for crowd R
dispersal.”
S S
290. In my view, the Court of Appeal is referring to
enforcement action against a demonstration on the day, here
T with specific reference in the last line to crowd dispersal. Public T
authorities have to show a degree of tolerance in what action
they decide to take at the time. Some level of disruption can be
U U
V V
- 44 -
A A
B inevitable in any demonstration so just that fact alone does not B
justify an interference with the right to freedom of assembly
C hence, a tolerant approach is required.” C
D D
143. Indisputably, on 4 June 2020 the Police took no enforcement
E action. PW1 gave her reasons for this decision. There was no restriction E
therefore upon the exercise by any defendant of their rights or freedom of
F F
procession and freedom of assembly that day. There is nothing to subject
G to an operational proportionality challenge. However, it does not follow G
that there cannot or will not be any action taken later by the authorities in
H H
the form of arrests and prosecutions.
I I
144. The decision to prosecute remains the sole authority of the
J J
Department of Justice according to the Basic Law; there were no grounds
K raised to justify an interference with that decision. K
L L
145. I adopt what I said from paragraph 291 to 310 in that same
M case, Lai Chee Ying and others 2021. For the sake of brevity again, I will M
not repeat my reasons. I am sure the Court of Appeal did not mean in Leung
N N
Kwok Hung (No.2) 2020 at paragraph 183 that a charge or the decision to
O prosecute is open to an operational proportionality challenge and the O
decision to prosecute should be examined.
P P
Q 146. In Leung Kwok Hung (No.2) 2020 no criminal charge or Q
conviction was the subject of that appeal therefore, they were only
R R
st
concerned with the 1 level of challenge and that was a proportionality
S S
analysis examining the systemic proportionality by reference to the
T
legislation or rules in question. The court would only examine the 2nd level, T
the operational proportionality if charges are brought against a person
U U
V V
- 45 -
A A
B B
which was not the situation in that appeal. Hence, their remark that it
C remains for the court in another case to assess the proportionality on the C
nd
2 level on the facts and circumstances when a charge is brought against a
D D
person.
E E
147. I agree with the prosecution’s submission that there are no
F F
matters relied on by the defendants that constitute arguable grounds for an
G operational proportionality challenge. I agree with the interpretation that G
any subsequent arrest and decision to prosecute are not matters to be
H H
subject to that challenge.
I I
148. In paragraphs 302 to 310 in Lai Chee Ying and others 2021 I
J J
dealt with the same submission as here that the decision to arrest and
K decision to prosecute the defendants should be subject to a proportionality K
analysis. The systemic challenge has failed and the relevant sections
L L
constitutional. The subsequent arrest of the defendants was therefore
M lawful. If the propriety and lawfulness of an arrest is questioned, that will M
be dealt with on the facts during the course of the criminal trial and not by
N N
a constitutional challenge. The same principle applies to the submission
O that a conviction would be disproportionate. O
P P
th
149. The 4 defendant has relied on a recent appeal from the
Q Supreme Court of the United Kingdom, Director of Public Prosecutions v Q
Ziegler (2021) 3 WLR 179 a case concerning the obstruction of roads and
R R
highways. There the Court considered the conduct and intention of the
S appellants in an evaluation of proportionality. Did their actions cause or S
prevent disorder; was the conduct reasonable. A defence was raised in that
T T
authority.
U U
V V
- 46 -
A A
B B
C 150. I have considered that authority and find I can distinguish it C
because the nature of those charges in that authority were very different
D D
from the offences under section 17A of the Public Order Ordinance. I also
E made a similar distinction in Lai Chee Ying and others 2021 and I adopt E
my paragraphs 263 and 264.
F F
G Merits of the Decision of the Commissioner of Police G
H H
151. The 4th defendant challenges the reasonableness of the
I decision of the Commissioner of Police in banning the public meeting. In I
final submissions it is stated that he accepts that whether the Commissioner
J J
was right or wrong in objecting to the public meeting cannot be challenged
K as laid down by the decision of Leung Kwok Hung 2005. He goes on to say K
however, the reasonableness of that decision is a relevant consideration for
L L
this Court when considering whether a conviction is a justifiable
M infringement on the constitutional rights, paragraph 34 of MFI-13. M
N N
152. Much was made of the police memo to the Department of
O Health. Much was made of the evidence and opinion of Dr Chen as well as O
the statistics as to the number of COVID cases in January to May 2020
P P
referred to in exhibit D2.
Q Q
153. Mr Pang for the 4th defendant says that he would have been
R R
unable to appeal to the Appeal Board after the Letter of Objection from the
S Commissioner of Police because the 4th defendant had no locus standi. S
Similarly, the same would apply to the 4th defendant launching a Judicial
T T
U U
V V
- 47 -
A A
B B
Review. Mr Pang says that his only recourse in challenging the merits of
C that decision is during the criminal trial and in his defence of Charge 1. C
D D
154. The prosecution’s position is that to argue the merits of the
E decision to prohibit the public meeting or to deny that COVID-19 was the E
real reason behind the decision are not constitutional challenges on the
F F
subject offence on either a systemic or operational level. I agree with this
G position. G
H H
155. It is not open to the defendants to challenge to the merits of
I the decision during the trial. Firstly, the issue should have been resolved I
by the Appeal Board according to the statutory mechanism for aggrieved
J J
parties and then a Judicial Review.
K K
156. The prosecution’s case is that, in any event, on a true
L L
construction of the POO, the validity and merits of the Commissioner’s
M decision is not an essential element of the subject offence under section M
17A (3) and therefore, it is unnecessary for this Court to consider. I also
N N
agree with this position.
O O
157. I was referred to an authority for the proposition that it was
P P
not open to a defendant in a criminal trial to challenge the validity of a
Q statutory or regulatory order unless there were no other avenues available Q
to him to appeal the order, HKSAR v Sky Wide Development Ltd (2013) 1
R R
HKLRD 613. In that authority the defendants challenged the validity of a
S building demolition order during their trial when the Buildings Ordinance S
provided a statutory mechanism for an avenue for appeal which was not
T T
utilised.
U U
V V
- 48 -
A A
B B
C 158. It would make no sense if only those named in the Notification C
th
submitted under the POO could appeal to the Appeal Board yet the 4
D D
defendant, being someone who incited others to participate in an
E unauthorised assembly was able to effectively appeal it during a criminal E
trial instead.
F F
G 159. After considering submissions from both the defence and the G
prosecution, I do not find it open to the 4th defendant in this trial to
H H
challenge the merits of the decision of the Commissioner of Police. It is
I not relevant to the elements of either Charge 1 or Charge 3. It is I
unnecessary for the purposes of this trial to determine whether the ban of
J J
the public meeting was justified, reasonable or proportionate.
K K
160. However, I will add that even if it was relevant and I should
L L
consider the merits of the decision then I would, without hesitation, rule
M against the defence. The Department of Health’s opinion and M
recommendation was very clear. The numbers of COVID cases from April
N N
2020 had decreased because Dr Chen contributed that to the concerted
O efforts of the whole community in maintaining social distancing amongst O
other effective measures. That did not mean Hong Kongers were safe from
P P
COVID-19.
Q Q
161. I would have given weight to Dr Chen’s evidence that even if
R R
all possible precautionary measures were implemented in Victoria Park
S during a public meeting of between 50,000 and 100,000 people, she would S
still be of the same professional opinion that a mass gathering of that nature
T T
U U
V V
- 49 -
A A
B B
of which she had had prior personal experience, would be a risk to public
C health at that material time. C
D D
Conclusion
E E
162. After a careful consideration of the submissions, I find no
F F
matters raised by any of the defendants can constitute arguable grounds for
G an operational proportionality challenge. Accordingly, the constitutional G
challenge of section 17A (3) of the Public Order Ordinance on an
H H
operational level must fail. Both constitutional challenges on the systemic
I and operational level have failed. I
J J
Summary
K K
163. I have found after trial the prosecution able to prove beyond
L L
reasonable doubt that on 4 June 2020, the 4th and 13th defendants together
M with others unlawfully incited other persons to that lawful authority or M
reasonable excuse, knowingly take part in a public meeting which was an
N N
unauthorised assembly.
O O
164. I have also found after trial the prosecution able to prove
P P
th th
beyond reasonable doubt that on the same day the 13 and 19 defendants
Q knowingly took part in an unauthorised assembly as defined in section Q
17A(2)(a) of POO in Victoria Park without lawful authority or reasonable
R R
excuse.
S S
165. I did go on to consider constitutional challenges. The systemic
T T
challenge failed for the sole reason that this Court is bound by the decision
U U
V V
- 50 -
A A
B B
made by the Court of Final Appeal in Leung Kwok Hung 2005. The
C constitutionality of section 17A was decided in that authority and a binding C
precedent.
D D
E 166. Similarly, I found the operational challenge failed for the sole E
reason that there were no matters relied upon by the defendants that could
F F
constitute good and arguable grounds for an operational proportionality
G analysis as envisaged by the Court of Appeal in Leung Kwok Hung (No. 2) G
2020.
H H
I 167. Accordingly, and despite the clear records of all 3 defendants, I
I find the 4th and 13th defendants guilty of Charge 1. I find the 13th and 19th
J J
defendants guilty of Charge 3.
K K
L L
M M
(A J Woodcock)
N N
District Judge
O O
P P
Q Q
R R
S S
T T
U U
V V
A A
B B
DCCC 857-875, 877-884, 886-889, 891 & 893/2020 (Consolidated)
C [2021] HKDC 1547 C
D D
IN THE DISTRICT COURT OF THE
E HONG KONG SPECIAL ADMINISTRATIVE REGION E
CRIMINAL CASE NOS 857-875,877-884, 886-889, 891 & 893 OF 2020
F F
G ---------------------------- G
HKSAR
H H
v
I LAI CHEE YING (D4) I
CHOW HANG TUNG (D13)
J J
HO KWAI LAM (D19)
K ---------------------------- K
L L
Before: Her Honour Judge Amanda J Woodcock in Court
M Date: 9 December 2021 M
Present: Ms Laura Ng, Senior Assistant Director of Public
N N
Prosecutions (Ag) and Mr Edward Lau, Senior Public
O Prosecutor (Ag), for HKSAR/Director of Public Prosecutions O
P P
Mr Robert Pang, S.C., leading Mr Jeffrey Tam, Mr Ernie
Q Tung and Mr Joshua Ngai instructed by Robertsons, for the Q
4th defendant
R R
Mr Y. L. Cheung, instructed by Ho Tse Wai & Partners, for
S the 13th defendant S
Miss Allison Wong, instructed by Ho Tse Wai & Partners, for
T T
th
the 19 defendant
U U
V V
-2-
A A
B B
Offences: [1] Incitement to knowingly take part in an unauthorized
C assembly(煽惑他人明知而參與未經批准集結) - D1-D13 C
[3] Knowingly taking part in an unauthorized assembly(明
D D
知而參與未經批准集結) - D1-D3, D5-D20
E E
F
-------------------------------------- F
REASONS FOR VERDICT
G G
--------------------------------------
H H
1. This trial arises from a consolidated case that involved 20
I I
defendants. 17 defendants pleaded guilty before trial. The 4th, 13th and 19th
J defendants proceeded to trial. J
K K
2. The 4th and 13th defendants face Charge 1, incitement to
L knowingly take part in an unauthorised assembly, contrary to Common L
Law and section 17A(3)(a) of the Public Order Ordinance, Cap 245 and
M M
punishable under section 101I of the Criminal Procedure Ordinance, Cap
N 221. N
O O
3. On 4 June 2020 at Water Fountain Plaza, Victoria Park,
P Causeway Bay, in Hong Kong they together with other defendants P
unlawfully incited other persons unknown to, without lawful authority or
Q Q
reasonable excuse, knowingly take part in a public meeting which took
R place in contravention of section 7 of the Public Order Ordinance, which R
was an unauthorised assembly by virtue of section 17A(2)(a) of the same
S S
Ordinance.
T T
U U
V V
-3-
A A
B B
4. The 13th and 19th defendants face Charge 3, knowingly taking
C part in an unauthorised assembly, contrary to section 17A(3)(a) of the C
Public Order Ordinance.
D D
E 5. On the same day, 4 June 2020, at Victoria Park, they together E
with the defendants named and others unknown, without lawful authority
F F
or reasonable excuse, knowingly took part in a public meeting which took
G place in contravention of section 7, which was an unauthorised assembly G
by virtue of section 17A(2)(a) of the Public Order Ordinance, “POO”.
H H
I 6. Charge 2, holding an unauthorised assembly only involved I
the 1st defendant, Mr Lee Cheuk Yan who pleaded guilty to this Charge as
J J
well as Charges 1 and 3 before trial.
K K
Background
L L
M 7. For many years now the Hong Kong Alliance in Support of M
Patriotic Democratic Movements of China, “Hong Kong Alliance” has
N N
submitted a notification to the Police to hold a public meeting in Victoria
O Park on 4th June each year. On 23 April 2020, the 3rd defendant, Mr. TSOI O
Yiu Cheong Richard on behalf of the Hong Kong Alliance submitted a
P P
similar notification to the Police. The purpose of the public meeting was
Q again to “mourn the anniversary of the June 4th Incident” with an estimated Q
number of participants between 50,000 and 100,000.
R R
S 8. There was a liaison meeting between the Police and the S
representatives of Hong Kong Alliance including several defendants. The
T T
Department of Health were also consulted, by memo from the Police,
U U
V V
-4-
A A
B B
exhibit P50, and advised in writing against holding any mass gatherings on
C 4 June 2020 in view of the coronavirus pandemic, exhibit P3. C
D D
9. On 1 June 2020, the Commissioner of Police issued a notice
E to Hong Kong Alliance as required, prohibiting the holding of the proposed E
public meeting in the interests of public order, public safety, and the
F F
protection of the rights and freedoms of others. Hong Kong Alliance did
G not appeal that decision nor Judicial Review it. G
H H
10. Despite the prohibition, the prosecution alleges that on 4 June
I 2020 members of Hong Kong Alliance and others including the 4th and 13th I
defendants, incited others to take part in what would be an unauthorised
J J
assembly relating to the June 4th Incident. By 8pm that night there were
K approximately 20,000 people including the 13th and 19th defendants K
gathered on the football pitches inside Victoria Park which were originally
L L
closed off to the public due to COVID-19.
M M
11. Despite the prohibition, the Police did not take any
N N
enforcement action on the day in Victoria Park nor make their presence
O known. There were Police outside Victoria Park in Causeway Bay but O
again they took no enforcement action during the material time. The
P P
decision was made not to take any enforcement action to avoid any conflict
Q arising between the Police and members of the public. During the afternoon, Q
several roads near Victoria Park had to be closed off to traffic for safety
R R
reasons and because of the obstruction caused by the number of people
S present. S
T T
U U
V V
-5-
A A
B B
The Issues
C C
12. The issues raised include whether or not the defendants
D D
incited other persons unknown to take part in an unauthorised assembly
E and whether there was an unauthorised assembly that evening. It was E
submitted that the people who were present in Victoria Park were there for
F F
their own personal reasons and intentions; not convened or organised by
G the Hong Kong Alliance. G
H H
13. There are constitutional challenges by all the defendants on a
I systemic level as well as an operational level. They will come into play if I
I find the prosecution has proved the Charges beyond reasonable doubt.
J J
K 14. The defence submits these offences should not carry a K
criminal sanction and/or the maximum sentence of 5 years that can be
L L
imposed is too severe to be proportional and constitutional. The defence
M submits that the sole legitimate aim for imposing criminal sanctions is to M
ensure the compliance with the notification system and therefore, the
N N
restrictions arising from section 17A (3) are not rationally connected with
O or are disproportionate to the legitimate aim if it were to be subjected to a O
4-step proportionality test.
P P
Q 15. On an operational level, the defendants submit that they Q
should not have been arrested later nor prosecuted, subjected to a trial and
R R
possibly face a conviction for what turned out to be a peaceful public
S meeting. S
T T
U U
V V
-6-
A A
B B
16. The 4th defendant submits that the decision of the
C Commissioner of Police to prohibit the public meeting can be challenged C
by him during the trial and it is submitted that the prohibition of the
D D
meeting was disproportionate; a constitutional challenge on an operational
E level. E
F F
The Prosecution’s Case
G G
17. It is the prosecution’s case that the Commissioner of Police
H H
took into account the advice of experts, the Department of Health. In view
I of the COVID-19 pandemic, the risk of a major community outbreak I
existed at the time and the Government’s response level of the
J J
“preparedness and response plan for novel infectious disease of public
K health significance” was at the highest level, an emergency level. Since K
January 2020, this response level remained at the highest level. This meant
L L
that the risk of an impact to health caused by the pandemic on the local
M population was high and imminent. M
N N
18. The Department of Health assessed the risks and set out their
O considerations in their recommendation, exhibit P3. A mass gathering O
event was not recommended. Public safety and the protection of the rights
P P
and freedoms of others must include public health considerations that
Q directly affect the local population. Q
R R
19. It is the prosecution’s case that the defendants deliberately
S flouted the law and ignored the prohibition by the Police by inciting others S
and/or then knowingly took part themselves in an unauthorised public
T T
assembly in Victoria Park on 4 June 2020.
U U
V V
-7-
A A
B B
C 20. The decision by the Commissioner of Police to prohibit the C
holding of the proposed public meeting was widely broadcasted, printed
D D
and discussed in many media outlets. There were press conferences and
E interviews given by defendants in this case who were members of the Hong E
Kong Alliance as well as the 4th defendant. These are set out in exhibit P1,
F F
the Admitted Facts.
G G
21. Other than those widely broadcasted interviews and media
H H
news reports, the prosecution says anybody in or near Victoria Park on 4
I June 2020 must have known that anybody participating in a meeting in I
Victoria Park that night would be joining an unauthorised assembly or
J J
prohibited group gathering. It is admitted that the Police had set up many
K loudspeakers near or inside Victoria Park broadcasting from about 4pm K
until late in the evening, making continuous announcements and warning
L L
the public not to join any unauthorised assembly.
M M
22. It was also admitted that the football pitches in Victoria Park
N N
had been closed for some time because of the pandemic and no entry to
O these facilities were allowed. They were in fact cordoned off by barriers O
which were knocked down by various people so that those gathering in
P P
Victoria Park that evening could enter and occupy those pitches.
Q Q
23. What happened that day on 4 June 2020 in and around
R R
Victoria Park including who was where and when, who said what and who
S went where was all recorded by either the Police or numerous media outlets S
and admitted by all parties. The video footage, transcripts and certified
T T
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B B
translations were all agreed. Facebook posts by various defendants
C including the 13th and 19th defendants were included in the Admitted Facts. C
D D
24. The prosecution’s case is that the 1st to the 13th defendants in
E this consolidated case gathered together at the Water Fountain Plaza just E
inside the entrance of Victoria Park in a show of solidarity when the 1 st
F F
defendant gave a press interview at 6:25pm. What the 1st defendant, as the
G Chairman of Hong Kong Alliance, said and did amounted to inciting others G
to knowingly take part in an unauthorised assembly in Victoria Park that
H H
night.
I I
25. The defendants with him, including the 4th defendant and the
J J
13th defendant, each lit a candle at the same time at 6:30pm and stood in 2
K rows together facing the press. They showed their support, encouragement K
and participation in the incitement by mirroring each other’s actions and
L L
then chanting slogans with the 1st defendant. When the 1st defendant
M chanted “5 demands, not one less” the defendants all raised a hand in M
unison with him.
N N
O 26. Their assembly at the Water Fountain Plaza was planned and O
timed for full press coverage. The 4th defendant arrived by himself just
P P
before this group lineup and press conference. When he arrived he was
Q shepherded by the 2nd defendant who then called over the 1st defendant to Q
join them. They and all other defendants facing Charge 1 then gathered in
R R
front of the Water Fountain Plaza not long before 6:30pm. What followed
S was the symbolic action of all the defendants lighting a candle and a speech. S
The 4th defendant then left at the end of this display of unity as the others
T T
set off on a slow march into Victoria Park.
U U
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C 27. The prosecution relies on what the 1st defendant said during C
this speech and prior to this speech to prove his intention to incite others to
D D
join him and other members of Hong Kong Alliance to flout the Police ban
E and enter the football pitches; to participate in an unauthorised assembly. E
F F
28. The 13th defendant is next to the 1st defendant during the press
G conference and when he led other defendants as well as a group of around G
100 people to walk from the Water Fountain Plaza just after the 6:30pm
H H
candle lighting ceremony to the football pitches. She, like other members
I of Hong Kong Alliance, was holding a candle as they walked. Video I
footage shows the 1st and 5th defendant, Chan Ho-wun, chanting slogans
J J
such as “5 demands, not one less” and “Hong Kongers, add oil” and
K “Oppose National Security Law”. Other slogans were shouted in Victoria K
Park and can be heard during the viewing of the video footage including
L L
“Liberate Hong Kong, revolution of our times” and “Fight for freedom,
M stand with Hong Kong”. M
N N
29. The group headed to the football pitches and the 13 th
O defendant can be seen pushing aside a barrier to facilitate entry into the O
football pitches. They went to football pitch number 6 which is where the
P P
Hong Kong Alliance would normally have erected a platform or a stage for
Q the annual June 4th vigil. Symbolically they sat down where the stage would Q
have been erected at about 7pm. The 13th defendant was sat with other
R R
defendants together.
S S
30. The 19th defendant was seen sat with 7 other people in a group
T T
th
minutes after the 13 defendant sat down nearby. The 2 groups were close
U U
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together and separated by mainly members of the press facing the 13 th
C defendant and her group. At that time, because of COVID-19 pandemic C
measures, group gatherings were limited to 8 per group.
D D
E 31. The 19th defendant’s group comprised of 4 other defendants E
who were also later charged with the same offence, taking part in an
F F
unauthorised assembly but were dealt with in another consolidated case,
G DCCC876, 885, 890 and 892/2020. This group are seen sat with lit candles G
in Hong Kong Alliance candle cups. The 19th defendant and some others
H H
in her group were holding bunches of white flowers.
I I
32. From about that time to 8:30pm when the 1st defendant
J J
declared the vigil over, the 19th defendant remained in her group which was
K close to the main group of Hong Kong Alliance members. When they K
observed a minute of silence, she stood and observed a minute of silence.
L L
When there was a flower laying ceremony, consisting of white flowers only,
M members of her group carried over white flowers to the main group and lay M
them on the ground.
N N
O 33. The prosecution says the 13th and 19th defendants were O
knowingly taking part in an unauthorised assembly together and with other
P P
persons unknown without lawful authority or reasonable excuse. The
Q prosecution estimates from video footage and screenshots that by the end Q
of the vigil there were 20,000 people on the soccer pitches of Victoria Park.
R R
S 34. This unauthorised assembly was a public meeting convened S
and organised for the common purpose of mourning the 31st anniversary of
T T
th
June 4 Incident. The group through speeches and chants also expressed
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B B
discontent against the Hong Kong Government, the Communist Party and
C its opposition to the National Security Law. C
D D
35. The prosecution also rely specifically on what was
E undisputedly said by the 13th defendant and 19th defendant either during E
interviews, in public or written in their personal Facebook posts to show
F F
the 13th defendant incited others and both defendants knowingly took part
G in an unauthorised assembly. G
H H
PW1-Superintendant Chow Wing Yee, Josephine
I I
36. PW1 was the delegated Superintendent by the Commissioner
J J
of Police to decide whether or not to approve the Hong Kong Alliance
K notification of 23 April 2020. Her evidence was she had to balance the K
rights and freedoms of Hong Kongers to hold public meetings but at the
L L
same time she had to take into account any issues of public safety, public
M order as well as the rights and freedoms of others. The pandemic at the time M
was very serious and she had to consider its impact on the public and the
N N
risk of a mass gathering. She examined the data relating to cases and deaths
O in March, April and May 2020. O
P P
37. In order to do a risk assessment, she had to look not only at
Q open source information relating to the pandemic but also seek the Q
recommendation of the Department of Health. In her view, public safety
R R
covers the lives and health of Hong Kong people. To protect the rights of
S others would also include considering their health. She considered the S
current gazetted prohibitions relating to group gatherings covering the 1 st
T T
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B B
week of June 2020. Gatherings of more than 8 people at that time would
C have contravened this prohibition regulation under Cap 599. C
D D
38. She explained the reasons behind her decision to issue a Letter
E of Objection and prohibit the public meeting of the Hong Kong Alliance, E
exhibit P4. She took into account that Hong Kong Alliance could not
F F
verbalise what precautionary measures they could effectively arrange.
G During the liaison meeting, she asked this question repeatedly but did not G
get any direct answers. She gave evidence of the discussion during the
H H
liaison meeting. Hong Kong Alliance said they would verbally appeal to
I Hong Kong people to social distance and wear a mask. I
J J
39. PW1 received the recommendation from the Department of
K Health after the liaison meeting. At that time, she had not yet decided to K
issue a Letter of Objection. After she read the opinion from Dr Chen, she
L L
decided to prohibit the public meeting.
M M
40. On 4 June 2020 the Police had intelligence and also knew
N N
from news media that Hong Kong Alliance were still intending to hold a
O meeting in Victoria Park despite the Letter of Objection. She decided not O
to deploy police officers inside Victoria Park so as not to inflame emotions
P P
and ongoing tensions between the Police and some of the public. She had
Q some officers stationed outside in case there were any unexpected incidents. Q
She took into account there were participants in Victoria Park who were
R R
old, young, disabled and only children. She explained why she took no
S enforcement action that evening. S
T T
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41. In cross examination by Mr Robert Pang SC leading Mr
C Jeffrey Tam, Mr Ernie Tung and Mr Joshua Ngai, it was suggested that C
COVID-19 was stable and according to the numbers, waning. In May 2020,
D D
the Government had allowed nightclubs, karaokes, bars and party rooms to
E resume business albeit with restraints and conditions. Groups of 8 were E
allowed to sit together in restaurants, up from groups of 4.
F F
G 42. It was put to PW1 that she could have imposed conditions on G
Hong Kong Alliance such as mandatory masks and grids marked by chalk
H H
in Victoria Park to ensure social distancing. She agreed she did not take the
I initiative to ask the Department of Health what measures or conditions I
would be required to ensure any risk was mitigated. PW1 said she decided
J J
if conditions could not achieve public order, public safety and protect the
K rights and interests of others then she would prohibit that meeting. If those K
considerations were threatened and they were by COVID-19 then she had
L L
no choice but to prohibit any mass gathering.
M M
43. It was suggested to her that she had decided to prohibit the
N N
public meeting before she sought the advice of the Department of Health
O which she denied. She denied that the mention of an appeal by the Hong O
Kong Alliance in the Police memo to the Department of Health meant she
P P
had already decided.
Q Q
44. PW1’s answer to that question was that she anticipated an
R R
appeal in case the public meeting was prohibited as was usually the case
S and since they are heard very quickly after a decision is given, she wanted S
the Department of Health to be ready to provide an expert witness to attend
T T
an Appeal Board hearing.
U U
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C PW2 - Dr Chen Hong C
D D
45. This doctor is a consultant with the Department of Health, the
E infection-control branch and gave evidence relating to her recommendation E
to the Police, exhibit P3. She was tendered for cross examination. At their
F F
request, she provided a general statement to the Police on the risks to public
G health of a mass gathering taking place at the material time. She was asked G
about the specific risk to public health. She explained the reasons behind
H H
her recommendation.
I I
46. It was her evidence and she agreed that the number of
J J
COVID-19 cases had slowed down by the end of May 2020; she attributed
K it to social distancing being implemented and effective. However, she said K
there were still asymptomatic cases in the community and the Department
L L
of Health could not locate their origins; they were worried about a 3rd wave
M hitting the territory. M
N N
47. She herself had in the past attended “June 4th vigils” in
O Victoria Park and she knew from personal experience what the crowds O
were like. She was of the view that even if all possible precautionary
P P
measures were implemented she still would not have recommended a mass
Q gathering proceed. She explained why and the risks that existed. Q
R R
PW3 - Mr Chau Yin Fung
S S
48. Mr Chau was a manager from the Leisure and Cultural
T T
Services Department, “LCSD”. As far back as 29 June 2019 his
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Department received an application from Hong Kong Alliance to use the
C facilities in Victoria Park for a public meeting from 31 May to 4 June 2020. C
He explained that the Department would not process this type of
D D
application until 2 to 3 months before the event dates.
E E
49. The pandemic meant from early 2020 many of the LCSD and
F F
Victoria Park facilities were closed including football pitches, children’s
G playgrounds, basketball, handball and volleyball courts. These facilities G
were cordoned off by mill barriers and notices explaining that COVID-19
H H
had closed those facilities. They were not opened again until long after 4
I June 2020. He told the applicant from Hong Kong Alliance that COVID- I
19 had meant processing of all applications was suspended and venues
J J
temporarily closed until further notice.
K K
50. He was in Victoria Park on 4 June 2020 because he anticipated
L L
a public meeting going ahead anyway. Security guards were posted around
M the facilities that were closed to warn members of the public not to gather M
in breach of the law. Despite appeals to the public, no one dispersed.
N N
Guards were ignored and he could see that crowds invaded all the football
O pitches. The crowds dispersed after 11pm and he inspected the grounds to O
find some graffiti on walls and on the surface of the pitches relating to June
P P
th
4 Incident.
Q Q
PW4 and PW5
R R
S 51. The last 2 prosecution witnesses were Police Officers. PW4 S
was in charge of traffic control around Victoria Park in Causeway Bay and
T T
he decided by late afternoon that the Police had to close off a few roads
U U
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B B
because of the crowds in the area obstructing traffic. Exhibit P52 is a map
C showing which roads were closed to vehicles. They became pedestrian C
only areas for safety reasons. They were later reopened at 9:14pm after the
D D
crowds dispersed.
E E
52. PW5 was tasked to estimate the crowds that evening and he
F F
estimated that there were approximately 20,839 people at around 8pm on
G all the soccer pitches in Victoria Park. His statement, exhibit P53 was read G
into the record in which he explains his methodology in calculating that
H H
estimate from sequential screenshots of video footage of the pitches.
I I
The Defence Case
J J
K The 4th Defendant K
L L
53. The 4th defendant is facing only Charge 1 and his case is that
M what he said and did in the 15 minutes he was at the Water Fountain Plaza M
in Victoria Park on 4 June 2020 cannot amount to incitement. What he said
N N
or did was not to persuade or encourage another to participate in an
O unauthorised assembly. His mere presence as a prominent outspoken O
public figure was insufficient to amount to and prove the elements of
P P
incitement.
Q Q
The 13th Defendant
R R
S 54. The 13th defendant elected to give evidence and stressed S
several times that as the Vice Chairperson of Hong Kong Alliance, she took
T T
responsibility and held herself accountable for the speeches and actions
U U
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B B
taken by Hong Kong Alliance irrespective of whether she was the speaker
C or not. C
D D
55. Her case is that Hong Kong Alliance did not incite others to
E participate in an unauthorised assembly because there was no unauthorised E
assembly that night. The proposed meeting was prohibited by the Police
F F
and no longer existed any more. The Hong Kong Alliance planned an
G online vigil but also planned for their own members to hold a G
commemoration in Victoria Park and as long as they did not exceed 50
H H
people then they were not breaking the law.
I I
56. The 13th defendant gave evidence that once inside in Victoria
J J
Park she could not see much beyond her own group of 20 to 30 people as
K she was surrounded by reporters. She did not know if those people outside K
of her own circle were there because of Hong Kong Alliance or for their
L L
own reasons. Hong Kong Alliance cannot be held responsible for however
M many other people were present at Victoria Park who may have come for M
their own personal reasons. She could not have stopped others entering the
N N
football pitches just as she would not have stopped friends of Hong Kong
O Alliance such as the 4th defendant appearing or joining them. O
P P
57. Hong Kong Alliance had contingency plans ready if the
Q Commissioner of Police prohibited their meeting. They would hold an Q
online meeting and appeal to the public to light a candle wherever they
R R
were in Hong Kong so that “flowers blossom” all over the territory. They
S would hand out candles to the public for this purpose. She herself was at a S
street booth in the afternoon of 4 June 2020 outside Victoria Park
T T
distributing candles and leaflets. She is heard announcing that Hong Kong
U U
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Alliance members would still enter Victoria Park to commemorate June 4th
C Incident. C
D D
58. The 13th defendant’s case is simply that there was no
E unauthorised meeting that night in Victoria Park therefore she could not E
have knowingly taken part in one. The reasoning was that the notified
F F
meeting once banned by the Police no longer existed and no one else
G applied or notified the Police of another meeting so therefore any meeting G
in Victoria Park that night could not be labelled as unauthorised. They were
H H
not there physically for a meeting, only to light a candle. Lighting a candle
I in Victoria Park in a private gathering of Hong Kong Alliance members I
and friends of less than 50 was not an unauthorised assembly.
J J
K 59. She went further and said no authorisation was necessary to K
enter Victoria Park to light a candle. Therefore, she did not knowingly take
L L
part in an unauthorised meeting because there was no unauthorised meeting
M that night. M
N N
60. The 13th defendant did explain why Hong Kong Alliance
O would, in her own words, “of course” choose Victoria Park to light a candle O
because the candlelight vigil had been held there for 30 years. Victoria Park
P P
had a strong symbolic meaning because it represented a defiance to
Q authorities and represented resistance to the lies of the regime. She Q
described themselves as survivors of the 1989 movement and therefore
R R
would insist on lighting a candle in Victoria Park.
S S
T T
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61. In cross examination by the prosecution, the 13th defendant
C agreed that the Alliance was determined to hold the June 4th vigil annually. C
She said it was their right, their freedom and their plan.
D D
E 62. She agreed that when the 1st defendant gave a speech at E
6:25pm on 4 June 2020 at the Water Fountain, she was stood next to him
F F
and that everyone in the 2 lines were there to support him. She said they
G were not there just to support him but there was “a common action amongst G
us.”
H H
I 63. She agreed that Hong Kong Alliance was encouraged by the I
turnout at Victoria Park because, despite the prohibition by the Police,
J J
people still came out to commemorate 4 June 1989. Even though there was
K no official Hong Kong Alliance event people still chose to come into K
Victoria Park. She said Hong Kong Alliance’s intention was for people to
L L
go everywhere all over Hong Kong as well as Victoria Park.
M M
64. She agrees that she did in the afternoon of 4 June at Great
N N
George Street shout using a loudhailer, telling the public that the
O candlelight vigil in Victoria Park could not be banned. She explained she O
meant candle light could not be banned. Lighting a candle was not an
P P
assembly. She explained when she was asking people to join a vigil, she
Q was referring to a vigil online for Hong Kongers and a vigil in Victoria Q
Park for people in “our circle”.
R R
S 65. The 13th defendant agreed the Water Fountain press S
conference attended by the 1st to 13th defendant to light a candle at 6:30pm
T T
was preplanned. A message was sent to the press to notify them that there
U U
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B B
was such an arrangement; at 6:30pm there would be a candle lighting
C ceremony and a slow walk into Victoria Park together as a group. However, C
she denied it was a call and incitement to other people to persist with their
D D
right to assembly and come into Victoria Park.
E E
66. The prosecution suggested she left her group after they arrived
F F
at the football pitches and before the commencement of the program; she
G walked around as seen in video footage. She agreed she was curious to see G
how many people had come and said she did see a lot of people on pitches
H H
holding candles but was not sure if they were attending a vigil. She
I suggested they were perhaps there in Victoria Park to join the Hong Kong I
Alliance on-line meeting.
J J
K 67. She disagreed that everything the 1st defendant said and did in K
Victoria Park was directed at those crowds present such as leading them in
L L
song or to observe a minute of silence. She said it was leading or directing
M those participating in an online meeting not everyone in Victoria Park. M
N N
The 19th Defendant
O O
68. The 19th defendant said she knew that the Police had banned
P P
the notified meeting of Hong Kong Alliance. She admits she was first at
Q Great George Street at a Demosisto party street booth in the afternoon and Q
then entered Victoria Park football pitch number 6 by about 7pm. She
R R
th
herself mourned June 4 Incident her own way and was not there for the
S same reasons as members of the Hong Kong Alliance. She was not a S
political figure but a very ordinary person in Hong Kong. She had nothing
T T
to do with Hong Kong Alliance therefore she was not gathered there taking
U U
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B B
part in a public meeting they had convened or organized if they indeed had
C done so. C
D D
69. The 19th defendant said she was there that night to resist the
E prohibition of the Police. She was there to resist the authorities. She went E
there because she believed the authorities were using the pandemic as an
F F
excuse. She thought it was wrong that the Hong Kong Alliance had their
G annual event taken away from them. She felt the real purpose behind the G
ban was that the Police were trying to scare people from entering Victoria
H H
Park that night. She had heard Hong Kong Alliance talk about “flowers
I blossoming” across the territory but she thought they were not organising I
this at Victoria Park and that no one would go to Victoria Park to
J J
commemorate and that nothing would be done to commemorate. If she had
K known the crowds in Victoria Park were commemorating June 4th Incident, K
then she would not have gone.
L L
M 70. When asked in cross examination if she was there to join the M
June 4th vigil irrespective of her views on Hong Kong Alliance she said she
N N
never mourned 4 June because she disagreed that 4 June needed to be
O mourned. She thought action needed to be taken to keep alive the O
democratic movement of 1989. She believed the spirit of 1989 should
P P
continue. In any event, she said that she disagreed that there was a vigil in
Q Victoria Park there that night and if there were crowds mourning 4 June in Q
an unauthorised meeting then she had nothing to do with that crowd and
R R
did not care what they did.
S S
71. The 19th defendant was asked if she was not mourning why
T T
did she take white flowers which are a symbol of mourning into Victoria
U U
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B B
Park and then take them away. She said she wanted to see if she would be
C arrested like those in China would be arrested for commemorating or C
mourning the anniversary of 4 June by holding candles and white flowers
D D
on the street in public. She said there was only one place in the world where
E people would be arrested for holding lit candles and flowers on 4 June and E
that was in China so she wanted to see if she would also be arrested here
F F
in Hong Kong.
G G
72. What she meant was she was testing the Police and the
H H
authorities and not mourning the date or incident by being there in Victoria
I Park with a lit candle and holding white flowers. In exhibit P40 a copy of I
her personal Facebook page, she posted a photo of herself that night at
J J
7:56pm shielding a lit candle and holding white flowers with others.
K K
73. She said that the proximity of her group of 8 and the group led
L L
by the 1st defendant, Lee Cheuk Yan with other members of the Hong Kong
M Alliance including the 13th defendant was not close, nor planned and M
merely a coincidence. She said when she entered Victoria Park she could
N N
not remember who she entered with but they walked to football pitch
O number 6 because she knew that there were many people about to enter the O
park behind them so it would become very crowded. They did not choose
P P
this football pitch or choose to be close to the main group because this pitch
Q was symbolic for the stage or platform of Hong Kong Alliance being Q
erected there annually. Her actions were not symbolic nor a show of
R R
solidarity with Hong Kong Alliance and their purpose.
S S
74. It was the 19th defendant’s evidence that she did not sing songs
T T
nor follow the commemoration program as set out by Hong Kong Alliance.
U U
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B B
She did not observe a minute of silence although she did stand and was
C silent but only because others around her were silent. She had white flowers C
with her when she entered Victoria Park and sat down in her group of 8 but
D D
has no recollection of what happened to them. She did not bring them to
E lay down to commemorate and participate in a June 4th vigil. She held a E
candle but says she did not even know how to use the Hong Kong Alliance
F F
candle cup; in fact, she had one but burnt it by accident. All this said to
G show she was not there with Hong Kong Alliance but in her own personal G
capacity and therefore not participating in an unauthorised assembly if any.
H H
I 75. In cross examination she was taken through her Facebook post, I
exhibit P40 posted whilst still in Victoria Park just before 8pm. She posted
J J
photographs of herself and of the crowd. She also wrote that it was the first
K June 4th vigil with “no big platform” in 30 years. She referred to chants as K
well as songs associated with the June 4th vigil. She ended her post with
L L
this comment “In the first June 4th vigil with no approval, candlelight still
M fills the soccer pitches. Hong Kong people, will not allow our will to be M
suppressed.”
N N
O 76. She however disagreed with the certified translation of “no O
big platform” as well as the word “vigil”. Even though Hong Kong
P P
Alliance had referred to this being the first vigil in 30 years without their
Q usual stage or platform built on that soccer pitch, she herself was not Q
referring to a physical stage but says she meant “decentralised” as used by
R R
scholars in a political sense. She disagreed that her reference to the “first
S June 4th vigil” meant a vigil in the literal sense. She disagreed she was S
referring to the event as a June 4th vigil but explained she meant it was the
T T
meeting notified but not approved by the Police.
U U
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B B
C 77. The 19th defendant agreed she referred to candlelight in her C
post and agreed a lot of people were holding lit candles but abstrusely said
D D
whether this meant it was a candlelight vigil she could not say. She clarified
E this answer and said if she says a vigil did not exist that night how could E
she be participating in it; although she lit a candle she was not participating
F F
in a vigil. She did not know if others were holding a candle to participate
G in a vigil because she could not speak for them. G
H H
78. The Prosecution, in closing submissions, MFI-12 summarised
I in full both the 13th and 19th defendants’ evidence as well as the evidence I
of the prosecution witnesses.
J J
K Defence Submissions K
L L
79. Mr Pang for the 4th defendant doubts the evidence and
M particulars for Charge 1 prove Hong Kong Alliance were inciting the public M
to attend a candlelight vigil inside Victoria Park on 4 June 2020. Their plan
N N
made public earlier and repeated at that press conference at the Water
O Fountain was to urge people to take part in an online rally not to physically O
gather in Victoria Park. Therefore, the elements of incitement have not
P P
been proved. MFI –13, his closing submissions set out the legal principles
Q and authorities relating to the definition and elements of incitement. Q
R R
80. Mr Pang submits that the defendant’s presence and conduct,
S even if he was there to support Hong Kong Alliance was not evidence of S
inciting others to commit a specific criminal offence. Even if he was
T T
supporting Hong Kong Alliance, the subject matter of that press conference
U U
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B B
was an online rally. He himself was not a committee member. The
C committee member’s plan to enter Victoria Park themselves was not a plan C
to hold a public assembly. Their plan was not a notifiable meeting and
D D
therefore “not subject to the notice of prohibition”.
E E
81. Mr Cheung for the 13th defendant submits the 13th defendant
F F
and Hong Kong Alliance disseminated a message that there would be an
G online vigil or rally for the public and that the members of Hong Kong G
Alliance would enter Victoria Park physically in their personal capacity
H H
only. Upon a reading of speeches made and interviews given, there was no
I evidence of incitement of others to join them and Charge 1 cannot be I
proved beyond reasonable doubt.
J J
K 82. The submission was that their own group by themselves, was K
not a meeting and therefore not unauthorised. Their group by themselves
L L
was not a notifiable meeting for the purposes of complying with
M regulations in the POO. If there were other people in Victoria Park other M
than their group, they were not there with Hong Kong Alliance nor were
N N
they the responsibility of Hong Kong Alliance, therefore, there was no
O unauthorised meeting for the 13th defendant to knowingly participate in. O
P P
th
83. Miss Wong for the 19 defendant says according to the
Q definition of a public meeting in section 2 of the POO, the prosecution have Q
not proved there was any public meeting convened or organised in Victoria
R R
Park that night. The prosecution had to prove that the unauthorised public
S meeting was the meeting notified to the police and prohibited. S
T T
U U
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A A
B B
84. The 19th defendant, however, was not there as part of that
C meeting notified but prohibited. She was there for her own personal reasons C
therefore she was not participating in that particular meeting prohibited.
D D
Her proximity to the other defendants on football pitch no. 6 was irrelevant
E and insignificant. E
F F
85. Even if the Court found that the prohibited meeting of Hong
G Kong Alliance was convened and unauthorised, there were other people G
including herself with different views and for a different purpose also
H H
present in Victoria Park that night. The prosecution cannot prove they were
I all there for the one and same prohibited unauthorised meeting. If the I
prosecution cannot prove she was there for that prohibited meeting, then
J J
the elements of Charge 3 have not been proved. This submission was also
K adopted by the 13th defendant. K
L L
86. In final submissions, the prosecution made it clear that in
M relation to Charge 3 the unauthorised assembly particularised does mean M
the Hong Kong Alliance’s public meeting notified but subsequently
N N
prohibited as well as what was a spontaneous meeting of more than 50
O people of which the police were not notified pursuant to the Public Order O
Ordinance. The prosecution’s case is that Hong Kong Alliance held and
P P
conducted an unauthorised meeting and had always intended to hold one
Q regardless of whether or not they had authority to do so. Q
R R
87. The prosecution accepts that there may have been other
S people in Victoria Park that night for their own purposes but their case is S
that there was a large unauthorised meeting held by the 1 st defendant of
T T
th th th
Hong Kong Alliance and it was a June 4 vigil. The 13 and 19
U U
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A A
B B
defendants were by their conduct and proximity to the 1st defendant and
C Hong Kong Alliance committee members clearly participating in that vigil. C
D D
My Findings
E E
88. As I indicated earlier, I will first determine on the facts proved
F F
if the prosecution has proved beyond reasonable doubt all the elements of
G the offences. They do not fall or stand together. The defendants themselves G
do not fall or stand together.
H H
I 89. I have taken into account that on the date of the offence, 4 I
June 2020, all defendants on trial had clear records. I have considered the
J J
good character directions in relation to both credibility and propensity.
K K
90. The 4th defendant elected not to give evidence. That is his
L L
right and no adverse inference can be drawn against him. The fact that he
M did not give evidence proves nothing, one way or the other. It does nothing M
to establish his guilt. However, this means that there is no evidence from
N N
the defence to undermine, contradicted or explained the evidence presented
O by the prosecution. I referred myself to Li Defan v HKSAR (2002) 5 O
HKCFAR 320.
P P
Q 91. I have considered the oral as well as written submissions of Q
the prosecution, MFI-12, the 4th defendant, MFI -13, 13th defendant, MFI -
R R
th
14 and the 19 defendant, MFI-15. It is simply not practical in the course
S of these Reasons for Verdict for me to attempt to cover every aspect of the S
evidence of the witnesses; to identify individually and discuss every
T T
argument or submission made by individual counsel for the prosecution
U U
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A A
B B
and the defence. That I do not mention a particular piece of evidence,
C transcript, video recording, translation, submission or authority submitted C
does not mean that I have not considered it or factored it into my decision
D D
making.
E E
Charge 1 - the 4th and 13th defendants
F F
G 92. I have considered the elements of the incitement charge and G
legal principles I have been referred to, in particular by Mr Pang. A person
H H
is guilty of incitement to commit an offence if he incites another to do or
I cause to be done an act or acts which, if done, will involve the commission I
of the offence or offences by the other and he intends or believes that the
J J
other, if he acts as incited, shall or will do so with the fault required for the
K offence or offences. K
L L
93. It is the prosecution’s case that the unlawful act was to
M participate in an unauthorised public meeting inside Victoria Park on 4 M
June 2020. It is their case that the 1st to 13th defendants incited others when
N N
they gathered to line up at the Water Fountain Plaza at 6:25pm in a group
O to face the press together. The video footage, exhibit P21 shows the 4th O
defendant arriving to be greeted by the 1st and 2nd defendants before they
P P
and other defendants grouped together to light a candle at 6:30pm to start
Q proceedings. Q
R R
th
94. I am sure the 4 defendant arrived when he did for the sole
S purpose of or in order to participate in this press conference and candle S
lighting ceremony at 6:30pm. He can be heard suggesting to the 1st
T T
defendant when they should start lighting candles. He stood with the group
U U
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A A
B B
during the 1st defendant’s speech and chanted slogans with them in unison.
C The 4th defendant left as soon as the speeches were over and the others C
began to walk inside Victoria Park.
D D
E 95. Clearly he was there to support Hong Kong Alliance and did E
lend his support to their aim and that was, in my findings, to hold an
F F
unauthorised assembly despite the police ban and incite others to join them.
G He is a prominent public figure known to publicly share similar views as G
Hong Kong Alliance.
H H
I 96. Apple Daily online news ran an interview with the 4 th I
defendant dated 2 June 2020 at 2:20am, exhibit P10, where he is quoted as
J J
saying “if you are not intimidated by them, you should come out and
K continue to mourn in your own way or at Victoria Park.” He said it was K
important to light the candle to indicate their refusal to fade into oblivion
L L
on the night of 4 June. He said he would still walk into Victoria Park that
M night to mourn. He makes several references to the significance of M
candlelight on 4 June. This was the day after the widely reported ban by
N N
the police. This gives an indication of why he was present at the Water
O Fountain on 4 June 2020. O
P P
th
97. As usual and as anticipated, when the 4 defendant did arrive
Q at Victoria Park he was surrounded and followed by photographers and Q
reporters. His presence at that press conference was a deliberate act to rally
R R
support for and publicly spotlight the unauthorised assembly that followed.
S He need not use words of incitement to intend to incite others. S
T T
U U
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A A
B B
98. He was interviewed later that evening after attending a church
C service to commemorate the date and said he was encouraged and inspired C
by the large turnout of those who did enter Victoria Park that night. That
D D
was immediately after the press conference he attended which I find was
E for the purpose of inciting others without lawful authority or reasonable E
excuse, to knowingly take part in an unauthorised assembly.
F F
G 99. The 13th defendant was the Vice Chair of Hong Kong Alliance G
at the material time. She stood with the 1st defendant and the other 11
H H
defendants also charged with inciting to light a candle at 6:30pm, to support
I the 1st defendant whilst he made a speech and chant in unison with him I
after his speech. I have no doubt what was said before and during this
J J
speech showed an intention by Hong Kong Alliance to hold an
K unauthorised assembly in Victoria Park despite the police ban. There is a K
transcript of the 1st defendant’s speech at that time which clearly indicates
L L
that Hong Kong Alliance were appealing to people to light candles all over
M the territory but also to come into Victoria Park to do the same. He appealed M
to “friends” to light candles “not only in Victoria Park but also anywhere”
N N
around the territory.
O O
100. In fact, what the 1st defendant and other defendants said before
P P
this press conference and after the vigil was declared at an end clearly
Q indicated an intention to defy the police ban. As an example, the 6 th Q
defendant gave a press conference from the Legislative Council, exhibit
R R
P11, that afternoon which was very inflammatory; he accused the police,
S the Government and the LCSD of suppression. He specifically says the S
Hong Kong Alliance will not give in to the Government or the police ban.
T T
U U
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A A
B B
He then referred to going to Victoria Park himself after that press
C conference. C
D D
101. After the 1st defendant announced the end of the meeting in
E Victoria Park he can be heard saying at about 8:40pm that despite the police E
ban “as usual, our candlelight blossoms everywhere at Victoria Park”. He
F F
made several references to many Hong Kongers lighting candles with
G Hong Kong Alliance inside Victoria Park. G
H H
102. The 13th defendant handed out candles and leaflets near the
I Water Fountain Plaza in Victoria Park before the 6:30pm press conference I
and can be heard at about 5:40pm repeatedly making appeals to the public
J J
with a microphone to collect a candle whilst making reference to an online
K vigil. However, she also made many references to participating in the K
commemoration vigil that night without mentioning from where. She did
L L
make reference to the Hong Kong Alliance going inside Victoria Park and
M lighting candles saying they would not let the candlelight at Victoria Park M
extinguish.
N N
O 103. A reading of the 13th defendant’s own Facebook post, exhibit O
P38, clearly makes reference to those that will definitely join her in
P P
Victoria Park that night. She does not specifically appeal or invite people
Q to join her but implicitly that intention is there. She signs off with “see you Q
tonight”.
R R
S 104. I am sure the prosecution has proved beyond reasonable doubt S
from the evidence admitted that what was said and done as a group
T T
th th
gathered at the Water Fountain Plaza was an intention by the 4 and 13
U U
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A A
B B
defendants and others to unlawfully incited others to knowingly take part
C in an unauthorised assembly in Victoria Park that evening. The elements C
of the offence have been proved.
D D
E 105. The 13th defendant’s evidence was a weak attempt to deflect E
the truth and intention to publicly and openly defy the police ban. The
F F
undisputed and admitted evidence does not support her attempt to try and
G contradict or misrepresent it. I am sure the prosecution can prove beyond G
reasonable doubt that the 4th and 13th defendant committed Charge 1
H H
despite their clear records at that material time.
I I
106. As the offence of incitement is for preventative purposes, an
J J
incomplete or attempted crime is sufficient to amount to incitement.
K However, in this case I am sure, after considering the evidence and K
submissions that there was an unauthorised public assembly in Victoria
L L
Park despite an objection to it by the Commissioner of Police.
M M
Charge 3 - the 13th and 19th defendants
N N
O 107. Both the 13th and 19th defendants face Charge 3. Both admit O
knowing the Hong Kong Alliance meeting had been banned. Both gave
P P
evidence why they were in Victoria Park and why they were not part of
Q any unauthorised assembly. I reject their evidence as frankly nonsensical. Q
They were both at times evasive and abstruse for the purposes of being
R R
provocative and argumentative. I repeat, even the admitted facts do not
S support the evidence given by either defendant. Their evidence was a poor S
attempt to either negate or repudiate evidence that was overwhelming and
T T
undisputed.
U U
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A A
B B
C 108. I find an unauthorised assembly was held by Hong Kong C
Alliance who announced in advance they would still be proceeding into
D D
Victoria Park to hold a vigil despite the police ban. From the evidence of
E news footage, it is clear that many people followed them in. Barriers were E
torn down around the football pitches and they were occupied by thousands
F F
of people. By 8pm there were an estimated 20,000 people.
G G
109. So much of what the 1st defendant did, with the 13th defendant
H H
beside him showed that they intended to hold a candlelight vigil and
I commemorate the date. So much of what he said showed that they knew I
there were many people in Victoria Park with them and for the same reason.
J J
He referred to “friends” in Victoria Park and “friends behind him” and
K “friends here”. When he appealed to “friends here” to observe a minute of K
silence, it is quite clear from the news footage that many people did observe
L L
a minute of silence. He referred to them occupying the whole Victoria Park
M to continue to commemorate. He shouted many slogans that were repeated M
at volume.
N N
O 110. The 13th defendant can be seen at 7:40pm before the program O
started walking around the football pitches with another person weaving
P P
amongst groups of people sat on the ground. Her evidence that she could
Q not see or hear beyond her own group was clearly an attempt to evade Q
questions about the many thousands of people in Victoria Park and on the
R R
pitches.
S S
111. I also reject the 19th defendant’s evidence that she was there
T T
for her own purpose and definitely not there to commemorate the date with
U U
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A A
B B
Hong Kong Alliance. I reject the submission that she did not come within
C the meaning or interpretation or definition of “meeting” as set out in section C
2 of the POO.
D D
E 112. Taking into account the facts agreed, the news footage of the E
19th defendant’s movements, actions and position inside Victoria Park in
F F
relation to her proximity to the Hong Kong Alliance committee members,
G her Facebook post including photos attached, as well as her carrying a G
bunch of white flowers and a lit candle, I am sure she was there to
H H
commemorate the date, participate in the vigil as planned by Hong Kong
I Alliance as well as protest against the police ban. The reality was, any I
intention to come out and participate in the candlelight vigil in Victoria
J J
Park that night was an act of defiance and protest against the police.
K K
113. At 7:56pm that evening, whilst sat on a football pitch inside
L L
Victoria Park very close to the Hong Kong Alliance group, she posted
M photographs and a comment on her Facebook page. She referred to what M
was going on in Victoria Park as “first June 4th vigil with “no big platform”
N N
in 30 years”. She referred to the “flowers of freedom” song played which
O is known to be associated with this vigil. She mentioned chants of “Liberate O
Hong Kong, revolution of our times” associated with the social unrest from
P P
2019. She ended her post with “today, in times of the National Security
Q Law, mourning is resisting. In the first June 4th vigil with no approval, Q
candlelight still fills the soccer pitches. Hong Kong people, will not allow
R R
our will to be suppressed”.
S S
114. This post is accompanied by a photograph of her stood next
T T
to another with both cradling a bunch of white flowers as well as holding
U U
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A A
B B
a lit candle in a Hong Kong Alliance candle cup. Both are shielding the
C candle to prevent it extinguishing. C
D D
115. The 19th defendant objected to the certified translation of
E “vigil” and “big platform” however, I find no fault in the certification as E
confirmed by my qualified interpreter. She said she put quotations around
F F
“no big platform” to indicate she meant decentralised in the political sense.
G Even if that was her intention behind the quote, a plain and literal reading G
of the rest of the post indicates she was participating in the banned June 4 th
H H
vigil by holding a candle amongst enough other people to fill all the
I football pitches. Her evidence that despite her reference to candlelight she I
did not know if all those people holding candles were participating in the
J J
June 4th vigil is neither here nor there; I am sure that the majority were
K there for that reason. K
L L
116. Much was made of the statutory definition of “meeting” and
M that it was incapable of covering “decentralised” political actions which M
were not organised or convened by one particular organiser but
N N
spontaneous and self-initiated by individuals. I can deal shortly with this
O submission; I am sure from the evidence proved by the prosecution that the O
19th defendant was indeed knowingly participating in an unauthorised
P P
assembly intentionally held by Hong Kong Alliance.
Q Q
117. I am sure there was a public meeting that night in Victoria
R R
Park that was subject to an objection by the Commissioner of Police which
S became an unauthorised assembly. I am sure the prosecution can prove S
beyond reasonable doubt from the evidence proved and admitted that both
T T
th th
the 13 and 19 defendants were knowingly taking part in that
U U
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A A
B B
unauthorised assembly which took place in contravention of section 7 of
C the POO, which was an unauthorised assembly by virtue of section C
17A(2)(a) of the same Ordinance. All the elements of charge 3 are proved.
D D
E 118. In conclusion, I find the 4th and 13th defendants both guilty of E
Charge 1 and the 13th and 19th defendants both guilty of Charge 3.
F F
G Constitutional Challenges G
H H
119. On 1 September 2021 as directed, the 4th defendant filed
I written submissions on his systemic constitutional challenge whilst the 13 th I
defendant by letter from her solicitors raised certain issues relating to the
J J
decision of the Commissioner of Police and submitted that to impose
K criminal liability on a peaceful demonstration is a disproportionate K
restriction of a defendant’s right to freedom of assembly, demonstration
L L
and speech. The 19th defendant indicated she adopted both their
M submissions. M
N N
Systemic Proportionality Challenge
O O
120. The systemic constitutional challenge raised by the 4th
P P
defendant was raised by him in a recent “unauthorised assembly” case,
Q HKSAR v Lai Chi Ying and others, [2021] HKDC 398. In that case there Q
was a systemic challenge by the 4th defendant to the constitutionality of
R R
section 17A(3)(a) and section 17A(3)(b)(i) of the POO.
S S
121. In this case, the same challenge is raised as to whether
T T
criminalising the participation of an unauthorised assembly as provided for
U U
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A A
B B
in section 17A (3) amounts to a disproportionate restriction on the right of
C freedom of assembly and procession protected under Article 27 of the C
Basic Law and Article 17 of the Hong Kong Bill of Rights Ordinance, Cap
D D
383 which corresponds to Article 21 of the International Covenant on Civil
E and Political Rights. E
F F
122. The 4th defendant submits that section 17A (3) should be
G struck down as unconstitutional as it fails to satisfy the proportionality G
analysis. If the predicate offence is found to be unconstitutional, the 4 th
H H
defendant cannot therefore be guilty of incitement to commit an
I unconstitutional offence. All defendants submit that to impose criminal I
sanctions for participation in a peaceful unauthorised assembly would
J J
disproportionately restrict the right to freedom of assembly.
K K
123. The 4th defendant also submits that the maximum term of
L L
imprisonment of 5 years that could be imposed for a breach is too severe;
M so severe it is disproportionate. So severe it has a chilling effect on those M
that wish to exercise their right to freedom of assembly.
N N
O 124. The 13th defendant challenges the decision of the O
Commissioner of Police. She submits the prohibition of the June 4th vigil
P P
on the grounds of public health was neither prescribed by law nor
Q proportionate; therefore, ultra vires and unconstitutional. The prohibition Q
of the public meeting on the grounds of public health is not prescribed by
R R
law nor derived from authority provided for by section 9 (1) of the POO.
S S
125. Section 9 (1) provides that the Commissioner of Police may
T T
prohibit the holding of any public meeting notified under section 8 where
U U
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A A
B B
he reasonably considers such prohibition to be necessary in the interests of
C national security or public safety, public order or the protection of the rights C
and freedoms of others.
D D
E 126. At the same time, it was submitted that alternatives to a E
complete ban had not been considered; a complete ban was a
F F
disproportionate restriction. There was a failure on the part of the
G Commissioner of Police who had a positive duty to facilitate peaceful G
assemblies.
H H
I 127. The 13th defendant also submits the prohibition of the public I
meeting was politically motivated as was the subsequent arrest and
J J
prosecution of the 13th defendant. The aim was to eliminate dissenting
K voices and opposition leaders as well as suppress the memory of the June K
4th Incident. This was not put to any witness.
L L
M 128. Courts recognise certain constitutional guaranteed rights are M
absolute and never subject to a proportionality analysis. Where guaranteed
N N
rights are not absolute, the law can create restrictions limiting such rights.
O Courts can question those restrictions and it will do so by subjecting them O
to a proportionality analysis.
P P
Q 129. For the sake of brevity and because the argument is identical Q
I adopt my reasons and findings from Lai Chee Ying and others 2021. I
R R
found I was bound by precedent and there were no grounds for a
S constitutional systemic challenge to section 17A (3) on the ground that this S
challenge was precluded by the authority of Leung Kwok Hung v HKSAR
T T
(2005) 8 HKCFAR 229. That decision held the notification scheme under
U U
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A A
B B
the POO was constitutional, including section 17A. That offence creating
C section must have been in the purview of the Court of Final Appeal and I C
was bound by it.
D D
E 130. I adopt my paragraphs 216 to 253 and 260 to 282 in Lai Chee E
Ying and others 2021. I found then and I find again here in this case no
F F
grounds to challenge the imposition of criminal sanctions nor the provision
G of sanctions itself. G
H H
131. Accordingly, this challenge on a systemic level fails and I find
I that the subject offence under section 17A (3) is constitutional. I
This
J J
Is Public Health Part of Public Safety?
K K
132. The 13th defendant submits that the decision to prohibit the
L L
public meeting was based on public health grounds as a result of the
M pandemic arising from COVID-19. Since public health has nothing to do M
with national security or public safety, public order or the protection of the
N N
rights and freedoms of others then the decision must be ultra vires and not
O prescribed by law. O
P P
133. The prosecution’s case was that in the context of the POO, the
Q concept of public safety would include the risks and threats posed to the Q
lives, physical integrity or health of the public. Equally, the concept of
R R
protecting the rights and freedoms of others would include the same.
S S
134. COVID-19 was declared a pandemic in March 2020. The
T T
pandemic is an epidemic of an infectious disease that has spread worldwide
U U
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A A
B B
and affected millions of people. In Dr Chen’s memo to the police she points
C out there is ample evidence that mass gatherings can amplify the spread of C
infectious diseases. COVID-19, a threat in the form of a pandemic, was a
D D
different threat to public order, public safety and the protection of the rights
E and freedoms of others from, for example, certain violence and destruction E
arising from serious social unrest but nonetheless still a threat.
F F
G 135. Clearly it was prudent of the Police to seek the advice of the G
Department of Health as to their view of mass gathering events at that
H H
material time. A situation that affects the safety of Hong Kongers as well
I as their rights and freedoms to be protected from a pandemic must be I
considered by the Commissioner of Police. In fact, he would be negligent
J J
to ignore a pandemic and the advice of the Department of Health. I find
K there is no basis for the 13th defendant to argue that the Commissioner of K
Police’s decision to prohibit the public meeting notified was not prescribed
L L
by law.
M M
Operational Proportionality challenge
N N
O 136. All defendants challenge the merits of the decision of the O
Commissioner of Police. It was submitted that on an operational level, the
P P
Police had unnecessarily prohibited the public meeting and the
Q unnecessary prohibition had the effect of disproportionately encroaching Q
on the right and freedom of assembly.
R R
S 137. It was also submitted that to later arrest, prosecute and S
possibly convict and sentence the defendants for either inciting peaceful
T T
assembly or taking part in one is in violation of and disproportionate to the
U U
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A A
B B
constitutional guarantees and rights of those defendants. This violates the
C principle of tolerance and proportionality on an operational level. C
D D
138. The defendants point out that the pandemic was not severe at
E the material time, the number of cases of COVID-19 were decreasing at E
the material time and therefore the decision to prohibit the public meeting
F F
was disproportionate.
G G
139. The defence also submits that the Police should have explored
H H
and proposed precautionary conditions for the organisers to implement so
I as to facilitate the public meeting and the exercise of the defendants’ I
constitutional rights to freedom of peaceful assembly.
J J
K 140. The prosecution argues that it is not open to any of the K
defendants to challenge the merits of the decision of the Commissioner of
L L
Police in a criminal trial. That should have been resolved by an appeal to
M the Appeal Board or a Judicial Review. Moreover, that decision itself is M
not an essential element of the subject offence under section 17A (3).
N N
O 141. The prosecution submits that there are in fact, no arguable O
grounds for a challenge on an operational level. I have referred myself the
P P
Court of Appeal in Leung Kwok Hung v Secretary for Justice (No. 2) (2020)
Q 2 HKLRD 771 which I believe lays down guidelines for an operational Q
challenge.
R R
S 142. An operational proportionality challenge was raised in Lai S
Chee Ying and others 2021 and I rely on my decision there and quote
T T
myself from paragraph 285,
U U
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A A
B B
“285. …in the lead up to these guidelines the Court of
C C
Appeal (in Leung Kwok Hung (No. 2) 2020) first considered
D relevant authorities on the permissible restrictions on the D
fundamental rights of demonstration and expression.
E E
286. That prohibition on Face Covering Regulation came
F F
into being because, as the Court of Appeal observed “since June
G 2019, Hong Kong has experienced serious social unrests and G
public disorder marked by protests, escalating violence,
H vandalisms and arson across the territory. It is a dire situation H
that has not been seen in the last 50 years.” Paragraph 1.
I I
287. The Court of Appeal made it clear when either
J J
measures that interfered with freedom of assembly or
K enforcement action taken by authorities were to be subject to a K
proportionality requirement then, that proportionality analysis
L has to be applied on 2 different levels. I quote the paragraphs L
identified as the guidelines;
M M
N
“182. Thus, the proportionality analysis has to be N
applied on 2 different levels:
O (1) examining the systemic proportionality by O
reference to the legislation or rules in question;
P P
(2) examining the operational proportionality by
reference to the actual implementation or enforcement of the
Q Q
relevant rule on the facts and specific circumstances of a case at
R the operational level. R
S 183. In these appeals, it should be emphasised S
that we are only concerned with the first level of challenges. It
T T
remains for the court to assess the proportionality on the second
U U
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A A
B level on the facts and circumstances in a particular case if a B
charge is brought against a person.
C C
D 184. The Strasbourg Court continued at (155) – D
(157) in Kudrevicious v Lithuania to identify the need to have
E measures to restrict conducts causing disruption to ordinary life E
to a degree exceeding that which is inevitable for peaceful
F F
demonstration and assembly. At (155), the Court alluded to 2
important mindsets for striking the balance:
G G
(1) on the one hand, the public authorities have to
H show a degree of tolerance; H
(2) on the other hand, demonstrators should comply
I with the regulations in force.” I
J J
288. The operational challenge is explained at para 182(2).
What is to be operationally proportional is the actual
K implementation or enforcement if there is any, on the facts and K
specific circumstances of a case. This must be read in
conjunction with paragraph 181 and the Court of Appeal
L L
references to Kudrevicius v Lithuania (2016) 62 EHRR 34.
M 289. In para 181, it refers to a scenario when a demonstration M
has not been authorised. It summarises some general
observations from Kudrevicius;
N N
“181. ...Whilst acknowledging that it is essential to
O have a system of prior notification, the absence of prior O
authorisation does not give carte blanche to the authorities in
taking enforcement actions. Such actions would still be subject
P to proportionality requirement. The Court highlighted that P
though there could be special circumstances which justify the
Q
holding of spontaneous demonstrations without prior Q
notification, such exception must not be extended to the point
where the absence of prior notification of a spontaneous
R demonstration can never be a legitimate basis for crowd R
dispersal.”
S S
290. In my view, the Court of Appeal is referring to
enforcement action against a demonstration on the day, here
T with specific reference in the last line to crowd dispersal. Public T
authorities have to show a degree of tolerance in what action
they decide to take at the time. Some level of disruption can be
U U
V V
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A A
B inevitable in any demonstration so just that fact alone does not B
justify an interference with the right to freedom of assembly
C hence, a tolerant approach is required.” C
D D
143. Indisputably, on 4 June 2020 the Police took no enforcement
E action. PW1 gave her reasons for this decision. There was no restriction E
therefore upon the exercise by any defendant of their rights or freedom of
F F
procession and freedom of assembly that day. There is nothing to subject
G to an operational proportionality challenge. However, it does not follow G
that there cannot or will not be any action taken later by the authorities in
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the form of arrests and prosecutions.
I I
144. The decision to prosecute remains the sole authority of the
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Department of Justice according to the Basic Law; there were no grounds
K raised to justify an interference with that decision. K
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145. I adopt what I said from paragraph 291 to 310 in that same
M case, Lai Chee Ying and others 2021. For the sake of brevity again, I will M
not repeat my reasons. I am sure the Court of Appeal did not mean in Leung
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Kwok Hung (No.2) 2020 at paragraph 183 that a charge or the decision to
O prosecute is open to an operational proportionality challenge and the O
decision to prosecute should be examined.
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Q 146. In Leung Kwok Hung (No.2) 2020 no criminal charge or Q
conviction was the subject of that appeal therefore, they were only
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st
concerned with the 1 level of challenge and that was a proportionality
S S
analysis examining the systemic proportionality by reference to the
T
legislation or rules in question. The court would only examine the 2nd level, T
the operational proportionality if charges are brought against a person
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which was not the situation in that appeal. Hence, their remark that it
C remains for the court in another case to assess the proportionality on the C
nd
2 level on the facts and circumstances when a charge is brought against a
D D
person.
E E
147. I agree with the prosecution’s submission that there are no
F F
matters relied on by the defendants that constitute arguable grounds for an
G operational proportionality challenge. I agree with the interpretation that G
any subsequent arrest and decision to prosecute are not matters to be
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subject to that challenge.
I I
148. In paragraphs 302 to 310 in Lai Chee Ying and others 2021 I
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dealt with the same submission as here that the decision to arrest and
K decision to prosecute the defendants should be subject to a proportionality K
analysis. The systemic challenge has failed and the relevant sections
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constitutional. The subsequent arrest of the defendants was therefore
M lawful. If the propriety and lawfulness of an arrest is questioned, that will M
be dealt with on the facts during the course of the criminal trial and not by
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a constitutional challenge. The same principle applies to the submission
O that a conviction would be disproportionate. O
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th
149. The 4 defendant has relied on a recent appeal from the
Q Supreme Court of the United Kingdom, Director of Public Prosecutions v Q
Ziegler (2021) 3 WLR 179 a case concerning the obstruction of roads and
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highways. There the Court considered the conduct and intention of the
S appellants in an evaluation of proportionality. Did their actions cause or S
prevent disorder; was the conduct reasonable. A defence was raised in that
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authority.
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C 150. I have considered that authority and find I can distinguish it C
because the nature of those charges in that authority were very different
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from the offences under section 17A of the Public Order Ordinance. I also
E made a similar distinction in Lai Chee Ying and others 2021 and I adopt E
my paragraphs 263 and 264.
F F
G Merits of the Decision of the Commissioner of Police G
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151. The 4th defendant challenges the reasonableness of the
I decision of the Commissioner of Police in banning the public meeting. In I
final submissions it is stated that he accepts that whether the Commissioner
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was right or wrong in objecting to the public meeting cannot be challenged
K as laid down by the decision of Leung Kwok Hung 2005. He goes on to say K
however, the reasonableness of that decision is a relevant consideration for
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this Court when considering whether a conviction is a justifiable
M infringement on the constitutional rights, paragraph 34 of MFI-13. M
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152. Much was made of the police memo to the Department of
O Health. Much was made of the evidence and opinion of Dr Chen as well as O
the statistics as to the number of COVID cases in January to May 2020
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referred to in exhibit D2.
Q Q
153. Mr Pang for the 4th defendant says that he would have been
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unable to appeal to the Appeal Board after the Letter of Objection from the
S Commissioner of Police because the 4th defendant had no locus standi. S
Similarly, the same would apply to the 4th defendant launching a Judicial
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B B
Review. Mr Pang says that his only recourse in challenging the merits of
C that decision is during the criminal trial and in his defence of Charge 1. C
D D
154. The prosecution’s position is that to argue the merits of the
E decision to prohibit the public meeting or to deny that COVID-19 was the E
real reason behind the decision are not constitutional challenges on the
F F
subject offence on either a systemic or operational level. I agree with this
G position. G
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155. It is not open to the defendants to challenge to the merits of
I the decision during the trial. Firstly, the issue should have been resolved I
by the Appeal Board according to the statutory mechanism for aggrieved
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parties and then a Judicial Review.
K K
156. The prosecution’s case is that, in any event, on a true
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construction of the POO, the validity and merits of the Commissioner’s
M decision is not an essential element of the subject offence under section M
17A (3) and therefore, it is unnecessary for this Court to consider. I also
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agree with this position.
O O
157. I was referred to an authority for the proposition that it was
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not open to a defendant in a criminal trial to challenge the validity of a
Q statutory or regulatory order unless there were no other avenues available Q
to him to appeal the order, HKSAR v Sky Wide Development Ltd (2013) 1
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HKLRD 613. In that authority the defendants challenged the validity of a
S building demolition order during their trial when the Buildings Ordinance S
provided a statutory mechanism for an avenue for appeal which was not
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utilised.
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B B
C 158. It would make no sense if only those named in the Notification C
th
submitted under the POO could appeal to the Appeal Board yet the 4
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defendant, being someone who incited others to participate in an
E unauthorised assembly was able to effectively appeal it during a criminal E
trial instead.
F F
G 159. After considering submissions from both the defence and the G
prosecution, I do not find it open to the 4th defendant in this trial to
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challenge the merits of the decision of the Commissioner of Police. It is
I not relevant to the elements of either Charge 1 or Charge 3. It is I
unnecessary for the purposes of this trial to determine whether the ban of
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the public meeting was justified, reasonable or proportionate.
K K
160. However, I will add that even if it was relevant and I should
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consider the merits of the decision then I would, without hesitation, rule
M against the defence. The Department of Health’s opinion and M
recommendation was very clear. The numbers of COVID cases from April
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2020 had decreased because Dr Chen contributed that to the concerted
O efforts of the whole community in maintaining social distancing amongst O
other effective measures. That did not mean Hong Kongers were safe from
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COVID-19.
Q Q
161. I would have given weight to Dr Chen’s evidence that even if
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all possible precautionary measures were implemented in Victoria Park
S during a public meeting of between 50,000 and 100,000 people, she would S
still be of the same professional opinion that a mass gathering of that nature
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B B
of which she had had prior personal experience, would be a risk to public
C health at that material time. C
D D
Conclusion
E E
162. After a careful consideration of the submissions, I find no
F F
matters raised by any of the defendants can constitute arguable grounds for
G an operational proportionality challenge. Accordingly, the constitutional G
challenge of section 17A (3) of the Public Order Ordinance on an
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operational level must fail. Both constitutional challenges on the systemic
I and operational level have failed. I
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Summary
K K
163. I have found after trial the prosecution able to prove beyond
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reasonable doubt that on 4 June 2020, the 4th and 13th defendants together
M with others unlawfully incited other persons to that lawful authority or M
reasonable excuse, knowingly take part in a public meeting which was an
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unauthorised assembly.
O O
164. I have also found after trial the prosecution able to prove
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th th
beyond reasonable doubt that on the same day the 13 and 19 defendants
Q knowingly took part in an unauthorised assembly as defined in section Q
17A(2)(a) of POO in Victoria Park without lawful authority or reasonable
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excuse.
S S
165. I did go on to consider constitutional challenges. The systemic
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challenge failed for the sole reason that this Court is bound by the decision
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B B
made by the Court of Final Appeal in Leung Kwok Hung 2005. The
C constitutionality of section 17A was decided in that authority and a binding C
precedent.
D D
E 166. Similarly, I found the operational challenge failed for the sole E
reason that there were no matters relied upon by the defendants that could
F F
constitute good and arguable grounds for an operational proportionality
G analysis as envisaged by the Court of Appeal in Leung Kwok Hung (No. 2) G
2020.
H H
I 167. Accordingly, and despite the clear records of all 3 defendants, I
I find the 4th and 13th defendants guilty of Charge 1. I find the 13th and 19th
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defendants guilty of Charge 3.
K K
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M M
(A J Woodcock)
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District Judge
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