CACC30/2011 HKSAR v. LEE KWOK WAH FRANCIS - LawHero
CACC30/2011
上訴法庭(刑事)Cheung JA, Hon Yuen JA and Hon Chu JA2/12/2012
CACC30/2011
由此
A A
[English Translation – 英譯本]
B CACC 30/2011 B
C C
IN THE HIGH COURT OF THE
D D
HONG KONG SPECIAL ADMINISTRATIVE REGION
E E
COURT OF APPEAL
F F
CRIMINAL APPEAL NO. 30 OF 2011
G (ON APPEAL FROM HCCC NO. 183 OF 2010) G
H ________________ H
I
BETWEEN I
HKSAR Respondent
J J
K AND K
L L
LEE KWOK WAH FRANCIS Applicant
M M
(李國華)
N ________________ N
O O
Coram: Hon Cheung JA, Hon Yuen JA and Hon Chu JA in Court
P P
Date of Hearing: 16 and 17 October 2012
Q Q
Date of Judgment: 3 December 2012
R R
S S
JUDGMENT
T T
U U
V V
JD 187-2013
由此
A A
B Hon Cheung JA (giving the judgment of the Court): B
C C
1. The applicant was indicted on seven counts of sexual offences.
D D
After trial before D. Pang J sitting with a jury, he was found guilty of five of the
E E
counts and was sentenced to eight years’ imprisonment. He applies for leave
F F
to appeal against both conviction and sentence.
G G
H H
The Five Convictions
I I
J 2. Four of the five counts of which the applicant was found guilty J
K concerned a girl X, who was under the age of 16. Three of these counts, namely K
L the 1st,, the 3rd and the 5th counts, alleged that the applicant had sexual L
intercourse with X, a girl under the age of 16 years, contrary to sections 124(1)
M M
and 153P(1) of the Crimes Ordinance, Cap. 200, Laws of Hong Kong (“the
N N
Ordinance”). Another count which involved X, namely the 6th count, alleged
O O
that the applicant engaged in indecent conduct towards a child under the age of
P P
16 years, contrary to sections 146(1) and 153P(1) of the Ordinance. The
Q Q
remainder count, namely the 7th count, was concerned with another girl under
R R
the age of 16, Y, and alleged that the applicant indecently assaulted Y, contrary
S to sections 122(1) and 153P(1) of the Ordinance. S
T T
U U
V 2 JD 187-2013 V
由此
A A
B B
C
Particulars of the offences C
D D
3. The particulars of offence of the 1st, the 3rd and the 5th counts were
E E
as follows:
F F
G G
1) The 1st count: The applicant, on a day unknown between the 1st day
H H
of September, 2005 and the 31st day of March, 2007, being a Hong Kong
I I
permanent resident, at Fo Xin Hostel, No. 8 Xiang Shan Xin Street, Xiangshan
J Town, Menghai County, Xishuangbanna, Yunnan Province, China, had J
K unlawful sexual intercourse with X. K
L L
2) The 3rd count: The applicant, on a day unknown between 1st day of
M M
September 2006 and 31st day of July, 2007, being a Hong Kong permanent
N N
resident, at Bulangshan Nong Mao Market Reception House, Menghai County,
O O
Xishuangbanna, Yunnan Province, China, had unlawful sexual intercourse with
P P
X.
Q Q
R R
3) The 5th count: The applicant, on a day unknown between the 1st day
S of August, 2006 and the 31st day of July, 2007, being a Hong Kong permanent S
T resident, at Ren Ai Children Home, No. 20 Jinlong Road, Xiangshan Town, T
U U
V 3 JD 187-2013 V
由此
A A
B Menghai County, Xishuangbanna, Yunnan Province, China, had unlawful B
C
sexual intercourse with X, a girl under the age of 16 years. C
D D
4. The particulars of offence of the 6th count were that the applicant,
E E
on a day unknown between the 1st day of January, 2006 and the 31st day of
F F
August, 2007, being a Hong Kong permanent resident, at Ren Ai Children
G G
Home, No. 20 Jinlong Road, Xiangshan Town, Menghai County,
H H
Xishuangbanna, Yunnan Province, China, committed an act of gross indecency
I I
towards X.
J J
K 5. The particulars of offence of the 7th count were that the applicant, K
L on a day unknown between the 1st day of August, 2005 and the 31st of July, L
2007, being a Hong Kong permanent resident, at Ren Ai Children Home, No.
M M
20 Jinlong Road, Xiangshan Town, Menghai County, Xishuangbanna, Yunnan
N N
Province, China, indecently assaulted Y.
O O
P P
st rd
6. The jury unanimously found the applicant guilty of the 1 , the 3 ,
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the 6th and the 7th counts. In respect of the 5th count, the jury found him guilty
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by a majority verdict, which was 5 to 2.
S S
T Sentence T
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V 4 JD 187-2013 V
由此
A A
B 7. For the 1st, the 3rd and the 5th counts, D Pang J imposed a sentence B
C
of four years’ imprisonment; for the 6th count, one year and six months’ C
imprisonment and for the 7th count, two years’ imprisonment. One year of the
D D
terms of each count was to be served consecutively to the terms of other counts,
E E
making a total sentence of eight years’ imprisonment.
F F
G G
Persons involved in the case
H H
I I
8. The applicant was a permanent resident of Hong Kong. He set up
J the Ren Ai Children Home (“the Centre”) in Xishuanghana, Yunnan, on the J
K Mainland, to take care of orphans and children who needed assistance. The K
L applicant had the right to decide who could reside in the Centre and who could L
receive financial assistance, including assistance for enabling the recipient to
M M
receive education. Twenty odd children were taken care of and provided for
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by the Centre. The applicant visited the Centre about three times a year, and
O O
stayed there for one to two weeks each time. When he stayed there he
P P
nd
occupied a room on the 2 floor of the Centre.
Q Q
R R
9. X was a child inmate of the Centre. She was born on 1 April
S 1994. Y was born on 20 April 1992. X was molested by the applicant at a time S
T between 1 September 2005 and 31 August 2007 when X was 11 to 13 years old. T
U U
V 5 JD 187-2013 V
由此
A A
B The incidents took place between the first term of X’s primary 5 school year B
C
and the second term of her primary 6 school year. C
D D
10. Y was also a child inmate of the Centre. She was molested at a
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time between 1 August 2005 and 31 July 2007. The facts alleged by the
F F
prosecution were that the molestation took place during the second term of her
G G
primary 6 school year when she was 15 years old.
H H
I I
11. We adopt the summary of the prosecution case and the defence
J case as presented by Ms. Virginia Lau, Senior Public Prosecutor, representing J
K the respondent, to which we supplement: K
L L
Prosecution case
M M
1st count
N N
O O
1) X (PW2) was video-interviewed by the police on 7 April 2009.
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At that time she was studying in junior [secondary] 2. The account she gave
Q Q
was that because she was a child of a poor family, she was sent by the
R R
government to the Centre when she was in primary 3. Later, when she was in
S primary 5, the applicant began to provide her with bank cards, mobile S
T telephones, MP3s and pocket money. Gradually she became used to it and T
U U
V 6 JD 187-2013 V
由此
A A
B accepted gifts and money without thinking about what consequences that would B
C
lead to. C
D D
2) One day at noon during the second term of X’s primary 5 school
E E
year, she went to the Centre. She did not see the applicant. Then she
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telephoned him to ask him to come back for lunch, but she learnt that he was
G G
with an old female inmate called Huiming [transliteration of 輝明]. Huiming
H H
asked X to go to Fo Xin Hostel, which was in the vicinity, to meet her. When
I I
X got to the hostel, Huiming said that she was hungry and the applicant told her
J J
to go to buy some bread. Huiming was away for a long time and still did not
K come back. The applicant made use of this opportunity and had sexual K
L intercourse with X in a room. X said that the applicant forcibly removed her L
M clothes. She resisted and told him to go away but she was weaker than him in M
terms of physical power, so in the end he penetrated into her private parts.
N N
O O
3rd count
P P
Q Q
3) The applicant told three girls, namely X, Wang Zhilan and Y to
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join him to accompany an inmate called Jiao Jiao [transliteration of 嬌嬌] to
S S
her hometown. Subsequently they stayed overnight at Bulangshan Nong Mao
T T
Market Reception House. The applicant and the girls occupied the same room,
U U
V 7 JD 187-2013 V
由此
A A
B in which there were three beds. Wang Zhilan and Y each slept on one bed, B
C
while X and the applicant slept on the remaining one. After supper, they came C
back and sat on the beds to watch television. When Wang Zhilan and Y
D D
seemed to have gone asleep, the applicant touched X with his hands, took off
E E
her trousers and had sexual intercourse with her. He did not use any condom.
F F
He ejaculated on X’s belly and then cleaned himself with paper. It seemed
G G
that the television was on when this was happening. The applicant did not say
H H
anything and the sexual intercourse position was the man lying on top of the
I I
girl.
J J
K 4) Wang Zhilan gave evidence that during the first night of their stay K
L at Bulangshan, she saw that the applicant and X slept on the same bed and that L
some bodily movements, which appeared to be sexual intercourse movements,
M M
were going on under the quilt.
N N
O O
5th count
P P
Q Q
5) The applicant and X had sexual intercourse also in the Centre.
R R
[She] could not remember how many times there had been, or the circumstances
S in which the first time happened. The occasion of which she had the clearest S
T memory was that one day she went to the applicant’s room to play with the T
U computer. She played for a long time until one o’clock in the small hours. U
V 8 JD 187-2013 V
由此
A A
B The applicant, after cleaning his face and brushing his teeth, entered the room B
C
and locked the door. He told X not to leave and asked her to stay and sleep C
with him. X said she wanted to play a while longer, using that as an excuse for
D D
not doing what he said, but the applicant simply switched off the computer. At
E E
last, X gave in to the applicant’s persuasion. She stayed in the room and lay
F F
on the bed with the applicant, who kissed her mouth to mouth, caressed her,
G G
removed her clothes and made love to her, proceeding in the same position as
H H
usual, i.e. the applicant on top of X. Finally, he ejaculated on X’s thigh.
I I
Then [they] cleaned [themselves] and they slept together in the room until
J daybreak. In the course of doing this, the applicant did not say anything. J
K K
L 6) X said that when the above happened, it was probably the second L
term of her primary 6 school year, and that the weather was a bit cold at the
M M
time.
N N
O O
6th count
P P
Q Q
7) Besides having sexual intercourse with X, when the applicant was
R R
having video chats with her on line, there were occasions on which the applicant
S told X to strip herself and also on which the applicant exposed his private parts S
T to X and even masturbated himself, leading to ejaculation. This happened two T
U or three times in total. On one occasion, other people were present and they U
V 9 JD 187-2013 V
由此
A A
B saw images transmitted through the internet, showing what the applicant was B
C
doing. In the Centre, only the applicant’s room was equipped with a computer. C
When he was in Hong Kong and wanted to call the people of the Centre
D D
together for a meeting, he would telephone the Centre to ask them to switch on
E E
the computer so that he could talk with them. X had a key to [the door of] the
F F
applicant’s room, so she could often enter the room to play and could also ask
G G
her friends to come to accompany her. One night during the first term of her
H H
primary 6 school year, X asked Y and Wang Zhilan to sleep with her in the
I I
applicant’s room. On that occasion, X chatted with the applicant through the
J internet and what described above took place. X and Yang Gaiying, the J
K housekeeper of the Centre, each had a key to [the door of] the applicant’s room, K
L but other people did not. L
M M
8) Both Y and Wang Zhilan gave evidence that on the night in
N N
question they saw that on the computer screen the applicant exposed his private
O O
parts to X. Wang Zhilan and Yang Gaiying also said that they had seen X and
P P
the applicant going together into the bathroom to take a bath.
Q Q
R R
9) X said that she called the applicant sworn father and looked upon
S him as a benefactor because he had helped her. The applicant went to the S
T Centre three or four times a year; mostly at the time of the payment of school T
U fees at the beginning of a school term. According to X, sexual intercourse had U
V 10 JD 187-2013 V
由此
A A
B taken place in the Centre for more than 10 times. On some of these occasions B
C
the applicant asked X to stimulate his private parts by her hands or her mouth, C
but X helped him by using only her hands.
D D
E E
10) A forensic pathologist examined X on 8 April 2009 and found that
F F
her hymen had been completely torn in the past. The condition of the tear
G G
showed that something, perhaps a penis, had definitely pierced the hymen,
H H
resulting in the damage.
I I
J 7th count J
K K
L 11) Y moved into and lived in the Centre in 2005 when she was L
studying in primary 5 and she left there after primary 6. Sometime between 7
M M
and 8 p.m. one day during the second term of her primary 6 school year, when
N N
Y and Huiming were sleeping in the lower bunk of a bunk bed in a room on the
O O
second floor, the applicant suddenly entered the room and fondled Y’s breasts
P P
with his hands. Y resisted but she was weaker in strength than the applicant.
Q Q
After a while, he left on his own.
R R
S Defence case S
T T
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V 11 JD 187-2013 V
由此
A A
B 12) The applicant gave evidence and he denied all these accusations. B
C
He contracted poliomyelitis when he was one year old. His legs became C
crippled and he needed supporting equipment in order to walk. A doctor
D D
advised him to use a walking frame, but due to his sense of inferiority, he
E E
thought that the sight of his using it did not look nice, so he did not use it.
F F
However, he had been using a walking stick for 20 years or so. Without it his
G G
movements would have been much restricted and he would have become prone
H H
to fall or tumble because his left leg was completely strengthless.
I I
J 13) During each visit to the Centre, he would stay for about two weeks; J
K but more than half of the time would be spent on making visits outdoors. He K
L would take photographs and make reports about his visits. After doing these, L
he would send emails to the sponsors and upload the information onto the
M M
internet. After he returned to Hong Kong, he would store the photographs in
N N
the computer. The dates and captions of the photographs were determined and
O O
designed according to the information contained in the files which were made
P P
for the purpose of keeping the photographs taken during each of his journeys;
Q Q
for example, the period during which he took Jiao Jiao to her hometown in
R R
Buhangshan was 4 to 6 May 2007.
S S
T 14) The applicant claimed that he had never told any child in the T
U Centre to go into the bathroom and stay inside together with him. He said he U
V 12 JD 187-2013 V
由此
A A
B had only asked some children in the Centre to bring some articles of everyday B
C
use into the bathroom to give them to him so that he could take a bath. C
D D
15) According to him, in September 2006 X, Y and Huiming were all
E E
in the Centre, but during the period in which the applicant visited the Centre
F F
two times (i.e. between November 2006 and February 2007) Huiming was gone.
G G
As far as he knew, Huiming did not want to go to school, she wanted to look for
H H
a job instead. As for X, she returned to her hometown upon completion of
I I
primary 6, because her academic performance was poor and she assaulted
J someone in the Centre. The applicant did not really expel her from the Centre. J
K He just wanted her to go to Menhhai Secondary School to be a boarder, but X K
L did not want to go there and she made her own decision to return to her L
hometown in Menghai.
M M
N N
16) He said that on one occasion Wang Zhilan and Y refused to give
O O
help to move some articles and were sternly reprimanded by him. Apart from
P P
that, when Wang Zhilan was at the junior secondary education stage, she had
Q Q
poor academic results and her manners were bad. For these reasons she was
R R
sent to a boarding school, but subsequently she returned to the Centre.
S Similarly, after Y finished primary education, she was criticized by her teacher S
T for her bad academic performance and was even told by her teacher that she T
U should not go to school anymore. It was only because the applicant interceded U
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由此
A A
B for her that she could continue to receive education. Subsequently, however, B
C
Y chatted on the phone all day long and was scolded by the applicant. C
D D
17) Regarding the incident in Bulangshan Nong Mao Market
E E
Reception House, the applicant stated that according to the information stored in
F F
the computer files, the journey should have taken place from 2 to 4 May 2007.
G G
As Jiao Jiao was only 7 years old, the applicant worried that he could not take
H H
care of her properly due to the difficulties he had in getting about. He
I I
therefore asked the children in the Centre who would like to go with him. The
J result was that X, Y and Wang Zhilan were willing to go with him. It was a J
K long journey and Jiao jiao’s home was not big enough to accommodate all of K
L them, so the itinerary he worked out was that for two nights they would sleep in L
a hostel. At night, he alone slept on the bed closest to the door, while the other
M M
two beds were allocated by the three girls themselves. The activities for the
N N
following day were that they first went to a restaurant to have lunch and then to
O O
Jiao Jiao’s home to play. They returned to the hostel after supper. Nothing
P P
happened on that night just as nothing happened on the first night. They left
Q Q
early in the morning on the third day.
R R
S 18) In the Centre, any bodily contacts the applicant had with the S
T children were limited to those necessary in their daily life and in their games, T
U and absolutely nothing more than that. The computer in his room was used for U
V 14 JD 187-2013 V
由此
A A
B two purposes: 1. To show, through its connection with the closed circuit TV, B
C
what was going on at the main door on the ground floor and in the sitting rooms C
on the two storeys; 2. To talk, chat or hold meetings with individual inmates or
D D
all the inmates through the video chatting function. He denied he had ever
E E
used it to expose his private parts. He protested that the Fo Xin Hostel
F F
incident was sheer fiction. He said he had never been to that place and had not
G G
even heard of it.
H H
I I
19) The applicant explained that he gave more money to X than to
J others because he wanted to financially support the elder sister and other family J
K members of X. He said another inmate, who was called Hui Zi, also had a K
L bank card. At the early stage of Yang Gaiying’s service at the Centre, he was L
not sure how long Yang Gaiying would work there, so he gave the bank cards to
M M
X and Hui Zi. These two children were more senior in age and had a sense of
N N
responsibility. He let them have the cards as a precaution against
O O
contingencies. As for the keys to the door of his room, initially only Yang
P P
Gaiying had a key. However, she was lazy and she just gave it to the inmates
Q Q
so that they could take turns to enter the room to clean it, and as a result the key
R R
was lost. Subsequently, he had a number of duplicate keys made and X said
S she had one of them. S
T T
U U
V 15 JD 187-2013 V
由此
A A
B 20) He said that the rent for renting a room at the hostel at Bulangshan B
C
was low, just 30 to 40 yuan per night, but he rented one room only. He said C
the reason was that he had to take care of the children.
D D
E E
21) Lastly, the applicant claimed that starting from 2002 he had
F F
problems concerning erection. In 2004, he sought treatment as an outpatient.
G G
In 2006, he was treated at the urological department. Acting on the advice
H H
given by the doctor, he took Viagra, but it was too expensive and the side effect
I I
was too strong. After discussion with his wife, he decided to stop using it.
J J
K 22) Doctor Chan, the second defence witness, gave evidence that from K
L March 2000 up to the present the applicant was a patient of the orthopaedics L
department of Pamela Youde Nethersole Eastern Hospital. His medical
M M
history showed that due to poliomyelitis, both of his legs were weak,
N N
particularly the left leg, and that he had to walk with the support of a walking
O O
stick. The result of the assessment of the strength of his left leg and right leg
P P
was respectively point 3 and point 4. Point 3 meant that he was able to stand
Q Q
up to gravitation, i.e. he could walk. Point 4 meant that he could resist some
R R
outside forces other than gravitation; for example, the doctor using his hand to
S obstruct his walking movement. If he could completely kick away the doctor’s S
T hand, that was point 5, which meant completely normal. T
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V 16 JD 187-2013 V
由此
A A
B 23) Dr. Chan said that when the applicant completely stood still, he B
C
could stand in that position for five to six minutes without the support of a C
walking stick; but that if he bent from the waist and in addition someone gave
D D
him a push, it would be very difficult for him to keep his balance; and that if he
E E
wanted to squat down, he would encounter even greater difficulties.
F F
G G
24) Dr. Chow, the third defence witness, testified that the applicant was
H H
referred by the Chaiwan Clinic in October 2004, that he came to the urological
I I
department of Pamela Youde Nethersole Eastern Hospital for treatment for the
J first time in March 2006, and that he was diagnosed as suffering from moderate J
K degree erectile dysfunction. The meaning of moderate degree was that he K
L could not succeed in having sexual intercourse every time he wanted, but this L
did not mean that he failed every time. He could, for example, be successful
M M
five times out of ten. However, that was the result of medication. Dr. Chow
N N
had no idea as to what his condition was before any medicine was prescribed for
O O
him or how he would perform without taking any medicine. The medicine in
P P
question was actually Viagra. Dr. Chow said that in all other aspects the
Q Q
applicant was normal; that is to say, there were no other reasons which led to his
R R
impotence except idiopathic causes.
S S
T Grounds of appeal T
U U
V 17 JD 187-2013 V
由此
A A
B 12. The applicant put forward five grounds of appeal, of which B
C
grounds 2 and 3 are about matters of principle, in that ground 2 is about the C
constitutionality of the offences and ground 3 alleges that the applicant did not
D D
have a fair trial; while the other three grounds are about issues concerning the
E E
contents of each individual offence.
F F
G G
1) Ground of appeal 2: Unconstitutionality of the Offences
H H
(1) Section 153P of the Ordinance
I I
J 13. Section 153P of the Ordinance provides that: J
K K
L
“153P Extra-territorial effect of sexual offence provisions L
listed in Schedule 2
M M
N N
Certain sexual offences committed against children outside
O O
Hong Kong; related arrangements and advertisements
P P
Q (1) Where – Q
(a) (i) a person who is a Hong Kong permanent
R R
resident or who ordinarily resides in Hong
S S
Kong;
T T
U U
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由此
A A
B (ii) a body corporate that is incorporated or B
registered in Hong Kong; or
C C
(iii) a body of persons, whether corporate or
D D
unincorporated, that has a place of business
E E
in Hong Kong,
F commits any act outside Hong Kong; and F
G G
(b) the act –
H H
(i) would have constituted an offence under any
I I
of the provisions specified in Schedule 2 had
J J
it been committed in Hong Kong; and
K (ii) is committed in relation to a person under K
L the age of 16 or in the case of an offence L
under section 123 or 140, under the age of
M M
13,
N N
then the person or body shall be guilty of that offence.
O O
P P
(2) Where any person or body of persons, whether corporate
Q or unincorporated, commits any act outside Hong Kong that – Q
R
(a) would have constituted an offence under any of the R
provisions specified in Schedule 2 had it been
S S
committed in Hong Kong; and
T T
U U
V 19 JD 187-2013 V
由此
A A
B (b) is committed in relation to a person who is a Hong B
Kong permanent resident or who ordinarily resides
C C
in Hong Kong and is –
D D
(i) under the age of 16; or
E E
(ii) in the case of an offence under section 123
F or 140, under the age of 13, F
G then the person or body shall be guilty of that offence. G
H H
(3) Where a defendant is charged with an offence that is an
I I
offence by virtue of subsection (1) or (2) and involves a sexual
J J
act done by him with or to another person, it is a defence for the
K defendant to establish that – K
L (a) at the time of the sexual act, there existed between L
the defendant and that other person a marriage that
M M
was valid, or recognized as valid, under the law of –
N N
(i) the place where the marriage was
O O
solemnized;
P P
(ii) the place where the sexual act was done; or
Q (iii) the place of the defendant’s residence or Q
R
domicile; R
S S
(b) when it was solemnized, the marriage was genuine;
T T
and
U U
V 20 JD 187-2013 V
由此
A A
B B
(c) at the time of the sexual act, that other person
C C
consented to the sexual act.”
D D
E E
14. The provisions listed in Schedule 2 include section 124 (i.e.
F F
intercourse with girl under 16), section 146 (i.e. indecent conduct towards child
G under 16) and section 122 (i.e. indecent assault) of the Ordinance. G
H H
I (2) Background of the legislation I
J J
15. Section 153P of the Ordinance originated from the Crimes
K K
(Amendment) Bill 1999, which was introduced into the Legislative Council on
L L
7 July 1999 and eventually became law and was gazetted in 2003. We set out
M M
below relevant passages quoted from the Legislative Council Brief submitted by
N N
the Security Bureau to the Legislative Council on 8 January 2002:
O O
P “General Background P
Q Q
United Nations Convention on the Rights of the Child (UNCRC)
R R
S S
3. Under Article 34 of the UNCRC, which applies to Hong
T T
Kong, children should be protected from all forms of sexual
U U
V 21 JD 187-2013 V
由此
A A
B exploitation and sexual abuse. Enacting legislation which B
prohibits child pornography and child sex tourism will be a
C C
positive step to implement the UNCRC.
D D
E E
……
F F
G Child Sex Tourism G
H H
7. Sexual exploitation of children is known to have
I I
international dimensions. Child sex tourism, that is,
J J
arrangements which enable adults to travel from their home
K countries to other places, in particular less-developed places, to K
L engage in sexual activities involving children, is known to exist L
around the world. A number of countries, including Australia,
M M
the United States and many European countries, have enacted
N N
specific legislation against child sex tourism.
O O
P P
8. Hong Kong, through regular liaison with overseas law
Q enforcement agencies, has been maintaining a close watch on the Q
R
problem and assisted in the investigation of a number of cases. R
However, the Crimes Ordinance does not prohibit local residents
S S
from exploiting children sexually in other places. Nor does it
T T
provide protection to local children who may be abducted outside
U U
V 22 JD 187-2013 V
由此
A A
B the territory and become targets of child sex tours. Given the B
heinous nature of child sex tours and the need for joint
C C
international efforts, legal sanctions must be imposed on
D D
perpetrators who prey on local or overseas children. We
E E
therefore propose to introduce legislative amendments to provide
F extra-territorial effect to certain sexual offences under the Crimes F
G Ordinance in respect of acts committed to children where the G
perpetrator or the victim has a nexus with Hong Kong.
H H
I I
……
J J
K Proposals relating to child sex tourism K
L L
22. We propose to extend the application of 24 sexual offence
M M
provisions of the Crimes Ordinance to acts committed outside
N N
Hong Kong, the provisions are set out in Annex B. In other
O O
words, these provisions will be given extra-territorial effect. At
P P
present, 14 of these provisions are applicable to victims of any
Q age. Four provisions currently apply to victims under the age of Q
R
21. We propose that the extra-territorial effect will only be R
applicable to cases where victims are under the age of 16 under
S S
these 18 provisions. Four of the remaining six provisions have
T T
applicable age limit of the victims set under the age of 16 and the
U U
V 23 JD 187-2013 V
由此
A A
B other two under the age of 13. For these six provisions, we do B
not propose any change to the applicable age limit.
C C
D D
23. We further propose that the extra-territorial effect should
E E
cover the persons and corporations referred to in sub-paragraphs
F (a) to (c) below insofar as they are the perpetrators of the relevant F
G criminal act outside Hong Kong and the persons referred to in G
sub-paragraph (a) below insofar as they are the victims of the
H H
relevant criminal act outside Hong Kong –
I I
J J
(a) a person who is a Hong Kong permanent resident or
K who ordinarily resides in Hong Kong; K
L L
(b) a body corporate that is incorporated or registered
M M
in Hong Kong; or
N N
O O
(c) a body of persons, whether corporate or
P P
unincorporated, whose principal place of business
Q is Hong Kong. Q
R R
24. Separately, we propose to create an offence for arranging
S S
or advertising child sex tours. The offence covers any message
T T
U U
V 24 JD 187-2013 V
由此
A A
B sent through the Internet, any other forms of electronic B
transmission or other means.
C C
D D
25. We propose that valid marriage between the defendant and
E E
the victim will be a defence to a charge for extra-territorial sexual
F offences under the Bill provided that the victim consented to the F
G act. We also propose that there shall be a defence for a person G
charged with publishing an advertisement for child sex tours if he
H H
did not have any reasonable cause to suspect it to be such an
I I
advertisement.”
J J
K K
16. In addition, we also quote the contents concerning section 153P
L from the Paper for the Legislative Council House Committee meeting on 20 L
M June 2003: M
N N
“The Bill
O O
P P
3. The Bill seeks –
Q Q
(a) …
R (b) … R
S (c) to extend the application of certain sexual offence S
provisions to acts committed against children
T T
outside Hong Kong and prohibiting the making of
U U
V 25 JD 187-2013 V
由此
A A
B any arrangement relating to commission of those B
acts and advertisements for such arrangement.
C C
D D
……
E E
F Extra-territorial effect of sexual offence provisions listed in F
G Schedule 2 of the Crimes Ordinance G
H H
52. The new section 153P of the Crimes Ordinance to be
I I
added by the Bill extends the application of 24 sexual offence
J J
provisions listed in the new Schedule 2 to the Crimes Ordinance
K to an act committed against a child outside Hong Kong if the K
L defendant or the child has connections with Hong Kong. Valid L
marriage between the defendant and the victim will be a defence
M M
to a charge of extra-territorial sexual offences under the Bill
N N
provided that the victim consented to the act.
O O
P P
53. On the rationale for the proposed provisions, the
Q Administration has explained that sexual exploitation of children Q
R
is known to have international dimensions. Child sex tourism is R
known to exist around the world, and has inherent to it an
S S
extra-territorial element. Extra-territorial effect of the relevant
T T
offence provisions is essential for combating child sex tourism.
U U
V 26 JD 187-2013 V
由此
A A
B Permanent residents and persons who ordinarily reside in Hong B
Kong, irrespective of their nationality, should be prohibited from
C C
engaging in the heinous acts of child sex tourism occurred
D D
outside Hong Kong. They should therefore be covered under
E E
the Bill.
F F
G 54. Regarding the enforcement of the provisions, the G
Administration has explained that if a person who is a Hong
H H
Kong permanent resident or who ordinarily resides in Hong Kong
I I
commits an offence under new Schedule 2 overseas, he could be
J J
arrested and prosecuted before Hong Kong courts when he
K returns to Hong Kong. In this situation, evidence/witnesses will K
L be required from the place where the offence was committed. L
This may involve liaison at the law enforcement level and/or a
M M
formal request for mutual legal assistance. Depending on the
N N
circumstances, the perpetrator may be extradited and then
O O
prosecuted in Hong Kong.
P P
Q …… Q
R R
57. The Administration has explained that the 24 offences are
S S
included because they relate more directly to sexual exploitation
T T
of children. Other sexual offences, such as living on earnings of
U U
V 27 JD 187-2013 V
由此
A A
B prostitution of others, keeping a vice establishment etc. are B
considered less directly relevant. As the purpose of the proposal
C C
is to deal with a particular problem by extending the application
D D
of the existing sexual offences under the Crimes Ordinance, the
E E
Administration considers that efforts should be focused on the
F most directly relevant offences and the net should not be casted F
G too wide. Extra-territorial effect is therefore not proposed to be G
extended to offences which are not likely to be the principal
H H
offences committed by paedophiles.”
I I
J J
17. Furthermore, in May 2003 the Security Bureau submitted the
K K
Administration’s Response to Submission by Law Society of Hong Kong dated
L L
5.5.2003. We set out the relevant parts in the Response below:
M M
N “…… N
O O
9. In addition, under Article 3 of the Optional Protocol to the
P P
UN Convention on the Rights of the Child on the sale of children,
Q Q
child prostitution and child pornography (the Optional Protocol),
R R
each state party has to ensure, inter alia, that possession of child
S pornography be made an offence under its criminal law before it S
T
may comply with the Optional Protocol. T
U U
V 28 JD 187-2013 V
由此
A A
B …… B
C C
Extra-territorial effect of offences listed under Schedule 2
D D
E E
12. Sexual exploitation of children is known to have
F international dimensions. Child sex tourism, that is, F
G arrangements which enable adults to travel from their home G
countries to other places, in particular less-developed places, to
H H
engage in sexual activities involving children, is known to exist
I I
around the world. Child sex tourism has inherent to it an
J J
extra-territorial element. Extra-territorial effect of the relevant
K offence provisions is essential for combating child sex tourism. K
L L
13. The Optional Protocol mentioned in paragraph 9 above
M M
also states that each state party should take measures to establish
N N
its jurisdiction over the relevant offences in the following cases:
O O
P P
(a) when the alleged offender is a national of that State
Q or a person who has his habitual residence in its Q
R
territory; R
S S
(b) when the victim is a national of that State.
T T
U U
V 29 JD 187-2013 V
由此
A A
B 14. Hong Kong, as a member of the international community, B
has a compelling interest to protect children and to join in the
C C
concerted efforts in combating sexual abuse of children. We
D D
therefore propose to introduce legislative amendments to give
E E
extra-territorial effect to certain sexual offences under the Crimes
F Ordinance in respect of acts that relate to direct sexual F
G exploitation of children, where the perpetrator or the victim has a G
nexus with Hong Kong.”
H H
I I
(3) United Nations Convention on the Rights of the Child
J J
K K
18. Both parties agree that Article 34 of the United Nations
L L
Convention on the Rights of the Child applies to Hong Kong. The Article
M M
reads as follows:
N N
O “Article 34 O
P P
States Parties undertake to protect the child from all forms of
Q Q
sexual exploitation and sexual abuse. For these purposes, States
R R
Parties shall in particular take all appropriate national, bilateral,
S and multilateral measures to prevent: S
T T
U U
V 30 JD 187-2013 V
由此
A A
B (A) The inducement or coercion of a child to engage in any B
unlawful sexual activity;
C C
(B) The exploitative use of children in prostitution or other
D D
unlawful sexual practices;
E E
(C) The exploitative use of children in pornographic
F performances and materials.” F
G G
However, the Optional Protocol to the Convention on the Rights of the Child on
H H
the Sale of Children, Child Prostitution and Child Pornography (“the Optional
I I
Protocol”) is still not applicable to Hong Kong.
J J
K K
(4) Equality and non-discrimination
L L
M M
19. Mr. Law, counsel for the applicant, argued that the Ordinance
N contravenes Article 25 of the Basic Law of Hong Kong, which guarantees that N
O all Hong Kong residents shall be equal before the law, and violates the O
P entitlement to rights without distinction and the right to protection against P
Q
discrimination provided in Article 1(1) and Article 22 of the Hong Kong Bill of Q
Rights of the Hong Kong Bill of Rights Ordinance, Cap. 383 Laws of Hong
R R
Kong.
S S
T T
U U
V 31 JD 187-2013 V
由此
A A
B Article 1(1): B
C C
“The rights recognized in this Bill of Rights shall be enjoyed
D D
without distinction of any kind, such as race, colour, sex,
E E
language, religion, political or other opinion, national or social
F F
origin, property, birth or other status. [cf. International
G Covenant on Civil and Political Rights Art. 2]”; and G
H H
I Article 22: I
J J
“All persons are equal before the law and are entitled without any
K K
discrimination to the equal protection of the law. In this respect,
L L
the law shall prohibit any discrimination and guarantee to all
M M
persons equal and effective protection against discrimination on
N any ground such as race, colour, sex, language, religion, political N
O or other opinion, national or social origin, property, birth or other O
status. [cf. International Covenant on Civil and Political Rights
P P
Art. 26]”
Q Q
R R
(5) Applicant’s argument
S S
T 20. The applicant accepted that the Legislative Council of Hong Kong T
U has the power to legislate to extend our jurisdiction to places outside Hong U
V 32 JD 187-2013 V
由此
A A
B Kong. He complained that section 153P(1) of the Ordinance discriminates B
C
against him on account of his status as a Hong Kong permanent resident. He C
submitted that the status of a Hong Kong permanent resident and the status of a
D D
person who ordinarily resides in Hong Kong are covered by the phrases “other
E E
status” and “national origin” in Articles 1(1) and 22 of the Hong Kong Bill of
F F
Rights.
G G
H H
21. The applicant also invoked section 3 and section 25 [sic] of the
I I
Registration of Persons Ordinance, Cap.177 Laws of Hong Kong. He said that
J a person’s status as a Hong Kong permanent resident or his status as a person J
K who ordinarily resides in Hong Kong can be regarded as his immigration status K
L or residential status and his national origin, and that this person’s status can be L
contrasted with the immigration status or residential status of another person
M M
who is present in Hong Kong but is neither a Hong Kong permanent resident
N N
nor a person who ordinarily resides in Hong Kong.
O O
P P
22. According to section 3 of the Registration of Persons Ordinance,
Q Q
every person in Hong Kong unless exempted is required to be registered and to
R R
apply for the issue of an identity card under that ordinance. Section 25 of that
S Ordinance [sic] stipulates that certain categories of people, so long as they S
T retain the status and qualifications specified in that Ordinance [sic], are not T
U required to register or apply for the issue of an identity card. Such people U
V 33 JD 187-2013 V
由此
A A
B include travellers and persons who do not remain in Hong Kong for more than B
C
180 days. C
D D
23. The last paragraph of Article 24 of the Basic Law provides that
E E
non-permanent residents of Hong Kong are “persons who are qualified to obtain
F F
Hong Kong identity cards in accordance with the laws of the Region but have
G G
no right of abode”.
H H
I I
24. The fundamental rights and duties of Hong Kong residents are
J governed by Chapter III of the Basic Law. Pursuant to Article 24 of the Basic J
K Law, residents of Hong Kong include permanent residents and non-permanent K
L residents. Article 41 of the Basic Law makes it clear that persons in Hong Kong L
other than Hong Kong residents shall, in accordance with law, enjoy the rights
M M
and freedoms of Hong Kong residents prescribed in Chapter III.
N N
O O
25. The argument advanced by the applicant is that when a
P P
non-permanent resident or a person not ordinarily residing in Hong Kong
Q Q
commits the offences in question outside Hong Kong, he will not be punished
R R
under the laws of Hong Kong, but if a Hong Kong permanent resident or a
S person ordinarily residing in Hong Kong falls under the same situation, he will S
T be punished under Hong Kong laws. This, according to him, is a violation of T
U Article 25 of the Basic Law, because among residents of Hong Kong, U
V 34 JD 187-2013 V
由此
A A
B permanent residents and Hong Kong residents ordinarily residing in Hong Kong, B
C
when compared with other residents in Hong Kong, are not equal before the law. C
He submitted that this also contravenes Article 1(1) of the Hong Kong Bill of
D D
Rights, because Hong Kong permanent residents and persons ordinarily residing
E E
in Hong Kong, due to their status, cannot enjoy the rights recognized in the Bill
F F
of Rights. He further submitted that this is also against Article 22 of the Hong
G G
Kong Bill of Rights, because Hong Kong permanent residents and persons
H H
ordinarily residing in Hong Kong suffer discrimination as a result of their status;
I I
and that they are not treated equally before the law and are denied equal
J protection of the law. J
K K
L (6) The case of Yau Yuk Lung L
M M
26. In Secretary for Justice v. Yau Yuk Lung (2007) 10 HKCFAR 335
N N
the Court of Final Appeal pointed out that equality before the law is a
O O
fundamental human right and is in essence the right not to be discriminated
P P
against (see paragraph 1 of the judgment). The Court of Final Appeal
Q Q
expounded the legal principle that all persons are equal before the law without
R R
discrimination as follows:
S S
T 1) In general, the law should accord identical treatment to comparable T
U situations. U
V 35 JD 187-2013 V
由此
A A
B B
C
2) However, the guarantee of equality before the law does not C
invariably require exact equality. Differences in treatment under the law may
D D
be justified for good reason. To satisfy the justification test, it must be shown
E E
that:
F F
G G
(a) The difference in treatment pursues a legitimate aim; in other
H H
words, a genuine need for such difference must be established;
I I
J (b) The difference in treatment is rationally connected to the legitimate J
K aim; and K
L L
(c) The difference in treatment is no more than is necessary to
M M
accomplish the legitimate aim.
N N
O O
3) Requirement (a) cannot be established from the mere act of
P P
legislative enactment (see paragraphs 19-21, 26-27).
Q Q
R R
4) Where the difference in treatment satisfies the justification test, the
S correct approach is to regard the difference in treatment as not constituting S
T discrimination. Unlike some other constitutional rights, such as the right of T
U U
V 36 JD 187-2013 V
由此
A A
B peaceful assembly, it is not a question of an infringement of the right which B
C
may be constitutionally justified. (paragraph 22) C
D D
E E
(7) Respondent’s argument
F F
G G
27. The respondent did not dispute the claim that a person’s status as a
H H
Hong Kong permanent resident or a person who ordinarily resides in Hong
I I
Kong can be regarded as his immigration status or his residential status and his
J national origin, but it disagreed that the applicant had been treated unequally or J
K discriminated against. K
L L
(8) Our View
M M
(i) Legitimate aim
N N
O O
28. Section 153P(1) clearly draws a distinction between permanent
P P
residents and non-permanent residents, but the Court of Final Appeal had held
Q Q
that the giving of different treatments to different people might be justified for
R R
good reason. According to the criteria set by the Court of Final Appeal, the
S respondent was required to show that the difference in treatment pursues a S
T legitimate aim. T
U U
V 37 JD 187-2013 V
由此
A A
B 29. In our judgment, it is patently obvious that section 153P(1) pursues B
C
a legitimate aim. Even though the Optional Protocol is still not applicable to C
Hong Kong, in order to implement what is required under Article 34 of the
D D
United Nations Convention on the Rights of the Child, Hong Kong has an
E E
unshirkable duty to enact laws to protect children from sexual abuse. In Hong
F F
Kong there is no shortage of laws for combating activities involving sexual
G G
abuse of children within our territory, but such activities do not take place just
H H
within Hong Kong, they also take place outside Hong Kong. Sexual
I I
exploitation of children is known to have international dimensions. It is
J common knowledge that there are adults who travel from their home countries J
K to other places, in particular developing countries or less-developed places, to K
L engage in sexual activities involving children. It is therefore necessary to L
stipulate in the law that committing acts of sexual abuse against children outside
M M
Hong Kong is a criminal offence. The applicant cited the direction on the
N N
obligations of State Parties under Article 2 of the Convention on the Rights of
O O
the Child and submitted that it only requires the States Parties to enact laws to
P P
deal with sexual abuse against children within their own territories, but not laws
Q Q
with extra-territorial effect:
R R
S “States Parties shall respect and ensure the rights set forth in the S
T present Convention to each child within their jurisdiction without T
discrimination of any kind, irrespective of the child’s or his or her
U U
V 38 JD 187-2013 V
由此
A A
B parent’s or legal guardian’s race, colour, sex, language, religion, B
political or other opinion, national, ethnic or social origin,
C C
property, disability, birth or other status.”
D D
E E
30. We consider that the applicant’s argument is a one-sided view.
F F
The use of the word “jurisdiction” in Article 2 does not mean that the duty of a
G G
State Party is limited to protecting children within its territory; on the contrary,
H the scope of its duty covers child abuse cases which happen outside its territory. H
I Section 153P(1) is targeted at paedophiles who sexually abuse children outside I
J Hong Kong. Its purpose is to prevent them from getting away unpunished by J
just returning to Hong Kong. This point was clearly brought out in the
K K
documents submitted to the Legislative Council and referred to above. In
L L
other words, there was a genuine need for enacting section 153P. In Canada,
M M
legislation similar to section 153P was enacted in accordance with the
N N
Convention on the Rights of the Child (See R v. Klassen 240 CCC (3d) 328).
O O
P P
(ii) Rational connection
Q Q
R 31. One of the criteria for satisfying the test is that the difference in R
S treatment must be rationally connected to the legitimate aim. We consider that S
the Ordinance also meets the requirement of rational connection. A law which
T T
extends the jurisdiction to places outside Hong Kong must be subject to
U U
V 39 JD 187-2013 V
由此
A A
B limitations; otherwise, the Hong Kong authorities would prosecute any person B
C
who sexually abuse any children outside Hong Kong. Such kind of authority C
will be too wide.
D D
E E
32. The limitations are set out in section 153P(1). A person will be
F F
prosecuted only if one of the following two conditions is fulfilled :
G G
H H
(1) He is a Hong Kong permanent resident or he ordinarily resides in
I I
Hong Kong (section 153P(1)); or
J J
K (2) The victim is a child who is a Hong Kong permanent resident or K
L who ordinarily resides in Hong Kong (section 153P(2)). L
M M
33. These two conditions restrict the scope of the extra-territorial
N N
jurisdiction of Hong Kong, therefore the distinction with reference to the status
O O
of persons provided for in the Ordinance is rationally connected to the
P P
legitimate aim.
Q Q
R R
(iii) No more than is necessary to accomplish the legitimate aim
S S
T 34. If a person who is not a Hong Kong permanent resident or who T
U does not ordinarily reside in Hong Kong sexually abuses children in any place U
V 40 JD 187-2013 V
由此
A A
B outside Hong Kong, he can be punished under the laws of that place; or if the B
C
laws of his own country contain provisions similar to section 153P, he may also C
be punished under the laws of his own country after he returned home.
D D
However, even if there are no similar provisions in the laws of this person’s
E E
country, it does not follow that a Hong Kong permanent resident or a person
F F
who ordinarily resides in Hong Kong suffers any discrimination. On the basis
G G
of the above reason, such differential treatment is no more than is necessary to
H H
accomplish the legitimate aim. We do not think that section 153P is in any
I I
sense discriminatory against a Hong Kong permanent resident or a person who
J ordinarily resides in Hong Kong. J
K K
L (iv) Proportionality test L
M M
35. As a response to the 911 terrorist attacks, the U.K. government
N N
took a number of measures, including the enactment of the Anti-terrorism,
O O
Crime and Security Act 2001. Section 23 of the Act provided for the detention
P P
of non-British nationals who were suspected to be international terrorists. In A
Q Q
and others v Secretary of State for the Home Department [2005] 2 AC 68 the
R R
House of Lords declared that section 23 was incompatible with the prohibition
S against discrimination laid down in Article 14 of the European Convention on S
T Human Rights (cf: Article 26 of the International Covenant on Civil and T
U Political Rights). The House of Lords held that section 23 failed to pass the U
V 41 JD 187-2013 V
由此
A A
B proportionality test. The criteria of that test are the same as those of the B
C
justification test propounded by the Court of Final Appeal. The House of C
Lords’ reasons were as follows:
D D
E E
(1) It was stipulated in section 23 that a non-British national suspected
F F
to be an international terrorist might be detained, but such treatment was not
G G
applicable to a British national suspected to be an international terrorist;
H H
I I
(2) It permitted non-national suspects to leave the U.K.;
J J
K (3) It did not address the threat from U.K. nationals; and K
L L
(4) It was capable of applying to individuals who did not present that
M M
threat.
N N
O O
36. For these reasons, the House of Lords held that section 23 did not
P P
rationally address the threat to security, that it was a disproportionate response
Q Q
and that it was not strictly required by the exigencies of the situation. The
R R
section was declared to be incompatible with Articles 5(1) and (14) [sic] of the
S European Law [sic] on Human Rights. S
T T
U U
V 42 JD 187-2013 V
由此
A A
B 37. In that case, the House of Lords also dealt with Article 5(1) of the B
C
European Law [sic] on Human Rights, which provides that “Everyone has the C
right to liberty and security of person” (cf: Article 5(1) of the Hong Kong Bill
D D
of Rights).
E E
F F
38. We do not think that this English case lends any support to the
G G
applicant’s arguments in this appeal. Whether the criteria of a particular test
H H
are satisfied must be decided on the basis of the contents of the legislation in
I I
question.
J J
K 2) Ground of appeal 3: media reports and fair trial K
L (1) Right to a fair trial L
M M
39. The applicant complained that before and during the trial of this
N N
case there were massive coverage given by the media and vast amounts of
O O
discussion among the public, and that for this reason the right conferred on a
P P
defendant by Article 87 of the Basic Law and Article 10 of the Hong Kong Bill
Q Q
of Rights were encroached upon. Article 87 of the Basic Law provides that
R R
“… Anyone … shall have the right to a fair trial by the judicial organs …”, and
S Article 10 of the Hong Kong Bill of Rights provides that “… everyone shall be S
T entitled to a fair…hearing by a … independent and impartial tribunal …”. T
U U
V 43 JD 187-2013 V
由此
A A
B (2) Directions given by D Pang J B
C C
40. On 30 November 2010, during the trial of this case D Pang J was
D D
informed that this case was being reported by two local newspapers. After the
E E
jury retired, he discussed those reports with the prosecuting counsel and the
F F
defence counsel. At that time the applicant was represented by another
G G
counsel, who did not apply for a stay of the trial on the ground that the media
H H
reports had rendered the trial unfair. After discussing with counsel, D Pang J
I I
decided that he would give appropriate directions to the jury on those reports at
J the time when he should give directions to them. On 14 December 2010, when J
K Pang J gave directions to the jury, he said the following: K
L L
“ At this stage I shall tell you what evidence consists of. In
M M
the present case, evidence includes the testimonies given in court
N N
by all the witnesses, that is, including the defendant himself and
O O
his witnesses; the facts over which there is no dispute between
P the parties and which have been read out to you; and all the P
Q documents, sketches, photographs and tangible objects which Q
have been produced as exhibits. Well, I have particularized for
R R
you what evidence is composed of, because you must make your
S S
decisions only according to the evidence; that is to say, you must
T T
consider all the evidence. As for those matters which have not
U U
V 44 JD 187-2013 V
由此
A A
B been covered by any evidence, you must not guess or speculate. B
This is very important, ladies and gentlemen. It is extremely
C C
rare that every part and every link of a case is covered by
D D
evidence. You must accept this limitation. You must not fill
E E
in the gaps with your speculations. If you have heard, seen or
F read anything relating to this case outside this courtroom, you F
G should disregard it, particularly the information on the G
newspapers and the internet. These reports and their contents
H H
should be no different from what you have heard in court but, for
I I
various reasons, they may contain opinions given from a certain
J J
angle, a matter that even the people who made these reports may
K not be aware of that themselves; not to mention there may be K
L things which have nothing to do with this case and have not been L
tested by counsel in court; so you should never take any notice of
M M
these things; take no notice of them. This evening, you should
N N
not surf the internet to search. Those you saw previously, forget
O O
about them. Don’t take any notice of them. …”
P P
Q (3) Applicant’s argument Q
R R
S 41. The applicant said that there were huge amount of reports in the S
press about the case, that such reports were presented in both written text and
T T
pictures and a great majority of them were published on the internet. He
U U
V 45 JD 187-2013 V
由此
A A
B submitted that notwithstanding D Pang J’s careful directions, the effects of B
C
those reports were that the prejudice formed in the jurors’ mind against the C
defendant could not be removed, nor could the risk that the prospect of a fair
D D
trial was adversely affected be eliminated.
E E
F F
(4) Legal principles
G G
H H
42. In HKSAR v. Lee Ming Tee and another (2001) 4 HKCFAR 133,
I I
the Court of Final Appeal made the following comments about the legal
J principles applicable to questions about the effects of media reports on a trial: J
K K
L 1) In a society where the press is free it is inevitable that the reporting L
of crime will, in some sections of the media, be lurid and sensationalist,
M M
sometimes even at the risk of punishment for contempt. The more heinous or
N N
shocking a particular crime, the more it is likely to be given notoriety and to
O O
receive potentially prejudicial reporting. Jurors will therefore almost certainly
P P
have been exposed to some degree to such media coverage, prejudicial to the
Q Q
accused.
R R
S 2) Reliance on the integrity of the jury and its ability to try the case S
T fairly on the evidence, to put aside extraneous prejudice and to follow the T
U directions of the judge is fundamental to the jury system itself. U
V 46 JD 187-2013 V
由此
A A
B B
C
3) There is good sense in regarding a jury, properly directed, as able C
to overcome prejudicial publicity in the vast majority of cases. First, with the
D D
passage of time, any recollection that a juror may have of adverse publicity can
E E
be expected to fade, lessening its prejudicial effect.
F F
G G
4) Secondly, the jury may sensibly be credited with the ability to
H H
overcome any pre-trial prejudice because of the nature and atmosphere of the
I I
trial process itself. Whatever impression of the case members of the jury may
J have gained beforehand, at the trial, they are given direct, first-hand access to J
K the actual evidence in the case, presented systematically and in detail, with live K
L witnesses tested by cross-examination and exhibits tendered for inspection. L
They are addressed as to the significance of such evidence by counsel on both
M M
sides and guided by the impartial summing-up of the judge. Many jurors will
N N
already harbour a healthy scepticism about certain kinds of press reporting.
O O
They can be credited with the intelligence to realise that whatever may have
P P
been reported, they are far better placed at the trial to make up their own minds
Q Q
on the evidence, with the help of the judge’s direction.
R R
S See pages 189 to 192B of the judgment of that case. S
T T
U U
V 47 JD 187-2013 V
由此
A A
B 43. The Privy Council held the same views in Montgomery v. H M B
C
Advocate (PC) [2003] 1 AC 641 at 673F-674G: C
D D
“ I am not persuaded that the judges in the court below were
E E
in error in their assessment of the effect of the publicity that has
F F
been given to this case and of the question whether, despite that
G publicity, the jury can be expected to act impartially. Recent G
H research conducted for the New Zealand Law Commission H
suggests that the impact of pre-trial publicity and of prejudicial
I I
media coverage during the trial, even in high profile cases, is
J J
minimal: Young, Cameron & Tinsley, Juries in Criminal Trials:
K K
Part Two, vol I, ch 9, para 287 (New Zealand Law Commission
L L
preliminary paper no 37, November 1999). The lapse of time
M since the last exposure may increasingly be regarded, with each M
N
month that passes, in itself as some kind of a safeguard. N
Nevertheless the risk that the widespread, prolonged and
O O
prejudicial publicity that occurred in this case will have a residual
P P
effect on the minds of at least some members of the jury cannot
Q Q
be regarded as negligible. The principal safeguards of the
R objective impartiality of the tribunal lie in the trial process itself R
S and the conduct of the trial by the trial judge. On the one hand S
there is the discipline to which the jury will be subjected of
T T
listening to and thinking about the evidence. The actions of
U U
V 48 JD 187-2013 V
由此
A A
B seeing and hearing the witnesses may be expected to have a far B
greater impact on their minds than such residual recollections as
C C
may exist about reports about the case in the media. This
D D
impact can be expected to be reinforced on the other hand by
E E
such warnings and directions as the trial judge may think it
F appropriate to give them as the trial proceeds, in particular when F
G he delivers his charge before they retire to consider their verdict.” G
H H
44. The issue in that case was the defendants’ complaint that the extent
I I
of the media reports was such that it would be impossible for them to have a fair
J J
trial as required by Article 6.1 of the European Law [sic] on Human Rights.
K K
The Privy Council considered that it was only by having regard to all the
L L
circumstances that a decision on this issue could be made, and that the
M M
circumstances included the following three matters:
N N
O 1) the length of time since publication of the reports; O
P P
Q
2) the focusing effect of listening to evidence over a prolonged period; Q
and
R R
S S
3) the likely effect of the directions by the trial judge.
T T
U U
V 49 JD 187-2013 V
由此
A A
B 45. The Privy Council held that under Article 6.1 of the European B
C
Convention on Human Rights the only issue to be addressed was the right of the C
defendant to a fair trial, and no assessment of the weight to be given to public
D D
interest (i.e. detection and suppression of crimes) came into the exercise, and
E E
that in this respect it might be said that the right conferred by the European
F F
Convention was superior to the common law right.
G G
H H
(5) Our View
I I
J 46. In this appeal, the applicant asked this Court to receive fresh J
K evidence consisting of newspaper reports and articles on the internet about this K
L case. We refused to receive such fresh evidence. Such evidence had not L
been produced when the case was before D Pang J and D Pang J had directed
M M
the jury that they should not search for this kind of information on the internet
N N
and that they should forget about and take no notice of the information they read
O O
and saw previously. The foundation of the jury system is that the jurors are
P P
required to follow instructions given to them by the judge. Unless there is
Q Q
actual evidence that the jurors have not done what is required of them, the Court
R R
must make its decision on the basis that they have done so. The applicant’s
S allegation that the jurors might have searched for information in disregard of D S
T Pang J’s direction is groundless. We reject his submission in this connection. T
U U
V 50 JD 187-2013 V
由此
A A
B 47. Another complaint of the applicant is that D Pang J at first told the B
C
jury that they should disregard any information which they heard or read C
relating to this case outside the courtroom, but he added that such information
D D
and its contents should be no different from what they heard in court. The
E E
applicant submitted that such direction could confuse the jury as to what the
F F
evidence consisted of. In our view, what the applicant did was to quote D
G G
Pang J’s remarks out of context. When D Pang J’s directions are considered in
H H
their entire context; what he meant was that the jury should disregard those
I I
reports which had nothing to do with the case and had not been tested by
J counsel in court. We do not agree that the applicant was deprived of the right J
K to a fair trial. K
L L
3) Ground of appeal 4
M M
(1) Specimen charges/uncharged acts
N N
O O
48. The applicant’s fourth ground of appeal actually covers two areas:
P P
Q Q
1) The 5th count and the 6th count were specimen charges. To put the
R R
defendant under trial for these two counts was unfair to the defendant, rendering
S the convictions therefor unsafe; and S
T T
U U
V 51 JD 187-2013 V
由此
A A
B 2) D Pang J erred in admitting evidence concerning uncharged acts, in B
C
that the prejudicial effect against the defendant produced by such evidence C
outweighed its probative effect.
D D
E E
49. The basis of these two arguments is in fact the same. The
F F
applicant submitted that in the course of giving directions to the jury D Pang J
G G
had reminded the jury that X had said that in the Centre, which was the place
H H
where the sexual intercourse referred to in the 5th count took place, the applicant
I I
had had sexual intercourse with her over 10 times, and that the occasion referred
J to in the 6th count was not the only one on which images of the applicant J
K exposing his private parts, even masturbating himself and ejaculating were K
L shown through the webcam. L
M M
(2) Legal principle
N N
O O
50. (1) In Chim Hon Man v. HKSAR (1999) 2 HKCFAR 145 the Court of
P P
Final Appeal held that the prosecution could not make use of specimen charges,
Q Q
because there is a general principle that in the absence of any act or acts being
R R
identified as the subject of an offence charged in an indictment, the prosecution
S cannot lead evidence that is equally capable of referring to a number of S
T occasions, anyone of which might constitute an offence described in the charge T
U and invite the jury to convict on any one of them. U
V 52 JD 187-2013 V
由此
A A
B B
C
(2) The Court of Final Appeal pointed out that this principle serves the C
same general purposes as the rule against duplicity. Knowledge of the
D D
particular act, matter or thing which is the foundation of the charge is important
E E
in enabling the accused to ascertain and prove what, if any, defence, for
F F
example, an alibi, he may have to the offence charged and to subject a
G G
complainant’s evidence to searching scrutiny by reference to the surrounding
H H
circumstances. An accused person may be subjected to unfairness and
I I
embarrassment if he is called upon to meet a charge of one offence based upon
J evidence of the commission of multiple offences, more particularly if the J
K evidence is such that it does not enable each such offence to be clearly K
L differentiated from the others. The degree of unfairness or embarrassment L
may vary according to the circumstances. If the prosecution case is based on
M M
evidence of many offences in an extended period of time the unfairness may be
N N
considerable.
O O
P P
51. This principle was applied by this Court in the following three
Q Q
cases:
R R
S 1) HKSAR v Chu Chi Wah (No. 2) [2010] 4 HKLRD 715; S
T T
U 2) HKSAR v Kwok Hing Tony [2010] 3 HKLRD 761; and U
V 53 JD 187-2013 V
由此
A A
B B
C
3) HKSAR v Chu Chi Wah (No. 1) [2010] 4 HKLRD 675. C
D D
(3) Our View
E E
F F
52. The three counts of unlawful sexual intercourse with a girl under
G G
the age of 16 years involving X took place in three different places. The 1 st
H H
count took place in Fo Xin Hostel; the 3rd count in the Bulangshan Nong Mao
I I
Market Reception House and the 5th count in the Centre. In addition, the 6th
J count, namely indecent conduct, which involved X, also took place in the J
K Centre. K
L L
53. In our view, the overall conduct of the trial shows that the
M M
prosecution did not rely on specimen charges to establish their case against the
N N
applicant. Before the trial began, D Pang J had already discussed with the
O O
prosecution and the defence how to handle specimen charges and uncharged
P P
acts.
Q Q
R R
54. The prosecution’s opening submission concerning the 5 th count and
S the 6th count was as follows: S
T T
U “(4) The 5th and the 6th counts U
V 54 JD 187-2013 V
由此
A A
B B
The 5th count is about an act of sexual intercourse between
C C
the defendant and X in the Centre. In fact, after X was
D D
raped by the defendant in Fo Xin Hostel, the defendant
E E
had sexual intercourse with X many times in the
F defendant’s room in the Centre. Between 2006 and 2008 F
G the defendant went to the Centre from Hong Kong several G
times every year (in February, April/May, August and
H H
November respectively) to inspect. When he performed
I I
such acts, X did not resist because, having been molested
J J
so many times, she became used to it. Apart from that,
K the defendant gave her some presents, including MP3 K
L player[s], T shirts and a bankcard under the defendant’s L
name, which enabled her to withdraw money from the
M M
bank.
N N
O O
The 5th count occurred during the second term of X’s
P P
primary 6 school year (between 1 January 2007 and 31
Q July 2007). At that time the weather was rather cold. Q
R
One day, around 0130 in the small hours, X was playing R
with the computer in the defendant’s room. The
S S
defendant entered the room and locked the door. Then he
T T
told X to sleep with him. X wanted to leave but the
U U
V 55 JD 187-2013 V
由此
A A
B defendant did not agree. At his insistence, finally X had B
sexual intercourse with him in the room. The defendant
C C
did not wear a condom and he ejaculated on X’s thigh.
D D
E E
The 6th count (between 1 January 2007 and 31 August
F 2007) was about what happened in the defendant’s room F
G in the Centre [one day] between the second term of X’s G
primary 5 school year and the first term of her primary 6
H H
school year. On that day, the defendant was in Hong
I I
Kong. He had given X the key to the door of his room so
J J
that she could use his room, including the computer in the
K room. At the material time X, Y and Wang Zhilan (PW8) K
L were together playing with the computer in the L
defendant’s room. After they finished playing, Wang
M M
Zhilan and Y went to sleep first. At about 1 a.m. Wang
N N
Zhilan and Y woke up and saw X and the defendant
O O
chatting through the internet. The defendant, through the
P P
webcam, instructed X to take off her clothes and he
Q himself also took off his clothes, exposed his private parts Q
R
and masturbated himself. R
S S
T T
U U
V 56 JD 187-2013 V
由此
A A
B On 7 April 2009 X was interviewed by Hong Kong police B
officers and she made complaints about what the
C C
defendant had done.”
D D
E E
55. Although the prosecution mentioned that the applicant and X had
F F
had sexual intercourse many times in the Centre, they did not tell the jury that
G G
they could find the applicant guilty if they were sure that he had engaged in any
H one of those acts of intercourse. The evidence adduced by the prosecution in H
I respect of the 5th and the 6th counts was not imprecise and general, but was as I
J clear and specific as the content of their opening submission. J
K K
56. Furthermore, D Pang J told the jury that X had specific recollection
L L
th
about the guilty acts referred to in the 5 count, and that at the occurrence of the
M M
th
6 count other people were present. The directions he gave to the jury were as
N N
follows:
O O
P P
“ In the morning of the third day, all of them left
Q Bulangshan. As far as X could remember, the time at which the Q
R
Bulangshan incident happened should be earlier than what R
happened at Da Luo Town, because Da Luo Town was the place
S S
where she and the defendant had sexual intercourse for the last
T T
time. Alright, besides the incidents happened at Fo Xin Hostel,
U U
V 57 JD 187-2013 V
由此
A A
B Bulangshan and Da Luo Town, did any other things happen? B
The answer is that something did happen in the Children Home,
C C
but she can’t remember how many times there were, nor could
D D
she remember the circumstances in which the first time happened.
E E
However, there is one occasion about which she has the clearest
F recollection: She went to the defendant’s room and there she F
G played with the computer for a long while until one o’clock in the G
small hours. The defendant entered the room after washing his
H H
face and brushing his teeth. He locked the door and told her not
I I
to leave and asked her to stay and sleep with him. X said she
J J
wanted to play a while longer, using that as an excuse for not
K doing what he said, but the defendant simply switched off the K
L computer. At last, X gave in to the defendant’s persuasion. L
She stayed in the room and lay on the bed with the defendant,
M M
who kissed her mouth to mouth, caressed her, removed her
N N
clothes and made love to her, proceeding in the same position as
O O
usual, that is, the defendant on top of her. Finally, he finished
P P
by ejaculating on her thigh. Then it was wiped with paper and
Q [they] cleaned [themselves] in toilet. After that, they slept Q
R
together in the room until daybreak. In the course of doing this, R
the defendant, again, did not say anything.
S S
T T
U U
V 58 JD 187-2013 V
由此
A A
B X said she can’t remember among all the incidents which B
happened in the Children Home which time the above incident
C C
was according to chronological order. She said whenever the
D D
defendant came to the Children Home he would stay there for
E E
one week and she would sleep with him on two or three nights.
F As to when did [they] happen, she could just describe it in a F
G general way. It should be primary 6. In respect of this G
incident, she said it was during the second term. At that time
H H
the weather was a bit cold. X said that in the Centre when the
I I
defendant did not use a condom, he would ejaculate outside her
J J
body, like what happened on this occasion. She said she treated
K this incident in the same way as she treated all other incidents, K
L that is, she had never told anyone about this sexual intercourse. L
The foregoing is about the 5th count.
M M
N N
Lastly, X said that besides having sexual intercourse with
O O
her, there were occasions on which the applicant told her to strip
P P
herself when he was having video chats with her on line. The
Q defendant had also exposed his private parts to X and even Q
R masturbated himself, leading to ejaculation. This happened two R
or three times in total. On one occasion, other people were
S S
present. How did it happen? In the Centre, only the
T T
defendant’s room was equipped with a computer. When he was
U U
V 59 JD 187-2013 V
由此
A A
B in Hong Kong and wanted to call the people of the Centre B
together for a meeting, he would telephone to the Centre to ask
C C
them to switch on the computer so that he could talk with them.
D D
Further, X had a key to [the door of] the applicant’s room, so she
E E
could often enter the room to play; and if she didn’t want to be
F alone, she could ask her friends to come to accompany her. In F
G these circumstances, one night during the first term of X’s G
primary 6 school year, when Wang Zhilan was sleeping and
H H
when X was chatting with the defendant through the internet,
I I
what described above took place, but it is not clear whether Wang
J J
Zhilan had really fallen asleep. This is the 6th count.”
K K
L 57. D Pang J asked the jury to pay attention to X’s evidence: L
M M
“ As regards the incident about having sexual intercourse in
N N
the defendant’s room, actually she had mixed things up. 1 mean
O O
the truth is that it was the defendant who was continuously
P P
playing with the computer. After that, he made her stay
Q overnight there. Why did this incident leave such a deep Q
R impression in X’s mind? X said there was no special reason. R
She said she could remember it and that’s why she remembered
S S
it.”
T T
U U
V 60 JD 187-2013 V
由此
A A
B 58. The Da Luo Town incident referred to in the directions above was B
C
the subject matter of a charge of which the applicant was acquitted. C
D D
59. D Pang J also gave detailed directions to the jury in relation to the
E E
uncharged acts:
F F
G G
“ The 5th point, you will remember that the six counts which
H H
involve X are only so-called specimens. Why is it? It is
I because X claimed that she had had sexual intercourse with the I
J
defendant as many as 10 to 20 times in total, at least more than J
10 times; and that the occasion mentioned in the 6th count was not
K K
the only occasion on which he exposed his body through the
L L
webcam, right? In addition, there were the bath-taking incidents
M M
which some people said they saw that but X denied, right? Well,
N in that case, you must be careful. First of all, the acts which N
O have not been included in the charges in the indictment have no O
evidential value at all unless, unless what, unless you are sure
P P
that they did happen. Secondly, even if you are sure that they
Q Q
did happen, these acts can only be used to explain one thing, and
R R
the thing is why is it that within the period of time involved in
S this case, X did not resist sexual contacts with the defendant and S
T she even became used to them. Furthermore, this is the third T
point, you should never simply rely on this kind of evidence and
U U
V 61 JD 187-2013 V
由此
A A
B then come to the conclusion that the defendant did commit B
offences of a similar nature, or the conclusion that the defendant
C C
is the sort of person who will commit the offences which he is
D D
th
charged with in the present case. Moreover, this is the 4 point,
E E
you should never simply rely on this kind of evidence and then
F stop thinking and just casually find the defendant guilty of the F
G charges in the indictment. On the contrary, you should carefully G
consider each count one by one. What I have said is about what
H H
the uncharged acts can be used for and what they cannot be used
I I
for. You must not have any confusion about this, alright?”
J J
K K
60. Mr. Law relied on the comments made by the Court of Final
L Appeal in Chim Hon Man on page 165: The trial judge did not instruct the jury L
M to the effect that the absence of particularity with respect to the individual M
N incidents alleged to have occurred so long ago made it difficult for the N
defendant to be convicted of [sic] the charges. The giving of this direction is
O O
an important element in ensuring fairness to the defendant in cases involving
P P
charges concerning acts that occurred long time ago, especially where there is
Q Q
little particularity. Mr. Law argued that in the present case D Pang J did not
R R
give any direction similar to the above direction. We do not agree with this
S S
argument, because D Pang J did give the jury directions along these lines:
T T
U U
V 62 JD 187-2013 V
由此
A A
B “Firstly, our experience tells us that for various reasons, B
sometimes the victims of some criminal cases really
C C
made false accusations; and, it may be easy to make
D D
false accusations but to refute them is difficult; and this
E E
applies to any defendant no matter how innocent he is.
F F
G Secondly, in the final analysis, it cannot be denied that X, Y and G
Wang Zhilan were of tender age, especially during the
H H
early period. Is there any possibility that they could
I I
not tell right from wrong, and for some reasons they
J J
said something irresponsibly, resulting in Ms. Shum
K making a report to the police, and the matter then went K
L out of control? You have to consider this. L
M M
Thirdly, every offence in this case was allegedly committed
N N
three years or more than three years ago. You must
O O
take into account the disadvantages which the
P P
defendant may suffer as a result of this fact; for
Q example, would he forget something which could have Q
R
been in his favour? Another example: If these R
incidents had not happened so long ago, could he have
S S
been able to prove that he was not present at the scene?
T T
When you consider these factors, you should put
U U
V 63 JD 187-2013 V
由此
A A
B yourself in his position in order to see whether it would B
affect your verdict.”
C C
D D
61. We do not think that the applicant has put forward sufficient
E E
th
grounds for appealing against the convictions in respect of the 5 count or the
F F
6th count.
G G
H 4) Ground of appeal 5 H
I (1) Elements of the charge of unlawful sexual intercourse I
J J
K
62. The applicant submitted that the jury was not entitled to find him K
guilty of the 1st count. His reason was that X gave evidence that he did not
L L
penetrate into her private parts or that she was not sure whether he did penetrate
M M
into her private parts, therefore based on such evidence the jury could not
N N
possibly be sure that he did penetrate into her private parts.
O O
P P
(2) D Pang J’s directions
Q Q
R 63. As to the question of whether the applicant did penetrate into X’s R
S vagina, D Pang J carefully recapitulated X’s evidence to the jury: S
T T
U
“Evidence-in-chief of X U
V 64 JD 187-2013 V
由此
A A
B B
...... To put it simply, X said that the defendant removed her
C C
clothes by force, that is to say, her outer garments and her two
D D
pants — the outer pants and the underpants were pulled down
E E
and away from her body. She resisted and told the defendant to
F F
go away, but her strength was weaker than the defendant’s. As
G for the defendant himself, he did not take off his upper garments. G
H He just pressed one of his hands on X and removed his trousers H
with the other hand. Then he inserted his penis into X’s private
I I
parts. However, that was X’s first time, so (I quote) it was very
J J
tight and it could not get into her; but X immediately added this:
K K
The defendant should have been successful in getting into her
L body, and after that he moved his body up and down, which L
M caused her great pain. X went on to say that upon entry into her M
body, the defendant kissed her and put his hand underneath her
N N
bra and fondled her breasts. To sum up: X said that the
O O
defendant at that time did not wear any condom. However, she
P P
was not able to tell how deep into her body he entered or how
Q long the whole process lasted. It was a little longer than one Q
R minute but less than two minutes. Furthermore, X said that she R
did not see how the applicant’s body moved at the moment of his
S S
entry into her body. However, when the defendant finished,
T T
withdrew and wiped that part of the body with paper — she saw
U U
V 65 JD 187-2013 V
由此
A A
B this part of the process. At that moment, the defendant told her B
not to tell anyone about this. .....”
C C
D D
X under cross-examination
E E
F Following that, it was the Fo Xin Hostel incident. F
G According to X, before it happened, she did not expect that such G
thing would happen; but when the defendant began to remove her
H H
clothes, she did not put up much of a resistance, so not all what
I I
she said in the video recording is true. However, there’s one
J J
thing and that is when the defendant was about to penetrate into
K her, she tried to push him away. Why? Because, after all, it K
L was her first time, so she felt great pain; and for that reason the L
duration of that intercourse was very short; at most it was one to
M M
two minutes. On this basis, the defence asked her, “You said
N N
you were not willing. The only reason for your saying so was
O O
that you felt pain, but not because you resisted the defendant
P P
making love to you, right?” X’s answer was: “I don’t know.”
Q The defence asked her another question: “Finally the defendant Q
R
stopped. Was it because you felt pain?” X said, “Should be so, R
I’m not sure.” The final remark of the defence was: “The
S S
defendant could not penetrate into your body, and that’s because
T T
you felt pain.” X said, “I agree, that should be so.” As for the
U U
V 66 JD 187-2013 V
由此
A A
B contraceptive pill which later appeared, X confirmed that the B
defendant did not force her to take it. He just gave it to her. X
C C
knew that it was a contraceptive pill because the defendant told
D D
her that it was. …..
E E
F Re-examination of X F
G G
…… As regards the Fo Xin Hostel incident, X further clarified
H H
her evidence by saying that before the defendant stopped his
I I
actions he did try to get into her body slowly, and that in the
J J
course of doing so he might have so-called shaken his body.
K It’s for this reason that she gave similar description in the video K
L recording. However, the thing which X had the clearest L
recollection was pain. As to whether the defendant did
M M
penetrate into her, she could not give a clear answer.”
N N
O O
64. D Pang J also gave directions to the jury about the alternative count
P P
for the 1st count, i.e. attempted unlawful sexual intercourse:
Q Q
R “ Lastly and finally, please pay attention to this. The 1st R
S count of this case is treated in a special way. You have heard S
what the prosecution said, that is, if you are sure that X’s
T T
evidence is true, that is to say, you are sure that she and the
U U
V 67 JD 187-2013 V
由此
A A
B defendant had sexual contacts in Fo Xin Hostel; but because X B
felt pain, you are not sure whether the defendant’s penis did enter
C C
into her vagina; you are not sure whether there was even the
D D
slightest degree of entry. Then, after finding the defendant not
E E
guilty of the charge of having unlawful sexual intercourse with a
F girl under 16, you have to go on to consider whether he was F
G guilty of the alternative count: attempting to have unlawful G
sexual intercourse with a girl under 16, although it is not written
H H
on the indictment. To attempt means that at the time in question
I I
the defendant intended to have sexual intercourse with X and
J J
with that intention in his mind he did something, and what he did
K was more than mere preparation for having the sexual intercourse. K
L The only thing he had not done was to complete the sexual L
intercourse. If you are sure that this was what happened at that
M M
time, you can find the defendant guilty of attempting to have
N N
unlawful sexual intercourse with a girl under 16. Let me give
O O
you an example: if the defendant did insert his penis into X’s
P P
private parts, it may be regarded as an act more than mere
Q preparation for the sexual intercourse, even though X pushed him Q
R
away because she felt pain. If he repeatedly tried to do that, it R
would be even more likely that he had fulfilled the condition. It
S S
is for you to decide whether that was what happened. You think
T T
about it yourselves.
U U
V 68 JD 187-2013 V
由此
A A
B B
C
65. Finally, the jury unanimously found the defendant guilty of the 1st C
count.
D D
E E
(3) Our View
F F
G G
66. We consider that the jury’s verdict shows that they believed that
H H
the applicant did penetrate into X’s vagina. This was a finding of fact made by
I
the jury. They personally heard X’s evidence and saw her demeanour when I
J she was giving evidence. Although on the face of it some parts of her J
K evidence was inconsistent with other parts, she maintained that the applicant’s K
L actions of assaulting her private parts made her feel pain. In our judgment, the L
jury was entitled to find that the applicant’s penis did penetrate into X’s vagina
M M
on the basis of her evidence.
N N
O O
67. The applicant submitted that according to The Sexual Offenses Act
P P
2003 of the U.K., vagina includes vulva, but that there is no similar definition
Q Q
under the laws of Hong Kong, and that therefore even if the applicant succeeded
R R
in penetrating into the vulva, that did not constitute sexual intercourse. We do
S not accept this argument. The fact that under the laws of U.K., vagina is S
T defined as including vulva does not mean that under the existing laws of Hong T
U Kong, the penetration of the penis of a male person into the vulva of a female U
V 69 JD 187-2013 V
由此
A A
B person is not sexual intercourse. In Hong Kong, the law is that “intercourse B
C
shall be deemed complete upon proof of penetration by the penis only”. C
(Archbold Hong Kong 2012 paragraph 21-2). According to the 25th edition of
D D
Stedman’s Medical Dictionary, the definition of vagina is “the genital canal in
E E
the female, extending from the uterus to the vulva”. As pointed out on page
F F
th
467 of Smith & Hogan Criminal Law (10 edition), to prove sexual intercourse,
G G
the slightest penetration will suffice. In the case of vaginal intercourse any
H H
penetration of the female genitalia is enough at common law. It is not
I I
necessary for the prosecution to prove that the vagina in its proper anatomical
J sense is penetrated. J
K K
L 5) Ground of appeal 1 L
(1) Y's age
M M
N N
68. The time period relevant to the 7th court, which involves Y, was
O O
between 1 August 2005 and 31 July 2007. Calculation made on this basis
P P
showed that Y was less than 16 years old during the period in which she was
Q Q
sexually assaulted by the applicant. Subsequent to that, D Pang J gave the
R R
following directions to the jury:
S S
T “ The above-mentioned view, this view of the prosecution, T
basically the defence do not object to it. However, there is one
U U
V 70 JD 187-2013 V
由此
A A
B point, and that is Y said that Wang Zhilan was one grade more B
senior than she and X, and Wang Zhilan said that she herself was
C C
promoted to primary 6 after the Chinese New Year holidays in
D D
2006. If calculation is made on the basis of that year, then the
E E
second term of Y’s primary 6 school year, that’s the time when
F she was allegedly indecently assaulted, at the latest it could be F
G December 2007 or even January 2008. That means she was G
over 16. Why? Let me remind you. The forensic pathologist,
H H
who is an expert on matters about teeth, had made some
I I
calculations. According to his calculations, Y could have
J J
reached 16 by 6 October 2007. You have to take this point into
K account. But, however, assuming that she had reached 16, what K
L does it matter? As I said before, the constituting element of L
indecent assault is that the victim does not consent to her being
M M
assaulted or touched. This is so unless the victim is younger
N N
than 16. Therefore, since Y herself said that she was not willing
O O
to be touched by the defendant — she did say so, didn’t she — it
P P
seems that whether she was 16 or not is not a problem. The
Q only problem is whether you believe what she said. …… Q
R R
…… Miss Y reiterated that this incident occurred during the
S S
second term of her primary 6 school year. She remembered that
T T
because during that period, she thought of leaving the Centre, the
U U
V 71 JD 187-2013 V
由此
A A
B Children Home. However, when the defence asked her further B
questions, she said that actually she could not remember clearly
C C
matters about time. What she was sure about was that Wang
D D
Zhilan was one grade more senior than she and when Wang
E E
Zhilan went up to the next grade in school, that was when she
F went up to the next grade in school; so if Wang Zhilan was F
G promoted to primary 6 after the Chinese New Year holidays in G
2006, she would at the same time be promoted to primary 5.”
H H
I I
(2) Applicant’s argument
J J
K K
69. The applicant submitted that in respect of the 7th count, D Pang J
L L
erred in giving directions to the jury to the effect that whether Y had reached 16
M was not a matter they needed to consider. M
N N
O (3) Our View O
P P
70. According to section 153P(1)(b)(ii) of the Ordinance, the offence
Q Q
in question should be committed in relation to a person under the age of 16.
R R
We therefore agree that D Pang J’s direction to the jury to the effect that
S S
whether Y was 16 or not had nothing to do with the offence was a wrong
T T
U U
V 72 JD 187-2013 V
由此
A A
B direction. However, we do not think this would affect the soundness of the B
C
conviction. C
D D
71. The agreed facts stated that the forensic pathologist, who is an
E E
expert on matters about teeth, examined Y on 6 April 2009 and the result was
F F
that he confirmed that her age, i.e. Y’s age at the day of examination was 17
G G
years old, subject to an adjustment of six months, plus or minus. That means
H H
as at 6 April 2009, the oldest possible age of Y was 17½ years old.
I I
J 72. Y gave evidence that she was born on 20 April 1992, which was J
K not challenged by the defence counsel, and this date is compatible with the K
L opinion given by the teeth expert. In our judgment, even though D Pang J L
gave erroneous direction as to a point of law, the jury was entitled to accept the
M M
evidence given by Y herself but not the evidence given by Wang Zhilan in order
N N
to come to their conclusion that when Y was indecently assaulted by the
O O
applicant she was under the age of 16 years.
P P
Q Q
Conclusion of the application for leave to appeal against conviction
R R
S 73. For the above reasons, we dismiss the application for leave to S
T appeal against conviction. T
U U
V 73 JD 187-2013 V
由此
A A
B Application for leave to appeal against sentence B
C C
1) Applicant’s arguments
D D
E E
74. The applicant complained that the starting points used by D Pang J
F F
for the individual counts were manifestly excessive, that his order that one year
G G
of each of the sentences for the 3rd, the 5th, the 6th and the 7th counts was to run
H H
consecutively to the other sentences was too severe, and that insufficient
I I
consideration was given to the totality principle or the principle that where an
J offender is to serve multiple sentences for multiple offences, the overall J
K sentence should not be excessive. Moreover, he submitted that D Pang J erred K
L in rejecting all the mitigating factors, particularly the factor that the applicant L
was a person with a positively good character. At the time of the sentencing,
M M
the applicant was 49 years old. He received education up to tertiary level and
N N
was a social worker by occupation. He was enthusiastic about voluntary work
O O
and had provided his services to various institutions. In his spare time he set
P P
up and ran the organization involved in this case. The applicant considered
Q Q
that his having sexual intercourse with X was not illegal on the Mainland,
R R
because X at least was 14 years old and she consented to the sexual intercourse.
S S
T 2) Our View T
U U
V 74 JD 187-2013 V
由此
A A
B 75. We are of the view that the applicant failed to adduce admissible B
C
evidence in relation to applicable PRC laws either at the trial or during the C
appeal. In HKSAR v Tsang Chiu Tak, CACC 386/2011, this Court gave the
D D
following guidelines about the sentencing principle for cases involving sexual
E E
assaults on children by adults:
F F
G G
“The Sentencing Principle
H H
I 8. The Court of Appeal reiterated in many recent cases that I
J
the Court had to protect innocent trusting children and prevent J
these vulnerable persons from sexual abuse which would cause
K K
them physical and psychological trauma. In cases involving
L L
sexual assault on a child, it was necessary for the Court to adopt
M M
deterrent sentences to deter others from committing similar
N offences. Such deterrent sentences were to show the abhorrence N
O of members of the public to crimes of this nature and to redress O
the grievance suffered by the victims and their families.
P P
Q Q
9. The Court of Appeal pointed out that when the Court dealt
R R
with offences of sexual assault on a child, the factors that it
S needed to take into consideration included: S
T T
(1) The age difference between the defendant and the victim;
U U
V 75 JD 187-2013 V
由此
A A
B B
(2) The relationship between the defendant and the victim,
C C
including whether the defendant had taken advantage of
D D
his position or status to commit the offence and whether
E E
there was a breach of trust in the case;
F F
G (3) Whether the defendant had used threats or inducements to G
make the victim succumb;
H H
I I
(4) The number of occasions of committing the offences and
J J
the duration of the offences;
K K
L (5) Whether inappropriate and unnecessary violence was used L
by the defendant to cause harm or discomfort to the
M M
victim;
N N
O O
(6) Whether any safety measures were taken by the defendant
P P
in sexually abusing the victim in order to avoid
Q transmitting any venereal disease to the victim or getting Q
R
her pregnant; R
S S
(7) Whether the sexual abuses have caused physical or
T T
psychological trauma to the victim;
U U
V 76 JD 187-2013 V
由此
A A
B B
(8) Whether the offences have impact on the family members
C C
of the victim;
D D
E E
(9) Whether the defendant was involved in other inappropriate
F behaviour such as inviting other people to watch or take F
G photos or videos of the offence he committed; and G
H H
(10) Whether the defendant is psychologically imbalanced and
I I
paedophilic and the likelihood of re-offending.
J J
K See HKSAR v Chow Yuen Fai [2010] 1 HKLRD 354, HKSAR v K
L Lee Hon Wah [2011] 4 HKLRD 319, HKSAR V Ng Ka Kin L
(CACC 328/2010) and HKSAR v Lee Kwok Wai (CACC
M M
199/2011).”
N N
O O
76. D Pang J considered that the crimes committed by the applicant
P P
were extremely serious, and he enumerated the following factors:
Q Q
R (1) There was a huge age difference between he and either X or Y. R
S S
T (2) X, in particular, was of very tender age. T
U U
V 77 JD 187-2013 V
由此
A A
B (3) In the relation between the applicant and the two girl victims, there B
C
obviously was no love and affection in the sense of the love and affection C
between a girl and her boyfriend. As far as X is concerned, perhaps she was
D D
well disposed towards him and was grateful to him. However, the applicant
E E
had a wife and his daughters, who live permanently in Hong Kong. He assumed
F F
the status of sworn father in the Centre. The first sexual intercourse between
G G
X and the applicant was not something which X expected to happen and it could
H H
even be said that it happened as a result of her falling into a trap set by the
I I
applicant. It was definitely not the outcome of love and affection between a
J man and a girl. Moreover, X was not the only victim in the present case or in J
K the Centre. K
L L
(4) On the occasions when he committed the offences he did not wear
M M
a condom.
N N
O O
(5) On some occasions he committed the offences in the presence of
P P
other children. This showed that he had reached the stage that he had
Q Q
absolutely no scruples about acting in the way he did.
R R
S (6) The purpose of setting up a children’s home must be to take care of S
T the children, so that they can grow up in a safe environment; but what the T
U applicant did was exactly the opposite. In the case of X, the offences were U
V 78 JD 187-2013 V
由此
A A
B committed over a rather long period of time; it was more than one year. It is B
C
one of the most serious examples of breach of trust. C
D D
(7) Although X said in court that the goods and commodities she
E E
obtained from the applicant had nothing to do with the sexual relationship
F F
between she and he, the evidence showed that the benefits she received from the
G G
applicant were more than those received by others; for example, she had a bank
H H
card; she could freely go into the applicant’s room by using a duplicate key to
I I
play with the computer; and even her elder sister and her mother received
J financial assistance from the applicant. All these could prove that the J
K applicant intended to exchange these benefits for X’s cooperation. That means K
L what he had been doing was to corrupt the mind of the victim by material L
benefits.
M M
N N
(8) By committing the offences on the other side of the border the
O O
applicant damaged the reputation of charitable organizations set up by Hong
P P
Kong people on the Mainland. Those affected were not confined to individual
Q Q
persons or a particular organization.
R R
S 77. Besides, the psychologist commented that the applicant was deeply S
T affected by a sense of inferiority and that this resulted in his strong desire to T
U manipulate others. He said the applicant had no insight into his problems and U
V 79 JD 187-2013 V
由此
A A
B was remorseless for what he had done in this case. His risk of re-offending B
C
was estimated to be moderate to high. This was a cause for concern. C
However, D Pang J stated that this was not where his attention was focused on,
D D
but that in the report nothing in favour of the applicant could be found.
E E
F F
78. In our view, D Pang J had sufficiently considered the
G G
circumstances of this case. We find that the starting points for the individual
H H
counts and the overall sentence are all appropriate and nothing is manifestly
I I
excessive.
J J
K Conclusion of the application for leave to appeal against sentence K
L L
79. For the above reasons, we dismiss the application.
M M
N N
O O
P P
Q Q
(Peter Cheung) (Maria Yuen) (Carlye Chu)
R R
Justice of Appeal Justice of Appeal Justice of Appeal
S S
T T
U U
V 80 JD 187-2013 V
由此
A A
B Mr. Lawrence Law, instructed by Messrs. Littlewoods, assigned by the Legal B
C
Aid Department, for the Applicant. C
Ms. Virginia Lau, Senior Public Prosecutor of the Department of Justice, for the
D D
Respondent.
E E
F F
Translated by the Judgment Translation Unit of the Judiciary and vetted by Mr.
G P. Y. Lo, Barrister-at-law G
H H
I I
J J
K K
L L
M M
N N
O O
P P
Q Q
R R
S S
T T
U U
V 81 JD 187-2013 V
由此
A A
[English Translation – 英譯本]
B CACC 30/2011 B
C C
IN THE HIGH COURT OF THE
D D
HONG KONG SPECIAL ADMINISTRATIVE REGION
E E
COURT OF APPEAL
F F
CRIMINAL APPEAL NO. 30 OF 2011
G (ON APPEAL FROM HCCC NO. 183 OF 2010) G
H ________________ H
I
BETWEEN I
HKSAR Respondent
J J
K AND K
L L
LEE KWOK WAH FRANCIS Applicant
M M
(李國華)
N ________________ N
O O
Coram: Hon Cheung JA, Hon Yuen JA and Hon Chu JA in Court
P P
Date of Hearing: 16 and 17 October 2012
Q Q
Date of Judgment: 3 December 2012
R R
S S
JUDGMENT
T T
U U
V V
JD 187-2013
由此
A A
B Hon Cheung JA (giving the judgment of the Court): B
C C
1. The applicant was indicted on seven counts of sexual offences.
D D
After trial before D. Pang J sitting with a jury, he was found guilty of five of the
E E
counts and was sentenced to eight years’ imprisonment. He applies for leave
F F
to appeal against both conviction and sentence.
G G
H H
The Five Convictions
I I
J 2. Four of the five counts of which the applicant was found guilty J
K concerned a girl X, who was under the age of 16. Three of these counts, namely K
L the 1st,, the 3rd and the 5th counts, alleged that the applicant had sexual L
intercourse with X, a girl under the age of 16 years, contrary to sections 124(1)
M M
and 153P(1) of the Crimes Ordinance, Cap. 200, Laws of Hong Kong (“the
N N
Ordinance”). Another count which involved X, namely the 6th count, alleged
O O
that the applicant engaged in indecent conduct towards a child under the age of
P P
16 years, contrary to sections 146(1) and 153P(1) of the Ordinance. The
Q Q
remainder count, namely the 7th count, was concerned with another girl under
R R
the age of 16, Y, and alleged that the applicant indecently assaulted Y, contrary
S to sections 122(1) and 153P(1) of the Ordinance. S
T T
U U
V 2 JD 187-2013 V
由此
A A
B B
C
Particulars of the offences C
D D
3. The particulars of offence of the 1st, the 3rd and the 5th counts were
E E
as follows:
F F
G G
1) The 1st count: The applicant, on a day unknown between the 1st day
H H
of September, 2005 and the 31st day of March, 2007, being a Hong Kong
I I
permanent resident, at Fo Xin Hostel, No. 8 Xiang Shan Xin Street, Xiangshan
J Town, Menghai County, Xishuangbanna, Yunnan Province, China, had J
K unlawful sexual intercourse with X. K
L L
2) The 3rd count: The applicant, on a day unknown between 1st day of
M M
September 2006 and 31st day of July, 2007, being a Hong Kong permanent
N N
resident, at Bulangshan Nong Mao Market Reception House, Menghai County,
O O
Xishuangbanna, Yunnan Province, China, had unlawful sexual intercourse with
P P
X.
Q Q
R R
3) The 5th count: The applicant, on a day unknown between the 1st day
S of August, 2006 and the 31st day of July, 2007, being a Hong Kong permanent S
T resident, at Ren Ai Children Home, No. 20 Jinlong Road, Xiangshan Town, T
U U
V 3 JD 187-2013 V
由此
A A
B Menghai County, Xishuangbanna, Yunnan Province, China, had unlawful B
C
sexual intercourse with X, a girl under the age of 16 years. C
D D
4. The particulars of offence of the 6th count were that the applicant,
E E
on a day unknown between the 1st day of January, 2006 and the 31st day of
F F
August, 2007, being a Hong Kong permanent resident, at Ren Ai Children
G G
Home, No. 20 Jinlong Road, Xiangshan Town, Menghai County,
H H
Xishuangbanna, Yunnan Province, China, committed an act of gross indecency
I I
towards X.
J J
K 5. The particulars of offence of the 7th count were that the applicant, K
L on a day unknown between the 1st day of August, 2005 and the 31st of July, L
2007, being a Hong Kong permanent resident, at Ren Ai Children Home, No.
M M
20 Jinlong Road, Xiangshan Town, Menghai County, Xishuangbanna, Yunnan
N N
Province, China, indecently assaulted Y.
O O
P P
st rd
6. The jury unanimously found the applicant guilty of the 1 , the 3 ,
Q Q
the 6th and the 7th counts. In respect of the 5th count, the jury found him guilty
R R
by a majority verdict, which was 5 to 2.
S S
T Sentence T
U U
V 4 JD 187-2013 V
由此
A A
B 7. For the 1st, the 3rd and the 5th counts, D Pang J imposed a sentence B
C
of four years’ imprisonment; for the 6th count, one year and six months’ C
imprisonment and for the 7th count, two years’ imprisonment. One year of the
D D
terms of each count was to be served consecutively to the terms of other counts,
E E
making a total sentence of eight years’ imprisonment.
F F
G G
Persons involved in the case
H H
I I
8. The applicant was a permanent resident of Hong Kong. He set up
J the Ren Ai Children Home (“the Centre”) in Xishuanghana, Yunnan, on the J
K Mainland, to take care of orphans and children who needed assistance. The K
L applicant had the right to decide who could reside in the Centre and who could L
receive financial assistance, including assistance for enabling the recipient to
M M
receive education. Twenty odd children were taken care of and provided for
N N
by the Centre. The applicant visited the Centre about three times a year, and
O O
stayed there for one to two weeks each time. When he stayed there he
P P
nd
occupied a room on the 2 floor of the Centre.
Q Q
R R
9. X was a child inmate of the Centre. She was born on 1 April
S 1994. Y was born on 20 April 1992. X was molested by the applicant at a time S
T between 1 September 2005 and 31 August 2007 when X was 11 to 13 years old. T
U U
V 5 JD 187-2013 V
由此
A A
B The incidents took place between the first term of X’s primary 5 school year B
C
and the second term of her primary 6 school year. C
D D
10. Y was also a child inmate of the Centre. She was molested at a
E E
time between 1 August 2005 and 31 July 2007. The facts alleged by the
F F
prosecution were that the molestation took place during the second term of her
G G
primary 6 school year when she was 15 years old.
H H
I I
11. We adopt the summary of the prosecution case and the defence
J case as presented by Ms. Virginia Lau, Senior Public Prosecutor, representing J
K the respondent, to which we supplement: K
L L
Prosecution case
M M
1st count
N N
O O
1) X (PW2) was video-interviewed by the police on 7 April 2009.
P P
At that time she was studying in junior [secondary] 2. The account she gave
Q Q
was that because she was a child of a poor family, she was sent by the
R R
government to the Centre when she was in primary 3. Later, when she was in
S primary 5, the applicant began to provide her with bank cards, mobile S
T telephones, MP3s and pocket money. Gradually she became used to it and T
U U
V 6 JD 187-2013 V
由此
A A
B accepted gifts and money without thinking about what consequences that would B
C
lead to. C
D D
2) One day at noon during the second term of X’s primary 5 school
E E
year, she went to the Centre. She did not see the applicant. Then she
F F
telephoned him to ask him to come back for lunch, but she learnt that he was
G G
with an old female inmate called Huiming [transliteration of 輝明]. Huiming
H H
asked X to go to Fo Xin Hostel, which was in the vicinity, to meet her. When
I I
X got to the hostel, Huiming said that she was hungry and the applicant told her
J J
to go to buy some bread. Huiming was away for a long time and still did not
K come back. The applicant made use of this opportunity and had sexual K
L intercourse with X in a room. X said that the applicant forcibly removed her L
M clothes. She resisted and told him to go away but she was weaker than him in M
terms of physical power, so in the end he penetrated into her private parts.
N N
O O
3rd count
P P
Q Q
3) The applicant told three girls, namely X, Wang Zhilan and Y to
R R
join him to accompany an inmate called Jiao Jiao [transliteration of 嬌嬌] to
S S
her hometown. Subsequently they stayed overnight at Bulangshan Nong Mao
T T
Market Reception House. The applicant and the girls occupied the same room,
U U
V 7 JD 187-2013 V
由此
A A
B in which there were three beds. Wang Zhilan and Y each slept on one bed, B
C
while X and the applicant slept on the remaining one. After supper, they came C
back and sat on the beds to watch television. When Wang Zhilan and Y
D D
seemed to have gone asleep, the applicant touched X with his hands, took off
E E
her trousers and had sexual intercourse with her. He did not use any condom.
F F
He ejaculated on X’s belly and then cleaned himself with paper. It seemed
G G
that the television was on when this was happening. The applicant did not say
H H
anything and the sexual intercourse position was the man lying on top of the
I I
girl.
J J
K 4) Wang Zhilan gave evidence that during the first night of their stay K
L at Bulangshan, she saw that the applicant and X slept on the same bed and that L
some bodily movements, which appeared to be sexual intercourse movements,
M M
were going on under the quilt.
N N
O O
5th count
P P
Q Q
5) The applicant and X had sexual intercourse also in the Centre.
R R
[She] could not remember how many times there had been, or the circumstances
S in which the first time happened. The occasion of which she had the clearest S
T memory was that one day she went to the applicant’s room to play with the T
U computer. She played for a long time until one o’clock in the small hours. U
V 8 JD 187-2013 V
由此
A A
B The applicant, after cleaning his face and brushing his teeth, entered the room B
C
and locked the door. He told X not to leave and asked her to stay and sleep C
with him. X said she wanted to play a while longer, using that as an excuse for
D D
not doing what he said, but the applicant simply switched off the computer. At
E E
last, X gave in to the applicant’s persuasion. She stayed in the room and lay
F F
on the bed with the applicant, who kissed her mouth to mouth, caressed her,
G G
removed her clothes and made love to her, proceeding in the same position as
H H
usual, i.e. the applicant on top of X. Finally, he ejaculated on X’s thigh.
I I
Then [they] cleaned [themselves] and they slept together in the room until
J daybreak. In the course of doing this, the applicant did not say anything. J
K K
L 6) X said that when the above happened, it was probably the second L
term of her primary 6 school year, and that the weather was a bit cold at the
M M
time.
N N
O O
6th count
P P
Q Q
7) Besides having sexual intercourse with X, when the applicant was
R R
having video chats with her on line, there were occasions on which the applicant
S told X to strip herself and also on which the applicant exposed his private parts S
T to X and even masturbated himself, leading to ejaculation. This happened two T
U or three times in total. On one occasion, other people were present and they U
V 9 JD 187-2013 V
由此
A A
B saw images transmitted through the internet, showing what the applicant was B
C
doing. In the Centre, only the applicant’s room was equipped with a computer. C
When he was in Hong Kong and wanted to call the people of the Centre
D D
together for a meeting, he would telephone the Centre to ask them to switch on
E E
the computer so that he could talk with them. X had a key to [the door of] the
F F
applicant’s room, so she could often enter the room to play and could also ask
G G
her friends to come to accompany her. One night during the first term of her
H H
primary 6 school year, X asked Y and Wang Zhilan to sleep with her in the
I I
applicant’s room. On that occasion, X chatted with the applicant through the
J internet and what described above took place. X and Yang Gaiying, the J
K housekeeper of the Centre, each had a key to [the door of] the applicant’s room, K
L but other people did not. L
M M
8) Both Y and Wang Zhilan gave evidence that on the night in
N N
question they saw that on the computer screen the applicant exposed his private
O O
parts to X. Wang Zhilan and Yang Gaiying also said that they had seen X and
P P
the applicant going together into the bathroom to take a bath.
Q Q
R R
9) X said that she called the applicant sworn father and looked upon
S him as a benefactor because he had helped her. The applicant went to the S
T Centre three or four times a year; mostly at the time of the payment of school T
U fees at the beginning of a school term. According to X, sexual intercourse had U
V 10 JD 187-2013 V
由此
A A
B taken place in the Centre for more than 10 times. On some of these occasions B
C
the applicant asked X to stimulate his private parts by her hands or her mouth, C
but X helped him by using only her hands.
D D
E E
10) A forensic pathologist examined X on 8 April 2009 and found that
F F
her hymen had been completely torn in the past. The condition of the tear
G G
showed that something, perhaps a penis, had definitely pierced the hymen,
H H
resulting in the damage.
I I
J 7th count J
K K
L 11) Y moved into and lived in the Centre in 2005 when she was L
studying in primary 5 and she left there after primary 6. Sometime between 7
M M
and 8 p.m. one day during the second term of her primary 6 school year, when
N N
Y and Huiming were sleeping in the lower bunk of a bunk bed in a room on the
O O
second floor, the applicant suddenly entered the room and fondled Y’s breasts
P P
with his hands. Y resisted but she was weaker in strength than the applicant.
Q Q
After a while, he left on his own.
R R
S Defence case S
T T
U U
V 11 JD 187-2013 V
由此
A A
B 12) The applicant gave evidence and he denied all these accusations. B
C
He contracted poliomyelitis when he was one year old. His legs became C
crippled and he needed supporting equipment in order to walk. A doctor
D D
advised him to use a walking frame, but due to his sense of inferiority, he
E E
thought that the sight of his using it did not look nice, so he did not use it.
F F
However, he had been using a walking stick for 20 years or so. Without it his
G G
movements would have been much restricted and he would have become prone
H H
to fall or tumble because his left leg was completely strengthless.
I I
J 13) During each visit to the Centre, he would stay for about two weeks; J
K but more than half of the time would be spent on making visits outdoors. He K
L would take photographs and make reports about his visits. After doing these, L
he would send emails to the sponsors and upload the information onto the
M M
internet. After he returned to Hong Kong, he would store the photographs in
N N
the computer. The dates and captions of the photographs were determined and
O O
designed according to the information contained in the files which were made
P P
for the purpose of keeping the photographs taken during each of his journeys;
Q Q
for example, the period during which he took Jiao Jiao to her hometown in
R R
Buhangshan was 4 to 6 May 2007.
S S
T 14) The applicant claimed that he had never told any child in the T
U Centre to go into the bathroom and stay inside together with him. He said he U
V 12 JD 187-2013 V
由此
A A
B had only asked some children in the Centre to bring some articles of everyday B
C
use into the bathroom to give them to him so that he could take a bath. C
D D
15) According to him, in September 2006 X, Y and Huiming were all
E E
in the Centre, but during the period in which the applicant visited the Centre
F F
two times (i.e. between November 2006 and February 2007) Huiming was gone.
G G
As far as he knew, Huiming did not want to go to school, she wanted to look for
H H
a job instead. As for X, she returned to her hometown upon completion of
I I
primary 6, because her academic performance was poor and she assaulted
J someone in the Centre. The applicant did not really expel her from the Centre. J
K He just wanted her to go to Menhhai Secondary School to be a boarder, but X K
L did not want to go there and she made her own decision to return to her L
hometown in Menghai.
M M
N N
16) He said that on one occasion Wang Zhilan and Y refused to give
O O
help to move some articles and were sternly reprimanded by him. Apart from
P P
that, when Wang Zhilan was at the junior secondary education stage, she had
Q Q
poor academic results and her manners were bad. For these reasons she was
R R
sent to a boarding school, but subsequently she returned to the Centre.
S Similarly, after Y finished primary education, she was criticized by her teacher S
T for her bad academic performance and was even told by her teacher that she T
U should not go to school anymore. It was only because the applicant interceded U
V 13 JD 187-2013 V
由此
A A
B for her that she could continue to receive education. Subsequently, however, B
C
Y chatted on the phone all day long and was scolded by the applicant. C
D D
17) Regarding the incident in Bulangshan Nong Mao Market
E E
Reception House, the applicant stated that according to the information stored in
F F
the computer files, the journey should have taken place from 2 to 4 May 2007.
G G
As Jiao Jiao was only 7 years old, the applicant worried that he could not take
H H
care of her properly due to the difficulties he had in getting about. He
I I
therefore asked the children in the Centre who would like to go with him. The
J result was that X, Y and Wang Zhilan were willing to go with him. It was a J
K long journey and Jiao jiao’s home was not big enough to accommodate all of K
L them, so the itinerary he worked out was that for two nights they would sleep in L
a hostel. At night, he alone slept on the bed closest to the door, while the other
M M
two beds were allocated by the three girls themselves. The activities for the
N N
following day were that they first went to a restaurant to have lunch and then to
O O
Jiao Jiao’s home to play. They returned to the hostel after supper. Nothing
P P
happened on that night just as nothing happened on the first night. They left
Q Q
early in the morning on the third day.
R R
S 18) In the Centre, any bodily contacts the applicant had with the S
T children were limited to those necessary in their daily life and in their games, T
U and absolutely nothing more than that. The computer in his room was used for U
V 14 JD 187-2013 V
由此
A A
B two purposes: 1. To show, through its connection with the closed circuit TV, B
C
what was going on at the main door on the ground floor and in the sitting rooms C
on the two storeys; 2. To talk, chat or hold meetings with individual inmates or
D D
all the inmates through the video chatting function. He denied he had ever
E E
used it to expose his private parts. He protested that the Fo Xin Hostel
F F
incident was sheer fiction. He said he had never been to that place and had not
G G
even heard of it.
H H
I I
19) The applicant explained that he gave more money to X than to
J others because he wanted to financially support the elder sister and other family J
K members of X. He said another inmate, who was called Hui Zi, also had a K
L bank card. At the early stage of Yang Gaiying’s service at the Centre, he was L
not sure how long Yang Gaiying would work there, so he gave the bank cards to
M M
X and Hui Zi. These two children were more senior in age and had a sense of
N N
responsibility. He let them have the cards as a precaution against
O O
contingencies. As for the keys to the door of his room, initially only Yang
P P
Gaiying had a key. However, she was lazy and she just gave it to the inmates
Q Q
so that they could take turns to enter the room to clean it, and as a result the key
R R
was lost. Subsequently, he had a number of duplicate keys made and X said
S she had one of them. S
T T
U U
V 15 JD 187-2013 V
由此
A A
B 20) He said that the rent for renting a room at the hostel at Bulangshan B
C
was low, just 30 to 40 yuan per night, but he rented one room only. He said C
the reason was that he had to take care of the children.
D D
E E
21) Lastly, the applicant claimed that starting from 2002 he had
F F
problems concerning erection. In 2004, he sought treatment as an outpatient.
G G
In 2006, he was treated at the urological department. Acting on the advice
H H
given by the doctor, he took Viagra, but it was too expensive and the side effect
I I
was too strong. After discussion with his wife, he decided to stop using it.
J J
K 22) Doctor Chan, the second defence witness, gave evidence that from K
L March 2000 up to the present the applicant was a patient of the orthopaedics L
department of Pamela Youde Nethersole Eastern Hospital. His medical
M M
history showed that due to poliomyelitis, both of his legs were weak,
N N
particularly the left leg, and that he had to walk with the support of a walking
O O
stick. The result of the assessment of the strength of his left leg and right leg
P P
was respectively point 3 and point 4. Point 3 meant that he was able to stand
Q Q
up to gravitation, i.e. he could walk. Point 4 meant that he could resist some
R R
outside forces other than gravitation; for example, the doctor using his hand to
S obstruct his walking movement. If he could completely kick away the doctor’s S
T hand, that was point 5, which meant completely normal. T
U U
V 16 JD 187-2013 V
由此
A A
B 23) Dr. Chan said that when the applicant completely stood still, he B
C
could stand in that position for five to six minutes without the support of a C
walking stick; but that if he bent from the waist and in addition someone gave
D D
him a push, it would be very difficult for him to keep his balance; and that if he
E E
wanted to squat down, he would encounter even greater difficulties.
F F
G G
24) Dr. Chow, the third defence witness, testified that the applicant was
H H
referred by the Chaiwan Clinic in October 2004, that he came to the urological
I I
department of Pamela Youde Nethersole Eastern Hospital for treatment for the
J first time in March 2006, and that he was diagnosed as suffering from moderate J
K degree erectile dysfunction. The meaning of moderate degree was that he K
L could not succeed in having sexual intercourse every time he wanted, but this L
did not mean that he failed every time. He could, for example, be successful
M M
five times out of ten. However, that was the result of medication. Dr. Chow
N N
had no idea as to what his condition was before any medicine was prescribed for
O O
him or how he would perform without taking any medicine. The medicine in
P P
question was actually Viagra. Dr. Chow said that in all other aspects the
Q Q
applicant was normal; that is to say, there were no other reasons which led to his
R R
impotence except idiopathic causes.
S S
T Grounds of appeal T
U U
V 17 JD 187-2013 V
由此
A A
B 12. The applicant put forward five grounds of appeal, of which B
C
grounds 2 and 3 are about matters of principle, in that ground 2 is about the C
constitutionality of the offences and ground 3 alleges that the applicant did not
D D
have a fair trial; while the other three grounds are about issues concerning the
E E
contents of each individual offence.
F F
G G
1) Ground of appeal 2: Unconstitutionality of the Offences
H H
(1) Section 153P of the Ordinance
I I
J 13. Section 153P of the Ordinance provides that: J
K K
L
“153P Extra-territorial effect of sexual offence provisions L
listed in Schedule 2
M M
N N
Certain sexual offences committed against children outside
O O
Hong Kong; related arrangements and advertisements
P P
Q (1) Where – Q
(a) (i) a person who is a Hong Kong permanent
R R
resident or who ordinarily resides in Hong
S S
Kong;
T T
U U
V 18 JD 187-2013 V
由此
A A
B (ii) a body corporate that is incorporated or B
registered in Hong Kong; or
C C
(iii) a body of persons, whether corporate or
D D
unincorporated, that has a place of business
E E
in Hong Kong,
F commits any act outside Hong Kong; and F
G G
(b) the act –
H H
(i) would have constituted an offence under any
I I
of the provisions specified in Schedule 2 had
J J
it been committed in Hong Kong; and
K (ii) is committed in relation to a person under K
L the age of 16 or in the case of an offence L
under section 123 or 140, under the age of
M M
13,
N N
then the person or body shall be guilty of that offence.
O O
P P
(2) Where any person or body of persons, whether corporate
Q or unincorporated, commits any act outside Hong Kong that – Q
R
(a) would have constituted an offence under any of the R
provisions specified in Schedule 2 had it been
S S
committed in Hong Kong; and
T T
U U
V 19 JD 187-2013 V
由此
A A
B (b) is committed in relation to a person who is a Hong B
Kong permanent resident or who ordinarily resides
C C
in Hong Kong and is –
D D
(i) under the age of 16; or
E E
(ii) in the case of an offence under section 123
F or 140, under the age of 13, F
G then the person or body shall be guilty of that offence. G
H H
(3) Where a defendant is charged with an offence that is an
I I
offence by virtue of subsection (1) or (2) and involves a sexual
J J
act done by him with or to another person, it is a defence for the
K defendant to establish that – K
L (a) at the time of the sexual act, there existed between L
the defendant and that other person a marriage that
M M
was valid, or recognized as valid, under the law of –
N N
(i) the place where the marriage was
O O
solemnized;
P P
(ii) the place where the sexual act was done; or
Q (iii) the place of the defendant’s residence or Q
R
domicile; R
S S
(b) when it was solemnized, the marriage was genuine;
T T
and
U U
V 20 JD 187-2013 V
由此
A A
B B
(c) at the time of the sexual act, that other person
C C
consented to the sexual act.”
D D
E E
14. The provisions listed in Schedule 2 include section 124 (i.e.
F F
intercourse with girl under 16), section 146 (i.e. indecent conduct towards child
G under 16) and section 122 (i.e. indecent assault) of the Ordinance. G
H H
I (2) Background of the legislation I
J J
15. Section 153P of the Ordinance originated from the Crimes
K K
(Amendment) Bill 1999, which was introduced into the Legislative Council on
L L
7 July 1999 and eventually became law and was gazetted in 2003. We set out
M M
below relevant passages quoted from the Legislative Council Brief submitted by
N N
the Security Bureau to the Legislative Council on 8 January 2002:
O O
P “General Background P
Q Q
United Nations Convention on the Rights of the Child (UNCRC)
R R
S S
3. Under Article 34 of the UNCRC, which applies to Hong
T T
Kong, children should be protected from all forms of sexual
U U
V 21 JD 187-2013 V
由此
A A
B exploitation and sexual abuse. Enacting legislation which B
prohibits child pornography and child sex tourism will be a
C C
positive step to implement the UNCRC.
D D
E E
……
F F
G Child Sex Tourism G
H H
7. Sexual exploitation of children is known to have
I I
international dimensions. Child sex tourism, that is,
J J
arrangements which enable adults to travel from their home
K countries to other places, in particular less-developed places, to K
L engage in sexual activities involving children, is known to exist L
around the world. A number of countries, including Australia,
M M
the United States and many European countries, have enacted
N N
specific legislation against child sex tourism.
O O
P P
8. Hong Kong, through regular liaison with overseas law
Q enforcement agencies, has been maintaining a close watch on the Q
R
problem and assisted in the investigation of a number of cases. R
However, the Crimes Ordinance does not prohibit local residents
S S
from exploiting children sexually in other places. Nor does it
T T
provide protection to local children who may be abducted outside
U U
V 22 JD 187-2013 V
由此
A A
B the territory and become targets of child sex tours. Given the B
heinous nature of child sex tours and the need for joint
C C
international efforts, legal sanctions must be imposed on
D D
perpetrators who prey on local or overseas children. We
E E
therefore propose to introduce legislative amendments to provide
F extra-territorial effect to certain sexual offences under the Crimes F
G Ordinance in respect of acts committed to children where the G
perpetrator or the victim has a nexus with Hong Kong.
H H
I I
……
J J
K Proposals relating to child sex tourism K
L L
22. We propose to extend the application of 24 sexual offence
M M
provisions of the Crimes Ordinance to acts committed outside
N N
Hong Kong, the provisions are set out in Annex B. In other
O O
words, these provisions will be given extra-territorial effect. At
P P
present, 14 of these provisions are applicable to victims of any
Q age. Four provisions currently apply to victims under the age of Q
R
21. We propose that the extra-territorial effect will only be R
applicable to cases where victims are under the age of 16 under
S S
these 18 provisions. Four of the remaining six provisions have
T T
applicable age limit of the victims set under the age of 16 and the
U U
V 23 JD 187-2013 V
由此
A A
B other two under the age of 13. For these six provisions, we do B
not propose any change to the applicable age limit.
C C
D D
23. We further propose that the extra-territorial effect should
E E
cover the persons and corporations referred to in sub-paragraphs
F (a) to (c) below insofar as they are the perpetrators of the relevant F
G criminal act outside Hong Kong and the persons referred to in G
sub-paragraph (a) below insofar as they are the victims of the
H H
relevant criminal act outside Hong Kong –
I I
J J
(a) a person who is a Hong Kong permanent resident or
K who ordinarily resides in Hong Kong; K
L L
(b) a body corporate that is incorporated or registered
M M
in Hong Kong; or
N N
O O
(c) a body of persons, whether corporate or
P P
unincorporated, whose principal place of business
Q is Hong Kong. Q
R R
24. Separately, we propose to create an offence for arranging
S S
or advertising child sex tours. The offence covers any message
T T
U U
V 24 JD 187-2013 V
由此
A A
B sent through the Internet, any other forms of electronic B
transmission or other means.
C C
D D
25. We propose that valid marriage between the defendant and
E E
the victim will be a defence to a charge for extra-territorial sexual
F offences under the Bill provided that the victim consented to the F
G act. We also propose that there shall be a defence for a person G
charged with publishing an advertisement for child sex tours if he
H H
did not have any reasonable cause to suspect it to be such an
I I
advertisement.”
J J
K K
16. In addition, we also quote the contents concerning section 153P
L from the Paper for the Legislative Council House Committee meeting on 20 L
M June 2003: M
N N
“The Bill
O O
P P
3. The Bill seeks –
Q Q
(a) …
R (b) … R
S (c) to extend the application of certain sexual offence S
provisions to acts committed against children
T T
outside Hong Kong and prohibiting the making of
U U
V 25 JD 187-2013 V
由此
A A
B any arrangement relating to commission of those B
acts and advertisements for such arrangement.
C C
D D
……
E E
F Extra-territorial effect of sexual offence provisions listed in F
G Schedule 2 of the Crimes Ordinance G
H H
52. The new section 153P of the Crimes Ordinance to be
I I
added by the Bill extends the application of 24 sexual offence
J J
provisions listed in the new Schedule 2 to the Crimes Ordinance
K to an act committed against a child outside Hong Kong if the K
L defendant or the child has connections with Hong Kong. Valid L
marriage between the defendant and the victim will be a defence
M M
to a charge of extra-territorial sexual offences under the Bill
N N
provided that the victim consented to the act.
O O
P P
53. On the rationale for the proposed provisions, the
Q Administration has explained that sexual exploitation of children Q
R
is known to have international dimensions. Child sex tourism is R
known to exist around the world, and has inherent to it an
S S
extra-territorial element. Extra-territorial effect of the relevant
T T
offence provisions is essential for combating child sex tourism.
U U
V 26 JD 187-2013 V
由此
A A
B Permanent residents and persons who ordinarily reside in Hong B
Kong, irrespective of their nationality, should be prohibited from
C C
engaging in the heinous acts of child sex tourism occurred
D D
outside Hong Kong. They should therefore be covered under
E E
the Bill.
F F
G 54. Regarding the enforcement of the provisions, the G
Administration has explained that if a person who is a Hong
H H
Kong permanent resident or who ordinarily resides in Hong Kong
I I
commits an offence under new Schedule 2 overseas, he could be
J J
arrested and prosecuted before Hong Kong courts when he
K returns to Hong Kong. In this situation, evidence/witnesses will K
L be required from the place where the offence was committed. L
This may involve liaison at the law enforcement level and/or a
M M
formal request for mutual legal assistance. Depending on the
N N
circumstances, the perpetrator may be extradited and then
O O
prosecuted in Hong Kong.
P P
Q …… Q
R R
57. The Administration has explained that the 24 offences are
S S
included because they relate more directly to sexual exploitation
T T
of children. Other sexual offences, such as living on earnings of
U U
V 27 JD 187-2013 V
由此
A A
B prostitution of others, keeping a vice establishment etc. are B
considered less directly relevant. As the purpose of the proposal
C C
is to deal with a particular problem by extending the application
D D
of the existing sexual offences under the Crimes Ordinance, the
E E
Administration considers that efforts should be focused on the
F most directly relevant offences and the net should not be casted F
G too wide. Extra-territorial effect is therefore not proposed to be G
extended to offences which are not likely to be the principal
H H
offences committed by paedophiles.”
I I
J J
17. Furthermore, in May 2003 the Security Bureau submitted the
K K
Administration’s Response to Submission by Law Society of Hong Kong dated
L L
5.5.2003. We set out the relevant parts in the Response below:
M M
N “…… N
O O
9. In addition, under Article 3 of the Optional Protocol to the
P P
UN Convention on the Rights of the Child on the sale of children,
Q Q
child prostitution and child pornography (the Optional Protocol),
R R
each state party has to ensure, inter alia, that possession of child
S pornography be made an offence under its criminal law before it S
T
may comply with the Optional Protocol. T
U U
V 28 JD 187-2013 V
由此
A A
B …… B
C C
Extra-territorial effect of offences listed under Schedule 2
D D
E E
12. Sexual exploitation of children is known to have
F international dimensions. Child sex tourism, that is, F
G arrangements which enable adults to travel from their home G
countries to other places, in particular less-developed places, to
H H
engage in sexual activities involving children, is known to exist
I I
around the world. Child sex tourism has inherent to it an
J J
extra-territorial element. Extra-territorial effect of the relevant
K offence provisions is essential for combating child sex tourism. K
L L
13. The Optional Protocol mentioned in paragraph 9 above
M M
also states that each state party should take measures to establish
N N
its jurisdiction over the relevant offences in the following cases:
O O
P P
(a) when the alleged offender is a national of that State
Q or a person who has his habitual residence in its Q
R
territory; R
S S
(b) when the victim is a national of that State.
T T
U U
V 29 JD 187-2013 V
由此
A A
B 14. Hong Kong, as a member of the international community, B
has a compelling interest to protect children and to join in the
C C
concerted efforts in combating sexual abuse of children. We
D D
therefore propose to introduce legislative amendments to give
E E
extra-territorial effect to certain sexual offences under the Crimes
F Ordinance in respect of acts that relate to direct sexual F
G exploitation of children, where the perpetrator or the victim has a G
nexus with Hong Kong.”
H H
I I
(3) United Nations Convention on the Rights of the Child
J J
K K
18. Both parties agree that Article 34 of the United Nations
L L
Convention on the Rights of the Child applies to Hong Kong. The Article
M M
reads as follows:
N N
O “Article 34 O
P P
States Parties undertake to protect the child from all forms of
Q Q
sexual exploitation and sexual abuse. For these purposes, States
R R
Parties shall in particular take all appropriate national, bilateral,
S and multilateral measures to prevent: S
T T
U U
V 30 JD 187-2013 V
由此
A A
B (A) The inducement or coercion of a child to engage in any B
unlawful sexual activity;
C C
(B) The exploitative use of children in prostitution or other
D D
unlawful sexual practices;
E E
(C) The exploitative use of children in pornographic
F performances and materials.” F
G G
However, the Optional Protocol to the Convention on the Rights of the Child on
H H
the Sale of Children, Child Prostitution and Child Pornography (“the Optional
I I
Protocol”) is still not applicable to Hong Kong.
J J
K K
(4) Equality and non-discrimination
L L
M M
19. Mr. Law, counsel for the applicant, argued that the Ordinance
N contravenes Article 25 of the Basic Law of Hong Kong, which guarantees that N
O all Hong Kong residents shall be equal before the law, and violates the O
P entitlement to rights without distinction and the right to protection against P
Q
discrimination provided in Article 1(1) and Article 22 of the Hong Kong Bill of Q
Rights of the Hong Kong Bill of Rights Ordinance, Cap. 383 Laws of Hong
R R
Kong.
S S
T T
U U
V 31 JD 187-2013 V
由此
A A
B Article 1(1): B
C C
“The rights recognized in this Bill of Rights shall be enjoyed
D D
without distinction of any kind, such as race, colour, sex,
E E
language, religion, political or other opinion, national or social
F F
origin, property, birth or other status. [cf. International
G Covenant on Civil and Political Rights Art. 2]”; and G
H H
I Article 22: I
J J
“All persons are equal before the law and are entitled without any
K K
discrimination to the equal protection of the law. In this respect,
L L
the law shall prohibit any discrimination and guarantee to all
M M
persons equal and effective protection against discrimination on
N any ground such as race, colour, sex, language, religion, political N
O or other opinion, national or social origin, property, birth or other O
status. [cf. International Covenant on Civil and Political Rights
P P
Art. 26]”
Q Q
R R
(5) Applicant’s argument
S S
T 20. The applicant accepted that the Legislative Council of Hong Kong T
U has the power to legislate to extend our jurisdiction to places outside Hong U
V 32 JD 187-2013 V
由此
A A
B Kong. He complained that section 153P(1) of the Ordinance discriminates B
C
against him on account of his status as a Hong Kong permanent resident. He C
submitted that the status of a Hong Kong permanent resident and the status of a
D D
person who ordinarily resides in Hong Kong are covered by the phrases “other
E E
status” and “national origin” in Articles 1(1) and 22 of the Hong Kong Bill of
F F
Rights.
G G
H H
21. The applicant also invoked section 3 and section 25 [sic] of the
I I
Registration of Persons Ordinance, Cap.177 Laws of Hong Kong. He said that
J a person’s status as a Hong Kong permanent resident or his status as a person J
K who ordinarily resides in Hong Kong can be regarded as his immigration status K
L or residential status and his national origin, and that this person’s status can be L
contrasted with the immigration status or residential status of another person
M M
who is present in Hong Kong but is neither a Hong Kong permanent resident
N N
nor a person who ordinarily resides in Hong Kong.
O O
P P
22. According to section 3 of the Registration of Persons Ordinance,
Q Q
every person in Hong Kong unless exempted is required to be registered and to
R R
apply for the issue of an identity card under that ordinance. Section 25 of that
S Ordinance [sic] stipulates that certain categories of people, so long as they S
T retain the status and qualifications specified in that Ordinance [sic], are not T
U required to register or apply for the issue of an identity card. Such people U
V 33 JD 187-2013 V
由此
A A
B include travellers and persons who do not remain in Hong Kong for more than B
C
180 days. C
D D
23. The last paragraph of Article 24 of the Basic Law provides that
E E
non-permanent residents of Hong Kong are “persons who are qualified to obtain
F F
Hong Kong identity cards in accordance with the laws of the Region but have
G G
no right of abode”.
H H
I I
24. The fundamental rights and duties of Hong Kong residents are
J governed by Chapter III of the Basic Law. Pursuant to Article 24 of the Basic J
K Law, residents of Hong Kong include permanent residents and non-permanent K
L residents. Article 41 of the Basic Law makes it clear that persons in Hong Kong L
other than Hong Kong residents shall, in accordance with law, enjoy the rights
M M
and freedoms of Hong Kong residents prescribed in Chapter III.
N N
O O
25. The argument advanced by the applicant is that when a
P P
non-permanent resident or a person not ordinarily residing in Hong Kong
Q Q
commits the offences in question outside Hong Kong, he will not be punished
R R
under the laws of Hong Kong, but if a Hong Kong permanent resident or a
S person ordinarily residing in Hong Kong falls under the same situation, he will S
T be punished under Hong Kong laws. This, according to him, is a violation of T
U Article 25 of the Basic Law, because among residents of Hong Kong, U
V 34 JD 187-2013 V
由此
A A
B permanent residents and Hong Kong residents ordinarily residing in Hong Kong, B
C
when compared with other residents in Hong Kong, are not equal before the law. C
He submitted that this also contravenes Article 1(1) of the Hong Kong Bill of
D D
Rights, because Hong Kong permanent residents and persons ordinarily residing
E E
in Hong Kong, due to their status, cannot enjoy the rights recognized in the Bill
F F
of Rights. He further submitted that this is also against Article 22 of the Hong
G G
Kong Bill of Rights, because Hong Kong permanent residents and persons
H H
ordinarily residing in Hong Kong suffer discrimination as a result of their status;
I I
and that they are not treated equally before the law and are denied equal
J protection of the law. J
K K
L (6) The case of Yau Yuk Lung L
M M
26. In Secretary for Justice v. Yau Yuk Lung (2007) 10 HKCFAR 335
N N
the Court of Final Appeal pointed out that equality before the law is a
O O
fundamental human right and is in essence the right not to be discriminated
P P
against (see paragraph 1 of the judgment). The Court of Final Appeal
Q Q
expounded the legal principle that all persons are equal before the law without
R R
discrimination as follows:
S S
T 1) In general, the law should accord identical treatment to comparable T
U situations. U
V 35 JD 187-2013 V
由此
A A
B B
C
2) However, the guarantee of equality before the law does not C
invariably require exact equality. Differences in treatment under the law may
D D
be justified for good reason. To satisfy the justification test, it must be shown
E E
that:
F F
G G
(a) The difference in treatment pursues a legitimate aim; in other
H H
words, a genuine need for such difference must be established;
I I
J (b) The difference in treatment is rationally connected to the legitimate J
K aim; and K
L L
(c) The difference in treatment is no more than is necessary to
M M
accomplish the legitimate aim.
N N
O O
3) Requirement (a) cannot be established from the mere act of
P P
legislative enactment (see paragraphs 19-21, 26-27).
Q Q
R R
4) Where the difference in treatment satisfies the justification test, the
S correct approach is to regard the difference in treatment as not constituting S
T discrimination. Unlike some other constitutional rights, such as the right of T
U U
V 36 JD 187-2013 V
由此
A A
B peaceful assembly, it is not a question of an infringement of the right which B
C
may be constitutionally justified. (paragraph 22) C
D D
E E
(7) Respondent’s argument
F F
G G
27. The respondent did not dispute the claim that a person’s status as a
H H
Hong Kong permanent resident or a person who ordinarily resides in Hong
I I
Kong can be regarded as his immigration status or his residential status and his
J national origin, but it disagreed that the applicant had been treated unequally or J
K discriminated against. K
L L
(8) Our View
M M
(i) Legitimate aim
N N
O O
28. Section 153P(1) clearly draws a distinction between permanent
P P
residents and non-permanent residents, but the Court of Final Appeal had held
Q Q
that the giving of different treatments to different people might be justified for
R R
good reason. According to the criteria set by the Court of Final Appeal, the
S respondent was required to show that the difference in treatment pursues a S
T legitimate aim. T
U U
V 37 JD 187-2013 V
由此
A A
B 29. In our judgment, it is patently obvious that section 153P(1) pursues B
C
a legitimate aim. Even though the Optional Protocol is still not applicable to C
Hong Kong, in order to implement what is required under Article 34 of the
D D
United Nations Convention on the Rights of the Child, Hong Kong has an
E E
unshirkable duty to enact laws to protect children from sexual abuse. In Hong
F F
Kong there is no shortage of laws for combating activities involving sexual
G G
abuse of children within our territory, but such activities do not take place just
H H
within Hong Kong, they also take place outside Hong Kong. Sexual
I I
exploitation of children is known to have international dimensions. It is
J common knowledge that there are adults who travel from their home countries J
K to other places, in particular developing countries or less-developed places, to K
L engage in sexual activities involving children. It is therefore necessary to L
stipulate in the law that committing acts of sexual abuse against children outside
M M
Hong Kong is a criminal offence. The applicant cited the direction on the
N N
obligations of State Parties under Article 2 of the Convention on the Rights of
O O
the Child and submitted that it only requires the States Parties to enact laws to
P P
deal with sexual abuse against children within their own territories, but not laws
Q Q
with extra-territorial effect:
R R
S “States Parties shall respect and ensure the rights set forth in the S
T present Convention to each child within their jurisdiction without T
discrimination of any kind, irrespective of the child’s or his or her
U U
V 38 JD 187-2013 V
由此
A A
B parent’s or legal guardian’s race, colour, sex, language, religion, B
political or other opinion, national, ethnic or social origin,
C C
property, disability, birth or other status.”
D D
E E
30. We consider that the applicant’s argument is a one-sided view.
F F
The use of the word “jurisdiction” in Article 2 does not mean that the duty of a
G G
State Party is limited to protecting children within its territory; on the contrary,
H the scope of its duty covers child abuse cases which happen outside its territory. H
I Section 153P(1) is targeted at paedophiles who sexually abuse children outside I
J Hong Kong. Its purpose is to prevent them from getting away unpunished by J
just returning to Hong Kong. This point was clearly brought out in the
K K
documents submitted to the Legislative Council and referred to above. In
L L
other words, there was a genuine need for enacting section 153P. In Canada,
M M
legislation similar to section 153P was enacted in accordance with the
N N
Convention on the Rights of the Child (See R v. Klassen 240 CCC (3d) 328).
O O
P P
(ii) Rational connection
Q Q
R 31. One of the criteria for satisfying the test is that the difference in R
S treatment must be rationally connected to the legitimate aim. We consider that S
the Ordinance also meets the requirement of rational connection. A law which
T T
extends the jurisdiction to places outside Hong Kong must be subject to
U U
V 39 JD 187-2013 V
由此
A A
B limitations; otherwise, the Hong Kong authorities would prosecute any person B
C
who sexually abuse any children outside Hong Kong. Such kind of authority C
will be too wide.
D D
E E
32. The limitations are set out in section 153P(1). A person will be
F F
prosecuted only if one of the following two conditions is fulfilled :
G G
H H
(1) He is a Hong Kong permanent resident or he ordinarily resides in
I I
Hong Kong (section 153P(1)); or
J J
K (2) The victim is a child who is a Hong Kong permanent resident or K
L who ordinarily resides in Hong Kong (section 153P(2)). L
M M
33. These two conditions restrict the scope of the extra-territorial
N N
jurisdiction of Hong Kong, therefore the distinction with reference to the status
O O
of persons provided for in the Ordinance is rationally connected to the
P P
legitimate aim.
Q Q
R R
(iii) No more than is necessary to accomplish the legitimate aim
S S
T 34. If a person who is not a Hong Kong permanent resident or who T
U does not ordinarily reside in Hong Kong sexually abuses children in any place U
V 40 JD 187-2013 V
由此
A A
B outside Hong Kong, he can be punished under the laws of that place; or if the B
C
laws of his own country contain provisions similar to section 153P, he may also C
be punished under the laws of his own country after he returned home.
D D
However, even if there are no similar provisions in the laws of this person’s
E E
country, it does not follow that a Hong Kong permanent resident or a person
F F
who ordinarily resides in Hong Kong suffers any discrimination. On the basis
G G
of the above reason, such differential treatment is no more than is necessary to
H H
accomplish the legitimate aim. We do not think that section 153P is in any
I I
sense discriminatory against a Hong Kong permanent resident or a person who
J ordinarily resides in Hong Kong. J
K K
L (iv) Proportionality test L
M M
35. As a response to the 911 terrorist attacks, the U.K. government
N N
took a number of measures, including the enactment of the Anti-terrorism,
O O
Crime and Security Act 2001. Section 23 of the Act provided for the detention
P P
of non-British nationals who were suspected to be international terrorists. In A
Q Q
and others v Secretary of State for the Home Department [2005] 2 AC 68 the
R R
House of Lords declared that section 23 was incompatible with the prohibition
S against discrimination laid down in Article 14 of the European Convention on S
T Human Rights (cf: Article 26 of the International Covenant on Civil and T
U Political Rights). The House of Lords held that section 23 failed to pass the U
V 41 JD 187-2013 V
由此
A A
B proportionality test. The criteria of that test are the same as those of the B
C
justification test propounded by the Court of Final Appeal. The House of C
Lords’ reasons were as follows:
D D
E E
(1) It was stipulated in section 23 that a non-British national suspected
F F
to be an international terrorist might be detained, but such treatment was not
G G
applicable to a British national suspected to be an international terrorist;
H H
I I
(2) It permitted non-national suspects to leave the U.K.;
J J
K (3) It did not address the threat from U.K. nationals; and K
L L
(4) It was capable of applying to individuals who did not present that
M M
threat.
N N
O O
36. For these reasons, the House of Lords held that section 23 did not
P P
rationally address the threat to security, that it was a disproportionate response
Q Q
and that it was not strictly required by the exigencies of the situation. The
R R
section was declared to be incompatible with Articles 5(1) and (14) [sic] of the
S European Law [sic] on Human Rights. S
T T
U U
V 42 JD 187-2013 V
由此
A A
B 37. In that case, the House of Lords also dealt with Article 5(1) of the B
C
European Law [sic] on Human Rights, which provides that “Everyone has the C
right to liberty and security of person” (cf: Article 5(1) of the Hong Kong Bill
D D
of Rights).
E E
F F
38. We do not think that this English case lends any support to the
G G
applicant’s arguments in this appeal. Whether the criteria of a particular test
H H
are satisfied must be decided on the basis of the contents of the legislation in
I I
question.
J J
K 2) Ground of appeal 3: media reports and fair trial K
L (1) Right to a fair trial L
M M
39. The applicant complained that before and during the trial of this
N N
case there were massive coverage given by the media and vast amounts of
O O
discussion among the public, and that for this reason the right conferred on a
P P
defendant by Article 87 of the Basic Law and Article 10 of the Hong Kong Bill
Q Q
of Rights were encroached upon. Article 87 of the Basic Law provides that
R R
“… Anyone … shall have the right to a fair trial by the judicial organs …”, and
S Article 10 of the Hong Kong Bill of Rights provides that “… everyone shall be S
T entitled to a fair…hearing by a … independent and impartial tribunal …”. T
U U
V 43 JD 187-2013 V
由此
A A
B (2) Directions given by D Pang J B
C C
40. On 30 November 2010, during the trial of this case D Pang J was
D D
informed that this case was being reported by two local newspapers. After the
E E
jury retired, he discussed those reports with the prosecuting counsel and the
F F
defence counsel. At that time the applicant was represented by another
G G
counsel, who did not apply for a stay of the trial on the ground that the media
H H
reports had rendered the trial unfair. After discussing with counsel, D Pang J
I I
decided that he would give appropriate directions to the jury on those reports at
J the time when he should give directions to them. On 14 December 2010, when J
K Pang J gave directions to the jury, he said the following: K
L L
“ At this stage I shall tell you what evidence consists of. In
M M
the present case, evidence includes the testimonies given in court
N N
by all the witnesses, that is, including the defendant himself and
O O
his witnesses; the facts over which there is no dispute between
P the parties and which have been read out to you; and all the P
Q documents, sketches, photographs and tangible objects which Q
have been produced as exhibits. Well, I have particularized for
R R
you what evidence is composed of, because you must make your
S S
decisions only according to the evidence; that is to say, you must
T T
consider all the evidence. As for those matters which have not
U U
V 44 JD 187-2013 V
由此
A A
B been covered by any evidence, you must not guess or speculate. B
This is very important, ladies and gentlemen. It is extremely
C C
rare that every part and every link of a case is covered by
D D
evidence. You must accept this limitation. You must not fill
E E
in the gaps with your speculations. If you have heard, seen or
F read anything relating to this case outside this courtroom, you F
G should disregard it, particularly the information on the G
newspapers and the internet. These reports and their contents
H H
should be no different from what you have heard in court but, for
I I
various reasons, they may contain opinions given from a certain
J J
angle, a matter that even the people who made these reports may
K not be aware of that themselves; not to mention there may be K
L things which have nothing to do with this case and have not been L
tested by counsel in court; so you should never take any notice of
M M
these things; take no notice of them. This evening, you should
N N
not surf the internet to search. Those you saw previously, forget
O O
about them. Don’t take any notice of them. …”
P P
Q (3) Applicant’s argument Q
R R
S 41. The applicant said that there were huge amount of reports in the S
press about the case, that such reports were presented in both written text and
T T
pictures and a great majority of them were published on the internet. He
U U
V 45 JD 187-2013 V
由此
A A
B submitted that notwithstanding D Pang J’s careful directions, the effects of B
C
those reports were that the prejudice formed in the jurors’ mind against the C
defendant could not be removed, nor could the risk that the prospect of a fair
D D
trial was adversely affected be eliminated.
E E
F F
(4) Legal principles
G G
H H
42. In HKSAR v. Lee Ming Tee and another (2001) 4 HKCFAR 133,
I I
the Court of Final Appeal made the following comments about the legal
J principles applicable to questions about the effects of media reports on a trial: J
K K
L 1) In a society where the press is free it is inevitable that the reporting L
of crime will, in some sections of the media, be lurid and sensationalist,
M M
sometimes even at the risk of punishment for contempt. The more heinous or
N N
shocking a particular crime, the more it is likely to be given notoriety and to
O O
receive potentially prejudicial reporting. Jurors will therefore almost certainly
P P
have been exposed to some degree to such media coverage, prejudicial to the
Q Q
accused.
R R
S 2) Reliance on the integrity of the jury and its ability to try the case S
T fairly on the evidence, to put aside extraneous prejudice and to follow the T
U directions of the judge is fundamental to the jury system itself. U
V 46 JD 187-2013 V
由此
A A
B B
C
3) There is good sense in regarding a jury, properly directed, as able C
to overcome prejudicial publicity in the vast majority of cases. First, with the
D D
passage of time, any recollection that a juror may have of adverse publicity can
E E
be expected to fade, lessening its prejudicial effect.
F F
G G
4) Secondly, the jury may sensibly be credited with the ability to
H H
overcome any pre-trial prejudice because of the nature and atmosphere of the
I I
trial process itself. Whatever impression of the case members of the jury may
J have gained beforehand, at the trial, they are given direct, first-hand access to J
K the actual evidence in the case, presented systematically and in detail, with live K
L witnesses tested by cross-examination and exhibits tendered for inspection. L
They are addressed as to the significance of such evidence by counsel on both
M M
sides and guided by the impartial summing-up of the judge. Many jurors will
N N
already harbour a healthy scepticism about certain kinds of press reporting.
O O
They can be credited with the intelligence to realise that whatever may have
P P
been reported, they are far better placed at the trial to make up their own minds
Q Q
on the evidence, with the help of the judge’s direction.
R R
S See pages 189 to 192B of the judgment of that case. S
T T
U U
V 47 JD 187-2013 V
由此
A A
B 43. The Privy Council held the same views in Montgomery v. H M B
C
Advocate (PC) [2003] 1 AC 641 at 673F-674G: C
D D
“ I am not persuaded that the judges in the court below were
E E
in error in their assessment of the effect of the publicity that has
F F
been given to this case and of the question whether, despite that
G publicity, the jury can be expected to act impartially. Recent G
H research conducted for the New Zealand Law Commission H
suggests that the impact of pre-trial publicity and of prejudicial
I I
media coverage during the trial, even in high profile cases, is
J J
minimal: Young, Cameron & Tinsley, Juries in Criminal Trials:
K K
Part Two, vol I, ch 9, para 287 (New Zealand Law Commission
L L
preliminary paper no 37, November 1999). The lapse of time
M since the last exposure may increasingly be regarded, with each M
N
month that passes, in itself as some kind of a safeguard. N
Nevertheless the risk that the widespread, prolonged and
O O
prejudicial publicity that occurred in this case will have a residual
P P
effect on the minds of at least some members of the jury cannot
Q Q
be regarded as negligible. The principal safeguards of the
R objective impartiality of the tribunal lie in the trial process itself R
S and the conduct of the trial by the trial judge. On the one hand S
there is the discipline to which the jury will be subjected of
T T
listening to and thinking about the evidence. The actions of
U U
V 48 JD 187-2013 V
由此
A A
B seeing and hearing the witnesses may be expected to have a far B
greater impact on their minds than such residual recollections as
C C
may exist about reports about the case in the media. This
D D
impact can be expected to be reinforced on the other hand by
E E
such warnings and directions as the trial judge may think it
F appropriate to give them as the trial proceeds, in particular when F
G he delivers his charge before they retire to consider their verdict.” G
H H
44. The issue in that case was the defendants’ complaint that the extent
I I
of the media reports was such that it would be impossible for them to have a fair
J J
trial as required by Article 6.1 of the European Law [sic] on Human Rights.
K K
The Privy Council considered that it was only by having regard to all the
L L
circumstances that a decision on this issue could be made, and that the
M M
circumstances included the following three matters:
N N
O 1) the length of time since publication of the reports; O
P P
Q
2) the focusing effect of listening to evidence over a prolonged period; Q
and
R R
S S
3) the likely effect of the directions by the trial judge.
T T
U U
V 49 JD 187-2013 V
由此
A A
B 45. The Privy Council held that under Article 6.1 of the European B
C
Convention on Human Rights the only issue to be addressed was the right of the C
defendant to a fair trial, and no assessment of the weight to be given to public
D D
interest (i.e. detection and suppression of crimes) came into the exercise, and
E E
that in this respect it might be said that the right conferred by the European
F F
Convention was superior to the common law right.
G G
H H
(5) Our View
I I
J 46. In this appeal, the applicant asked this Court to receive fresh J
K evidence consisting of newspaper reports and articles on the internet about this K
L case. We refused to receive such fresh evidence. Such evidence had not L
been produced when the case was before D Pang J and D Pang J had directed
M M
the jury that they should not search for this kind of information on the internet
N N
and that they should forget about and take no notice of the information they read
O O
and saw previously. The foundation of the jury system is that the jurors are
P P
required to follow instructions given to them by the judge. Unless there is
Q Q
actual evidence that the jurors have not done what is required of them, the Court
R R
must make its decision on the basis that they have done so. The applicant’s
S allegation that the jurors might have searched for information in disregard of D S
T Pang J’s direction is groundless. We reject his submission in this connection. T
U U
V 50 JD 187-2013 V
由此
A A
B 47. Another complaint of the applicant is that D Pang J at first told the B
C
jury that they should disregard any information which they heard or read C
relating to this case outside the courtroom, but he added that such information
D D
and its contents should be no different from what they heard in court. The
E E
applicant submitted that such direction could confuse the jury as to what the
F F
evidence consisted of. In our view, what the applicant did was to quote D
G G
Pang J’s remarks out of context. When D Pang J’s directions are considered in
H H
their entire context; what he meant was that the jury should disregard those
I I
reports which had nothing to do with the case and had not been tested by
J counsel in court. We do not agree that the applicant was deprived of the right J
K to a fair trial. K
L L
3) Ground of appeal 4
M M
(1) Specimen charges/uncharged acts
N N
O O
48. The applicant’s fourth ground of appeal actually covers two areas:
P P
Q Q
1) The 5th count and the 6th count were specimen charges. To put the
R R
defendant under trial for these two counts was unfair to the defendant, rendering
S the convictions therefor unsafe; and S
T T
U U
V 51 JD 187-2013 V
由此
A A
B 2) D Pang J erred in admitting evidence concerning uncharged acts, in B
C
that the prejudicial effect against the defendant produced by such evidence C
outweighed its probative effect.
D D
E E
49. The basis of these two arguments is in fact the same. The
F F
applicant submitted that in the course of giving directions to the jury D Pang J
G G
had reminded the jury that X had said that in the Centre, which was the place
H H
where the sexual intercourse referred to in the 5th count took place, the applicant
I I
had had sexual intercourse with her over 10 times, and that the occasion referred
J to in the 6th count was not the only one on which images of the applicant J
K exposing his private parts, even masturbating himself and ejaculating were K
L shown through the webcam. L
M M
(2) Legal principle
N N
O O
50. (1) In Chim Hon Man v. HKSAR (1999) 2 HKCFAR 145 the Court of
P P
Final Appeal held that the prosecution could not make use of specimen charges,
Q Q
because there is a general principle that in the absence of any act or acts being
R R
identified as the subject of an offence charged in an indictment, the prosecution
S cannot lead evidence that is equally capable of referring to a number of S
T occasions, anyone of which might constitute an offence described in the charge T
U and invite the jury to convict on any one of them. U
V 52 JD 187-2013 V
由此
A A
B B
C
(2) The Court of Final Appeal pointed out that this principle serves the C
same general purposes as the rule against duplicity. Knowledge of the
D D
particular act, matter or thing which is the foundation of the charge is important
E E
in enabling the accused to ascertain and prove what, if any, defence, for
F F
example, an alibi, he may have to the offence charged and to subject a
G G
complainant’s evidence to searching scrutiny by reference to the surrounding
H H
circumstances. An accused person may be subjected to unfairness and
I I
embarrassment if he is called upon to meet a charge of one offence based upon
J evidence of the commission of multiple offences, more particularly if the J
K evidence is such that it does not enable each such offence to be clearly K
L differentiated from the others. The degree of unfairness or embarrassment L
may vary according to the circumstances. If the prosecution case is based on
M M
evidence of many offences in an extended period of time the unfairness may be
N N
considerable.
O O
P P
51. This principle was applied by this Court in the following three
Q Q
cases:
R R
S 1) HKSAR v Chu Chi Wah (No. 2) [2010] 4 HKLRD 715; S
T T
U 2) HKSAR v Kwok Hing Tony [2010] 3 HKLRD 761; and U
V 53 JD 187-2013 V
由此
A A
B B
C
3) HKSAR v Chu Chi Wah (No. 1) [2010] 4 HKLRD 675. C
D D
(3) Our View
E E
F F
52. The three counts of unlawful sexual intercourse with a girl under
G G
the age of 16 years involving X took place in three different places. The 1 st
H H
count took place in Fo Xin Hostel; the 3rd count in the Bulangshan Nong Mao
I I
Market Reception House and the 5th count in the Centre. In addition, the 6th
J count, namely indecent conduct, which involved X, also took place in the J
K Centre. K
L L
53. In our view, the overall conduct of the trial shows that the
M M
prosecution did not rely on specimen charges to establish their case against the
N N
applicant. Before the trial began, D Pang J had already discussed with the
O O
prosecution and the defence how to handle specimen charges and uncharged
P P
acts.
Q Q
R R
54. The prosecution’s opening submission concerning the 5 th count and
S the 6th count was as follows: S
T T
U “(4) The 5th and the 6th counts U
V 54 JD 187-2013 V
由此
A A
B B
The 5th count is about an act of sexual intercourse between
C C
the defendant and X in the Centre. In fact, after X was
D D
raped by the defendant in Fo Xin Hostel, the defendant
E E
had sexual intercourse with X many times in the
F defendant’s room in the Centre. Between 2006 and 2008 F
G the defendant went to the Centre from Hong Kong several G
times every year (in February, April/May, August and
H H
November respectively) to inspect. When he performed
I I
such acts, X did not resist because, having been molested
J J
so many times, she became used to it. Apart from that,
K the defendant gave her some presents, including MP3 K
L player[s], T shirts and a bankcard under the defendant’s L
name, which enabled her to withdraw money from the
M M
bank.
N N
O O
The 5th count occurred during the second term of X’s
P P
primary 6 school year (between 1 January 2007 and 31
Q July 2007). At that time the weather was rather cold. Q
R
One day, around 0130 in the small hours, X was playing R
with the computer in the defendant’s room. The
S S
defendant entered the room and locked the door. Then he
T T
told X to sleep with him. X wanted to leave but the
U U
V 55 JD 187-2013 V
由此
A A
B defendant did not agree. At his insistence, finally X had B
sexual intercourse with him in the room. The defendant
C C
did not wear a condom and he ejaculated on X’s thigh.
D D
E E
The 6th count (between 1 January 2007 and 31 August
F 2007) was about what happened in the defendant’s room F
G in the Centre [one day] between the second term of X’s G
primary 5 school year and the first term of her primary 6
H H
school year. On that day, the defendant was in Hong
I I
Kong. He had given X the key to the door of his room so
J J
that she could use his room, including the computer in the
K room. At the material time X, Y and Wang Zhilan (PW8) K
L were together playing with the computer in the L
defendant’s room. After they finished playing, Wang
M M
Zhilan and Y went to sleep first. At about 1 a.m. Wang
N N
Zhilan and Y woke up and saw X and the defendant
O O
chatting through the internet. The defendant, through the
P P
webcam, instructed X to take off her clothes and he
Q himself also took off his clothes, exposed his private parts Q
R
and masturbated himself. R
S S
T T
U U
V 56 JD 187-2013 V
由此
A A
B On 7 April 2009 X was interviewed by Hong Kong police B
officers and she made complaints about what the
C C
defendant had done.”
D D
E E
55. Although the prosecution mentioned that the applicant and X had
F F
had sexual intercourse many times in the Centre, they did not tell the jury that
G G
they could find the applicant guilty if they were sure that he had engaged in any
H one of those acts of intercourse. The evidence adduced by the prosecution in H
I respect of the 5th and the 6th counts was not imprecise and general, but was as I
J clear and specific as the content of their opening submission. J
K K
56. Furthermore, D Pang J told the jury that X had specific recollection
L L
th
about the guilty acts referred to in the 5 count, and that at the occurrence of the
M M
th
6 count other people were present. The directions he gave to the jury were as
N N
follows:
O O
P P
“ In the morning of the third day, all of them left
Q Bulangshan. As far as X could remember, the time at which the Q
R
Bulangshan incident happened should be earlier than what R
happened at Da Luo Town, because Da Luo Town was the place
S S
where she and the defendant had sexual intercourse for the last
T T
time. Alright, besides the incidents happened at Fo Xin Hostel,
U U
V 57 JD 187-2013 V
由此
A A
B Bulangshan and Da Luo Town, did any other things happen? B
The answer is that something did happen in the Children Home,
C C
but she can’t remember how many times there were, nor could
D D
she remember the circumstances in which the first time happened.
E E
However, there is one occasion about which she has the clearest
F recollection: She went to the defendant’s room and there she F
G played with the computer for a long while until one o’clock in the G
small hours. The defendant entered the room after washing his
H H
face and brushing his teeth. He locked the door and told her not
I I
to leave and asked her to stay and sleep with him. X said she
J J
wanted to play a while longer, using that as an excuse for not
K doing what he said, but the defendant simply switched off the K
L computer. At last, X gave in to the defendant’s persuasion. L
She stayed in the room and lay on the bed with the defendant,
M M
who kissed her mouth to mouth, caressed her, removed her
N N
clothes and made love to her, proceeding in the same position as
O O
usual, that is, the defendant on top of her. Finally, he finished
P P
by ejaculating on her thigh. Then it was wiped with paper and
Q [they] cleaned [themselves] in toilet. After that, they slept Q
R
together in the room until daybreak. In the course of doing this, R
the defendant, again, did not say anything.
S S
T T
U U
V 58 JD 187-2013 V
由此
A A
B X said she can’t remember among all the incidents which B
happened in the Children Home which time the above incident
C C
was according to chronological order. She said whenever the
D D
defendant came to the Children Home he would stay there for
E E
one week and she would sleep with him on two or three nights.
F As to when did [they] happen, she could just describe it in a F
G general way. It should be primary 6. In respect of this G
incident, she said it was during the second term. At that time
H H
the weather was a bit cold. X said that in the Centre when the
I I
defendant did not use a condom, he would ejaculate outside her
J J
body, like what happened on this occasion. She said she treated
K this incident in the same way as she treated all other incidents, K
L that is, she had never told anyone about this sexual intercourse. L
The foregoing is about the 5th count.
M M
N N
Lastly, X said that besides having sexual intercourse with
O O
her, there were occasions on which the applicant told her to strip
P P
herself when he was having video chats with her on line. The
Q defendant had also exposed his private parts to X and even Q
R masturbated himself, leading to ejaculation. This happened two R
or three times in total. On one occasion, other people were
S S
present. How did it happen? In the Centre, only the
T T
defendant’s room was equipped with a computer. When he was
U U
V 59 JD 187-2013 V
由此
A A
B in Hong Kong and wanted to call the people of the Centre B
together for a meeting, he would telephone to the Centre to ask
C C
them to switch on the computer so that he could talk with them.
D D
Further, X had a key to [the door of] the applicant’s room, so she
E E
could often enter the room to play; and if she didn’t want to be
F alone, she could ask her friends to come to accompany her. In F
G these circumstances, one night during the first term of X’s G
primary 6 school year, when Wang Zhilan was sleeping and
H H
when X was chatting with the defendant through the internet,
I I
what described above took place, but it is not clear whether Wang
J J
Zhilan had really fallen asleep. This is the 6th count.”
K K
L 57. D Pang J asked the jury to pay attention to X’s evidence: L
M M
“ As regards the incident about having sexual intercourse in
N N
the defendant’s room, actually she had mixed things up. 1 mean
O O
the truth is that it was the defendant who was continuously
P P
playing with the computer. After that, he made her stay
Q overnight there. Why did this incident leave such a deep Q
R impression in X’s mind? X said there was no special reason. R
She said she could remember it and that’s why she remembered
S S
it.”
T T
U U
V 60 JD 187-2013 V
由此
A A
B 58. The Da Luo Town incident referred to in the directions above was B
C
the subject matter of a charge of which the applicant was acquitted. C
D D
59. D Pang J also gave detailed directions to the jury in relation to the
E E
uncharged acts:
F F
G G
“ The 5th point, you will remember that the six counts which
H H
involve X are only so-called specimens. Why is it? It is
I because X claimed that she had had sexual intercourse with the I
J
defendant as many as 10 to 20 times in total, at least more than J
10 times; and that the occasion mentioned in the 6th count was not
K K
the only occasion on which he exposed his body through the
L L
webcam, right? In addition, there were the bath-taking incidents
M M
which some people said they saw that but X denied, right? Well,
N in that case, you must be careful. First of all, the acts which N
O have not been included in the charges in the indictment have no O
evidential value at all unless, unless what, unless you are sure
P P
that they did happen. Secondly, even if you are sure that they
Q Q
did happen, these acts can only be used to explain one thing, and
R R
the thing is why is it that within the period of time involved in
S this case, X did not resist sexual contacts with the defendant and S
T she even became used to them. Furthermore, this is the third T
point, you should never simply rely on this kind of evidence and
U U
V 61 JD 187-2013 V
由此
A A
B then come to the conclusion that the defendant did commit B
offences of a similar nature, or the conclusion that the defendant
C C
is the sort of person who will commit the offences which he is
D D
th
charged with in the present case. Moreover, this is the 4 point,
E E
you should never simply rely on this kind of evidence and then
F stop thinking and just casually find the defendant guilty of the F
G charges in the indictment. On the contrary, you should carefully G
consider each count one by one. What I have said is about what
H H
the uncharged acts can be used for and what they cannot be used
I I
for. You must not have any confusion about this, alright?”
J J
K K
60. Mr. Law relied on the comments made by the Court of Final
L Appeal in Chim Hon Man on page 165: The trial judge did not instruct the jury L
M to the effect that the absence of particularity with respect to the individual M
N incidents alleged to have occurred so long ago made it difficult for the N
defendant to be convicted of [sic] the charges. The giving of this direction is
O O
an important element in ensuring fairness to the defendant in cases involving
P P
charges concerning acts that occurred long time ago, especially where there is
Q Q
little particularity. Mr. Law argued that in the present case D Pang J did not
R R
give any direction similar to the above direction. We do not agree with this
S S
argument, because D Pang J did give the jury directions along these lines:
T T
U U
V 62 JD 187-2013 V
由此
A A
B “Firstly, our experience tells us that for various reasons, B
sometimes the victims of some criminal cases really
C C
made false accusations; and, it may be easy to make
D D
false accusations but to refute them is difficult; and this
E E
applies to any defendant no matter how innocent he is.
F F
G Secondly, in the final analysis, it cannot be denied that X, Y and G
Wang Zhilan were of tender age, especially during the
H H
early period. Is there any possibility that they could
I I
not tell right from wrong, and for some reasons they
J J
said something irresponsibly, resulting in Ms. Shum
K making a report to the police, and the matter then went K
L out of control? You have to consider this. L
M M
Thirdly, every offence in this case was allegedly committed
N N
three years or more than three years ago. You must
O O
take into account the disadvantages which the
P P
defendant may suffer as a result of this fact; for
Q example, would he forget something which could have Q
R
been in his favour? Another example: If these R
incidents had not happened so long ago, could he have
S S
been able to prove that he was not present at the scene?
T T
When you consider these factors, you should put
U U
V 63 JD 187-2013 V
由此
A A
B yourself in his position in order to see whether it would B
affect your verdict.”
C C
D D
61. We do not think that the applicant has put forward sufficient
E E
th
grounds for appealing against the convictions in respect of the 5 count or the
F F
6th count.
G G
H 4) Ground of appeal 5 H
I (1) Elements of the charge of unlawful sexual intercourse I
J J
K
62. The applicant submitted that the jury was not entitled to find him K
guilty of the 1st count. His reason was that X gave evidence that he did not
L L
penetrate into her private parts or that she was not sure whether he did penetrate
M M
into her private parts, therefore based on such evidence the jury could not
N N
possibly be sure that he did penetrate into her private parts.
O O
P P
(2) D Pang J’s directions
Q Q
R 63. As to the question of whether the applicant did penetrate into X’s R
S vagina, D Pang J carefully recapitulated X’s evidence to the jury: S
T T
U
“Evidence-in-chief of X U
V 64 JD 187-2013 V
由此
A A
B B
...... To put it simply, X said that the defendant removed her
C C
clothes by force, that is to say, her outer garments and her two
D D
pants — the outer pants and the underpants were pulled down
E E
and away from her body. She resisted and told the defendant to
F F
go away, but her strength was weaker than the defendant’s. As
G for the defendant himself, he did not take off his upper garments. G
H He just pressed one of his hands on X and removed his trousers H
with the other hand. Then he inserted his penis into X’s private
I I
parts. However, that was X’s first time, so (I quote) it was very
J J
tight and it could not get into her; but X immediately added this:
K K
The defendant should have been successful in getting into her
L body, and after that he moved his body up and down, which L
M caused her great pain. X went on to say that upon entry into her M
body, the defendant kissed her and put his hand underneath her
N N
bra and fondled her breasts. To sum up: X said that the
O O
defendant at that time did not wear any condom. However, she
P P
was not able to tell how deep into her body he entered or how
Q long the whole process lasted. It was a little longer than one Q
R minute but less than two minutes. Furthermore, X said that she R
did not see how the applicant’s body moved at the moment of his
S S
entry into her body. However, when the defendant finished,
T T
withdrew and wiped that part of the body with paper — she saw
U U
V 65 JD 187-2013 V
由此
A A
B this part of the process. At that moment, the defendant told her B
not to tell anyone about this. .....”
C C
D D
X under cross-examination
E E
F Following that, it was the Fo Xin Hostel incident. F
G According to X, before it happened, she did not expect that such G
thing would happen; but when the defendant began to remove her
H H
clothes, she did not put up much of a resistance, so not all what
I I
she said in the video recording is true. However, there’s one
J J
thing and that is when the defendant was about to penetrate into
K her, she tried to push him away. Why? Because, after all, it K
L was her first time, so she felt great pain; and for that reason the L
duration of that intercourse was very short; at most it was one to
M M
two minutes. On this basis, the defence asked her, “You said
N N
you were not willing. The only reason for your saying so was
O O
that you felt pain, but not because you resisted the defendant
P P
making love to you, right?” X’s answer was: “I don’t know.”
Q The defence asked her another question: “Finally the defendant Q
R
stopped. Was it because you felt pain?” X said, “Should be so, R
I’m not sure.” The final remark of the defence was: “The
S S
defendant could not penetrate into your body, and that’s because
T T
you felt pain.” X said, “I agree, that should be so.” As for the
U U
V 66 JD 187-2013 V
由此
A A
B contraceptive pill which later appeared, X confirmed that the B
defendant did not force her to take it. He just gave it to her. X
C C
knew that it was a contraceptive pill because the defendant told
D D
her that it was. …..
E E
F Re-examination of X F
G G
…… As regards the Fo Xin Hostel incident, X further clarified
H H
her evidence by saying that before the defendant stopped his
I I
actions he did try to get into her body slowly, and that in the
J J
course of doing so he might have so-called shaken his body.
K It’s for this reason that she gave similar description in the video K
L recording. However, the thing which X had the clearest L
recollection was pain. As to whether the defendant did
M M
penetrate into her, she could not give a clear answer.”
N N
O O
64. D Pang J also gave directions to the jury about the alternative count
P P
for the 1st count, i.e. attempted unlawful sexual intercourse:
Q Q
R “ Lastly and finally, please pay attention to this. The 1st R
S count of this case is treated in a special way. You have heard S
what the prosecution said, that is, if you are sure that X’s
T T
evidence is true, that is to say, you are sure that she and the
U U
V 67 JD 187-2013 V
由此
A A
B defendant had sexual contacts in Fo Xin Hostel; but because X B
felt pain, you are not sure whether the defendant’s penis did enter
C C
into her vagina; you are not sure whether there was even the
D D
slightest degree of entry. Then, after finding the defendant not
E E
guilty of the charge of having unlawful sexual intercourse with a
F girl under 16, you have to go on to consider whether he was F
G guilty of the alternative count: attempting to have unlawful G
sexual intercourse with a girl under 16, although it is not written
H H
on the indictment. To attempt means that at the time in question
I I
the defendant intended to have sexual intercourse with X and
J J
with that intention in his mind he did something, and what he did
K was more than mere preparation for having the sexual intercourse. K
L The only thing he had not done was to complete the sexual L
intercourse. If you are sure that this was what happened at that
M M
time, you can find the defendant guilty of attempting to have
N N
unlawful sexual intercourse with a girl under 16. Let me give
O O
you an example: if the defendant did insert his penis into X’s
P P
private parts, it may be regarded as an act more than mere
Q preparation for the sexual intercourse, even though X pushed him Q
R
away because she felt pain. If he repeatedly tried to do that, it R
would be even more likely that he had fulfilled the condition. It
S S
is for you to decide whether that was what happened. You think
T T
about it yourselves.
U U
V 68 JD 187-2013 V
由此
A A
B B
C
65. Finally, the jury unanimously found the defendant guilty of the 1st C
count.
D D
E E
(3) Our View
F F
G G
66. We consider that the jury’s verdict shows that they believed that
H H
the applicant did penetrate into X’s vagina. This was a finding of fact made by
I
the jury. They personally heard X’s evidence and saw her demeanour when I
J she was giving evidence. Although on the face of it some parts of her J
K evidence was inconsistent with other parts, she maintained that the applicant’s K
L actions of assaulting her private parts made her feel pain. In our judgment, the L
jury was entitled to find that the applicant’s penis did penetrate into X’s vagina
M M
on the basis of her evidence.
N N
O O
67. The applicant submitted that according to The Sexual Offenses Act
P P
2003 of the U.K., vagina includes vulva, but that there is no similar definition
Q Q
under the laws of Hong Kong, and that therefore even if the applicant succeeded
R R
in penetrating into the vulva, that did not constitute sexual intercourse. We do
S not accept this argument. The fact that under the laws of U.K., vagina is S
T defined as including vulva does not mean that under the existing laws of Hong T
U Kong, the penetration of the penis of a male person into the vulva of a female U
V 69 JD 187-2013 V
由此
A A
B person is not sexual intercourse. In Hong Kong, the law is that “intercourse B
C
shall be deemed complete upon proof of penetration by the penis only”. C
(Archbold Hong Kong 2012 paragraph 21-2). According to the 25th edition of
D D
Stedman’s Medical Dictionary, the definition of vagina is “the genital canal in
E E
the female, extending from the uterus to the vulva”. As pointed out on page
F F
th
467 of Smith & Hogan Criminal Law (10 edition), to prove sexual intercourse,
G G
the slightest penetration will suffice. In the case of vaginal intercourse any
H H
penetration of the female genitalia is enough at common law. It is not
I I
necessary for the prosecution to prove that the vagina in its proper anatomical
J sense is penetrated. J
K K
L 5) Ground of appeal 1 L
(1) Y's age
M M
N N
68. The time period relevant to the 7th court, which involves Y, was
O O
between 1 August 2005 and 31 July 2007. Calculation made on this basis
P P
showed that Y was less than 16 years old during the period in which she was
Q Q
sexually assaulted by the applicant. Subsequent to that, D Pang J gave the
R R
following directions to the jury:
S S
T “ The above-mentioned view, this view of the prosecution, T
basically the defence do not object to it. However, there is one
U U
V 70 JD 187-2013 V
由此
A A
B point, and that is Y said that Wang Zhilan was one grade more B
senior than she and X, and Wang Zhilan said that she herself was
C C
promoted to primary 6 after the Chinese New Year holidays in
D D
2006. If calculation is made on the basis of that year, then the
E E
second term of Y’s primary 6 school year, that’s the time when
F she was allegedly indecently assaulted, at the latest it could be F
G December 2007 or even January 2008. That means she was G
over 16. Why? Let me remind you. The forensic pathologist,
H H
who is an expert on matters about teeth, had made some
I I
calculations. According to his calculations, Y could have
J J
reached 16 by 6 October 2007. You have to take this point into
K account. But, however, assuming that she had reached 16, what K
L does it matter? As I said before, the constituting element of L
indecent assault is that the victim does not consent to her being
M M
assaulted or touched. This is so unless the victim is younger
N N
than 16. Therefore, since Y herself said that she was not willing
O O
to be touched by the defendant — she did say so, didn’t she — it
P P
seems that whether she was 16 or not is not a problem. The
Q only problem is whether you believe what she said. …… Q
R R
…… Miss Y reiterated that this incident occurred during the
S S
second term of her primary 6 school year. She remembered that
T T
because during that period, she thought of leaving the Centre, the
U U
V 71 JD 187-2013 V
由此
A A
B Children Home. However, when the defence asked her further B
questions, she said that actually she could not remember clearly
C C
matters about time. What she was sure about was that Wang
D D
Zhilan was one grade more senior than she and when Wang
E E
Zhilan went up to the next grade in school, that was when she
F went up to the next grade in school; so if Wang Zhilan was F
G promoted to primary 6 after the Chinese New Year holidays in G
2006, she would at the same time be promoted to primary 5.”
H H
I I
(2) Applicant’s argument
J J
K K
69. The applicant submitted that in respect of the 7th count, D Pang J
L L
erred in giving directions to the jury to the effect that whether Y had reached 16
M was not a matter they needed to consider. M
N N
O (3) Our View O
P P
70. According to section 153P(1)(b)(ii) of the Ordinance, the offence
Q Q
in question should be committed in relation to a person under the age of 16.
R R
We therefore agree that D Pang J’s direction to the jury to the effect that
S S
whether Y was 16 or not had nothing to do with the offence was a wrong
T T
U U
V 72 JD 187-2013 V
由此
A A
B direction. However, we do not think this would affect the soundness of the B
C
conviction. C
D D
71. The agreed facts stated that the forensic pathologist, who is an
E E
expert on matters about teeth, examined Y on 6 April 2009 and the result was
F F
that he confirmed that her age, i.e. Y’s age at the day of examination was 17
G G
years old, subject to an adjustment of six months, plus or minus. That means
H H
as at 6 April 2009, the oldest possible age of Y was 17½ years old.
I I
J 72. Y gave evidence that she was born on 20 April 1992, which was J
K not challenged by the defence counsel, and this date is compatible with the K
L opinion given by the teeth expert. In our judgment, even though D Pang J L
gave erroneous direction as to a point of law, the jury was entitled to accept the
M M
evidence given by Y herself but not the evidence given by Wang Zhilan in order
N N
to come to their conclusion that when Y was indecently assaulted by the
O O
applicant she was under the age of 16 years.
P P
Q Q
Conclusion of the application for leave to appeal against conviction
R R
S 73. For the above reasons, we dismiss the application for leave to S
T appeal against conviction. T
U U
V 73 JD 187-2013 V
由此
A A
B Application for leave to appeal against sentence B
C C
1) Applicant’s arguments
D D
E E
74. The applicant complained that the starting points used by D Pang J
F F
for the individual counts were manifestly excessive, that his order that one year
G G
of each of the sentences for the 3rd, the 5th, the 6th and the 7th counts was to run
H H
consecutively to the other sentences was too severe, and that insufficient
I I
consideration was given to the totality principle or the principle that where an
J offender is to serve multiple sentences for multiple offences, the overall J
K sentence should not be excessive. Moreover, he submitted that D Pang J erred K
L in rejecting all the mitigating factors, particularly the factor that the applicant L
was a person with a positively good character. At the time of the sentencing,
M M
the applicant was 49 years old. He received education up to tertiary level and
N N
was a social worker by occupation. He was enthusiastic about voluntary work
O O
and had provided his services to various institutions. In his spare time he set
P P
up and ran the organization involved in this case. The applicant considered
Q Q
that his having sexual intercourse with X was not illegal on the Mainland,
R R
because X at least was 14 years old and she consented to the sexual intercourse.
S S
T 2) Our View T
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V 74 JD 187-2013 V
由此
A A
B 75. We are of the view that the applicant failed to adduce admissible B
C
evidence in relation to applicable PRC laws either at the trial or during the C
appeal. In HKSAR v Tsang Chiu Tak, CACC 386/2011, this Court gave the
D D
following guidelines about the sentencing principle for cases involving sexual
E E
assaults on children by adults:
F F
G G
“The Sentencing Principle
H H
I 8. The Court of Appeal reiterated in many recent cases that I
J
the Court had to protect innocent trusting children and prevent J
these vulnerable persons from sexual abuse which would cause
K K
them physical and psychological trauma. In cases involving
L L
sexual assault on a child, it was necessary for the Court to adopt
M M
deterrent sentences to deter others from committing similar
N offences. Such deterrent sentences were to show the abhorrence N
O of members of the public to crimes of this nature and to redress O
the grievance suffered by the victims and their families.
P P
Q Q
9. The Court of Appeal pointed out that when the Court dealt
R R
with offences of sexual assault on a child, the factors that it
S needed to take into consideration included: S
T T
(1) The age difference between the defendant and the victim;
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V 75 JD 187-2013 V
由此
A A
B B
(2) The relationship between the defendant and the victim,
C C
including whether the defendant had taken advantage of
D D
his position or status to commit the offence and whether
E E
there was a breach of trust in the case;
F F
G (3) Whether the defendant had used threats or inducements to G
make the victim succumb;
H H
I I
(4) The number of occasions of committing the offences and
J J
the duration of the offences;
K K
L (5) Whether inappropriate and unnecessary violence was used L
by the defendant to cause harm or discomfort to the
M M
victim;
N N
O O
(6) Whether any safety measures were taken by the defendant
P P
in sexually abusing the victim in order to avoid
Q transmitting any venereal disease to the victim or getting Q
R
her pregnant; R
S S
(7) Whether the sexual abuses have caused physical or
T T
psychological trauma to the victim;
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V 76 JD 187-2013 V
由此
A A
B B
(8) Whether the offences have impact on the family members
C C
of the victim;
D D
E E
(9) Whether the defendant was involved in other inappropriate
F behaviour such as inviting other people to watch or take F
G photos or videos of the offence he committed; and G
H H
(10) Whether the defendant is psychologically imbalanced and
I I
paedophilic and the likelihood of re-offending.
J J
K See HKSAR v Chow Yuen Fai [2010] 1 HKLRD 354, HKSAR v K
L Lee Hon Wah [2011] 4 HKLRD 319, HKSAR V Ng Ka Kin L
(CACC 328/2010) and HKSAR v Lee Kwok Wai (CACC
M M
199/2011).”
N N
O O
76. D Pang J considered that the crimes committed by the applicant
P P
were extremely serious, and he enumerated the following factors:
Q Q
R (1) There was a huge age difference between he and either X or Y. R
S S
T (2) X, in particular, was of very tender age. T
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V 77 JD 187-2013 V
由此
A A
B (3) In the relation between the applicant and the two girl victims, there B
C
obviously was no love and affection in the sense of the love and affection C
between a girl and her boyfriend. As far as X is concerned, perhaps she was
D D
well disposed towards him and was grateful to him. However, the applicant
E E
had a wife and his daughters, who live permanently in Hong Kong. He assumed
F F
the status of sworn father in the Centre. The first sexual intercourse between
G G
X and the applicant was not something which X expected to happen and it could
H H
even be said that it happened as a result of her falling into a trap set by the
I I
applicant. It was definitely not the outcome of love and affection between a
J man and a girl. Moreover, X was not the only victim in the present case or in J
K the Centre. K
L L
(4) On the occasions when he committed the offences he did not wear
M M
a condom.
N N
O O
(5) On some occasions he committed the offences in the presence of
P P
other children. This showed that he had reached the stage that he had
Q Q
absolutely no scruples about acting in the way he did.
R R
S (6) The purpose of setting up a children’s home must be to take care of S
T the children, so that they can grow up in a safe environment; but what the T
U applicant did was exactly the opposite. In the case of X, the offences were U
V 78 JD 187-2013 V
由此
A A
B committed over a rather long period of time; it was more than one year. It is B
C
one of the most serious examples of breach of trust. C
D D
(7) Although X said in court that the goods and commodities she
E E
obtained from the applicant had nothing to do with the sexual relationship
F F
between she and he, the evidence showed that the benefits she received from the
G G
applicant were more than those received by others; for example, she had a bank
H H
card; she could freely go into the applicant’s room by using a duplicate key to
I I
play with the computer; and even her elder sister and her mother received
J financial assistance from the applicant. All these could prove that the J
K applicant intended to exchange these benefits for X’s cooperation. That means K
L what he had been doing was to corrupt the mind of the victim by material L
benefits.
M M
N N
(8) By committing the offences on the other side of the border the
O O
applicant damaged the reputation of charitable organizations set up by Hong
P P
Kong people on the Mainland. Those affected were not confined to individual
Q Q
persons or a particular organization.
R R
S 77. Besides, the psychologist commented that the applicant was deeply S
T affected by a sense of inferiority and that this resulted in his strong desire to T
U manipulate others. He said the applicant had no insight into his problems and U
V 79 JD 187-2013 V
由此
A A
B was remorseless for what he had done in this case. His risk of re-offending B
C
was estimated to be moderate to high. This was a cause for concern. C
However, D Pang J stated that this was not where his attention was focused on,
D D
but that in the report nothing in favour of the applicant could be found.
E E
F F
78. In our view, D Pang J had sufficiently considered the
G G
circumstances of this case. We find that the starting points for the individual
H H
counts and the overall sentence are all appropriate and nothing is manifestly
I I
excessive.
J J
K Conclusion of the application for leave to appeal against sentence K
L L
79. For the above reasons, we dismiss the application.
M M
N N
O O
P P
Q Q
(Peter Cheung) (Maria Yuen) (Carlye Chu)
R R
Justice of Appeal Justice of Appeal Justice of Appeal
S S
T T
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V 80 JD 187-2013 V
由此
A A
B Mr. Lawrence Law, instructed by Messrs. Littlewoods, assigned by the Legal B
C
Aid Department, for the Applicant. C
Ms. Virginia Lau, Senior Public Prosecutor of the Department of Justice, for the
D D
Respondent.
E E
F F
Translated by the Judgment Translation Unit of the Judiciary and vetted by Mr.
G P. Y. Lo, Barrister-at-law G
H H
I I
J J
K K
L L
M M
N N
O O
P P
Q Q
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S S
T T
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V 81 JD 187-2013 V